Initial Statement of Beneficial Ownership (3)
September 15 2021 - 5:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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KOTZABASAKIS MANOLIS E |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/10/2021
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3. Issuer Name and Ticker or Trading Symbol
TRIMBLE INC. [TRMB]
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(Last)
(First)
(Middle)
C/O TRIMBLE INC., 935 STEWART DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / |
(Street)
SUNNYVALE, CA 94085
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 21922 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option | (1) | 2/21/2026 | Common Stock | 40000.0 | $39.92 | D | |
Restricted Stock Units (2) | (3) | 2/21/2022 (4) | Common Stock | 9341.0 | $0.0 | D | |
Restricted Stock Units (2) | (5) | 5/15/2022 (4) | Common Stock | 5372.0 | $0.0 | D | |
Restricted Stock Units (2) | (6) | 5/15/2023 (4) | Common Stock | 11922.0 | $0.0 | D | |
Restricted Stock Units (2) | (7) | 3/15/2022 (4) | Common Stock | 3867.0 | $0.0 | D | |
Restricted Stock Units (2) | (8) | 5/15/2024 (4) | Common Stock | 8001.0 | $0.0 | D | |
Explanation of Responses: |
(1) | 25% of the shares subject to the Option shall vest and become exercisable annually over a 4-year period beginning 2/21/2020. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. |
(3) | 100% of these restricted stock units will vest on 2/21/2022. |
(4) | There are no expiration dates on RSUs. |
(5) | 100% of these restricted stock units will vest on 5/15/2022. |
(6) | 50% of these restricted stock units will vest annually over a 2-year period beginning 5/15/2022. |
(7) | 100% of these restricted stock units will vest on 3/15/2022. |
(8) | 33% of these restricted stock units will vest annually over a 3-year period beginning 5/15/2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KOTZABASAKIS MANOLIS E C/O TRIMBLE INC. 935 STEWART DRIVE SUNNYVALE, CA 94085 |
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| Senior Vice President |
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Signatures
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/s/ James A. Kirkland, as Attorney-in-Fact | | 9/15/2021 |
**Signature of Reporting Person | Date |
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