- Amended Statement of Ownership (SC 13G/A)
April 02 2010 - 12:54PM
Edgar (US Regulatory)
|
UNITED
STATES
|
|
|
SECURITIES
AND EXCHANGE COMMISSION
|
|
|
Washington,
D.C. 20549
|
|
|
|
|
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 4)*
(Name of Issuer)
Common
Stock, par value $0.01 per share
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
o
|
Rule 13d-1(b)
|
o
|
Rule 13d-1(c)
|
x
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No. 58404W 10 9
|
|
|
1.
|
Name of Reporting Person
MedCath 1998 LLC
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
-0-
|
|
6.
|
Shared Voting Power
-0-
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
-0-
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
-0-
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
0.0%
|
|
|
12.
|
Type of Reporting Person
(See Instructions)
OO
|
|
|
|
|
|
|
2
CUSIP No. 58404W 10 9
|
|
|
1.
|
Name of Reporting Person
KKR 1996 Fund L.P.
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
-0-
|
|
6.
|
Shared Voting Power
-0-
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
-0-
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
-0-
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
0.0%
|
|
|
12.
|
Type of Reporting Person
(See Instructions)
PN
|
|
|
|
|
|
|
3
CUSIP No. 58404W 10 9
|
|
|
1.
|
Name of Reporting Person
KKR Associates 1996, L.P.
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
-0-
|
|
6.
|
Shared Voting Power
-0-
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
-0-
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
-0-
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
0.0%
|
|
|
12.
|
Type of Reporting Person
(See Instructions)
PN
|
|
|
|
|
|
|
4
CUSIP No. 58404W 10 9
|
|
|
1.
|
Name of Reporting Person
KKR 1996 GP LLC
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
-0-
|
|
6.
|
Shared Voting Power
-0-
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
-0-
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
-0-
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
0.0%
|
|
|
12.
|
Type of Reporting Person
(See Instructions)
OO
|
|
|
|
|
|
|
5
|
1.
|
Name of Reporting Person
Henry R. Kravis
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
United States
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
7,500
|
|
6.
|
Shared Voting Power
-0-
|
|
7.
|
Sole Dispositive Power
7,500
|
|
8.
|
Shared Dispositive Power
-0-
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
7,500
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
0.0%
|
|
|
12.
|
Type of Reporting Person
(See Instructions)
IN
|
|
|
|
|
|
|
6
|
1.
|
Name of Reporting Person
George R. Roberts
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
United States
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
-0-
|
|
6.
|
Shared Voting Power
-0-
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
-0-
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
-0-
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
0.0%
|
|
|
12.
|
Type of Reporting Person
(See Instructions)
IN
|
|
|
|
|
|
|
7
SCHEDULE 13G
Item 1.
|
|
(a)
|
Name of Issuer.
MedCath Corporation
|
|
(b)
|
Address of Issuers
Principal Executive Offices.
10720 Sikes Place
Charlotte, North Carolina
28277
|
|
Item 2.
|
|
(a)
|
Name of Persons Filing.
MedCath 1998 LLC
KKR 1996 Fund L.P.
KKR Associates 1996, L.P.
KKR 1996 GP LLC
Henry R. Kravis
George R. Roberts
|
|
(b)
|
Address of Principal
Business Office, or, if none, Residence.
The address of the
principal business office of MedCath 1998 LLC, KKR 1996 Fund L.P., KKR
Associates 1996, L.P., KKR 1996 GP LLC and Henry R. Kravis is:
c/o Kohlberg Kravis
Roberts & Co. L.P.
9 West 57th Street, Suite
4200
New York, NY 10019
The address of the
principal business office of George R. Roberts is:
c/o Kohlberg Kravis
Roberts & Co. L.P.
2800 Sand Hill Road, Suite
200
Menlo Park, California
94025
|
|
(c)
|
Citizenship.
See Item 4 of each cover page.
|
|
(d)
|
Title of Class of
Securities.
Common stock, $0.01 par value per share (the Common Stock).
|
|
(e)
|
CUSIP Number.
58404W 10 9
|
|
Item 3.
|
|
Not applicable.
|
8
Item 4.
|
Ownership.
|
The information required
by Items 4(a) (c) is set forth in Rows 5 through 11 of the cover page
applicable to each of the reporting persons and is incorporated herein by
reference for each of the reporting persons.
The percentages of beneficial ownership are based on 22,436,809 shares
of Common Stock outstanding as of February 5, 2010. Except for Henry R. Kravis, who may be deemed
to beneficially own 7,500 shares of Common Stock, none of the reporting
persons beneficially owns any shares of Common Stock.
|
|
Item 5.
|
Ownership of Five Percent or Less
of a Class:
|
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following
x
.
|
|
Item 6.
|
Ownership of More than Five Percent
on Behalf of Another Person.
|
Not applicable.
|
|
Item 7.
|
Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company.
|
Not applicable.
|
|
Item 8.
|
Identification and Classification
of Members of the Group.
|
Not applicable.
|
|
Item 9.
|
Notice of Dissolution of Group.
|
Not applicable.
|
9
Item 10.
|
Certifications.
|
Not applicable.
|
SIGNATURE
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
April 2,
2010
|
MEDCATH
1998 LLC
|
|
|
|
By:
|
KKR
1996 Fund L.P., managing member
|
|
|
|
|
By:
|
KKR
Associates 1996, L.P., general partner
|
|
|
|
|
By:
|
KKR
1996 GP LLC, general partner
|
|
|
|
|
By:
|
/s/ Richard J. Kreider
|
|
|
Name: Richard J. Kreider
|
|
|
Title: Attorney-in-fact for Henry R. Kravis, as
member
|
|
|
|
|
|
|
|
KKR
1996 Fund L.P.
|
|
|
|
|
By:
|
KKR
Associates 1996, L.P., general partner
|
|
|
|
|
By:
|
KKR
1996 GP LLC, general partner
|
|
|
|
|
By:
|
/s/ Richard J. Kreider
|
|
|
Name: Richard J. Kreider
|
|
|
Title: Attorney-in-fact for Henry R. Kravis, as
member
|
|
|
|
|
|
|
|
KKR
Associates 1996, L.P.
|
|
|
|
|
By:
|
KKR
1996 GP LLC, general partner
|
|
|
|
|
By:
|
/s/ Richard J. Kreider
|
|
|
Name: Richard J. Kreider
|
|
|
Title: Attorney-in-fact for Henry R. Kravis, as
member
|
10
|
KKR 1996 GP LLC
|
|
|
|
|
|
|
By:
|
/s/ Richard J. Kreider
|
|
|
Name: Richard J. Kreider
|
|
|
Title: Attorney-in-fact for
Henry R. Kravis, as member
|
|
|
|
|
|
|
|
HENRY R. KRAVIS
|
|
|
|
|
|
|
By:
|
/s/ Richard J. Kreider
|
|
|
Name: Richard J. Kreider
|
|
|
Title: Attorney-in-fact for
Henry R. Kravis
|
|
|
|
|
|
|
|
GEORGE R. ROBERTS
|
|
|
|
|
|
|
By:
|
/s/ Richard J. Kreider
|
|
|
Name: Richard J. Kreider
|
|
|
Title: Attorney-in-fact for
George R. Roberts
|
11
EXHIBITS
Exhibit
Number
|
|
Title
|
|
|
|
|
|
|
|
1
|
|
Joint
Filing Agreement dated October 13, 2009
|
|
(Already
on file)
|
|
|
|
|
|
2
|
|
Power
of Attorney, dated July 31, 2005, given by Henry R. Kravis
|
|
(Already
on file)
|
|
|
|
|
|
3
|
|
Power
of Attorney, dated July 31, 2005, given by George R. Roberts
|
|
(Already
on file)
|
12
Medcath (NASDAQ:MDTH)
Historical Stock Chart
From Jun 2024 to Jul 2024
Medcath (NASDAQ:MDTH)
Historical Stock Chart
From Jul 2023 to Jul 2024