- Current report filing (8-K)
June 23 2011 - 2:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 20, 2011
SRS LABS, INC.
(Exact Name of registrant as specified in its charter)
Delaware
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0-21123
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33-0714264
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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2909 Daimler Street
Santa Ana, California
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92705
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
(949) 442-1070
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders
(a) SRS Labs, Inc. (the Company) held its 2011 Annual Meeting of Stockholders (the Annual Meeting) on June 20, 2011.
(b)
Proposal 1
: At the Annual Meeting, the Companys stockholders elected Thomas C.K. Yuen and Sam Yau as the Class III directors to the Board of Directors to serve a three year term expiring at the 2014 Annual Meeting of Stockholders or until his successor is elected and qualified. Mr. Yuen and Mr. Yau received affirmative votes from more than a majority of the votes cast. The vote for each of the directors was as follows:
Nominee
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Votes For
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Votes Withheld
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Thomas C.K. Yuen
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10,145,498
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653,388
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Sam Yau
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8,391,614
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2,407,272
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Proposal 2
: At the Annual Meeting, the Companys stockholders approved an amendment to the SRS Labs, Inc. 2006 Stock Incentive Plan to increase the number of shares of Companys common stock available for issuance thereunder by 750,000 shares. The tabulation of votes was as follows:
Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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6,876,886
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3,893,040
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28,960
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3,476,558
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Proposal 3:
At the Annual Meeting, the stockholders also voted to ratify the appointment of Squar, Milner, Peterson, Miranda & Williamson, LLP as the Companys independent registered public accounting firm for the year ending December 31, 2011. The tabulation of votes was as follows:
Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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13,118,883
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618,153
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468,408
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N/A
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Proposal 4:
At the Annual Meeting, the stockholders also approved the compensation of SRS named executive officers, as described in the proxy statement for the Annual Meeting. The tabulation of votes was as follows:
Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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9,653,244
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687,396
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458,246
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3,476,558
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Proposal 5:
At the Annual Meeting, the stockholders also approved an annual vote on the frequency of conducting future advisory votes on executive compensation. The tabulation of votes was as follows:
Votes For One Year
Frequency
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Votes For Two
Years Frequency
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Votes For Three
Years Frequency
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Abstentions
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Broker Non-Votes
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9,984,526
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108,536
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693,626
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12,198
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3,476,558
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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SRS LABS, INC.,
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a Delaware corporation
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Date: June 20, 2011
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By:
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/S/ THOMAS C.K. YUEN
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Thomas C.K. Yuen
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Chairman of the Board and Chief Executive Officer
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3
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