Specialized Disclosure Report (sd)
June 19 2020 - 12:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
SMTC CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
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000-31051
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98-0197680
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S Employer Identification No.)
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7050 Woodbine Avenue
Markham, Ontario, Canada L3R 4G8
(Address of principal executive offices)
Edward Smith
President and Chief Executive Officer
(905) 479-1810
(Name and telephone number, including area code,
of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2019 to December 31, 2019.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of SMTC Corporation is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2019 to December 31, 2019.
A copy of SMTC’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available on its website at www.smtc.com under the “Investors” heading by clicking on “SEC Filings”.
Item 1.02 – Exhibit
As specified in this Form SD, SMTC is hereby filing its Conflict Minerals Report as Exhibit 1.01.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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Dated: June 19, 2020
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SMTC
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By:
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/s/ Edward Smith
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Edward Smith
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President and Chief Executive Officer
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