- Current report filing (8-K)
November 24 2008 - 2:21PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of
Report (Date of earliest event reported): November 18, 2008
Lumera
Corporation
(Exact
name of registrant as specified in its charter)
Delaware
|
000-50862
|
91-2011728
|
(State
of Incorporation)
|
(Commission
File Number)
|
(IRS Employer Identification
Number)
|
19910
North Creek Parkway, Bothell,
Washington
|
98011
|
(Address
of principal executive
offices)
|
(Zip code)
|
Registrant's
telephone number, including area code: (425) 415-6900
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions
[
] Written communications pursuant to Rule 425 under the Securities
Act
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange
Act
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange
Act
Item
3.01
|
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
|
On
November 18, 2008, Lumera Corporation (the “Company”) received a NASDAQ Staff
Determination indicating that the Company fails to comply with the minimum
stockholders' equity requirements for continued listing, set forth in
Marketplace Rule 4450(a)(3) and that its common stock is therefore scheduled
to
be delisted from The NASDAQ Global Market on November 28, 2008.
The
Company intends to request a hearing before a NASDAQ Listing Qualifications
Panel to review the Staff Determination, and to request that consideration
of
the matter be postponed until after Lumera's upcoming annual meeting, at which
its proposed merger with GigOptix LLC will be considered. After that point,
the
new GigOptix Inc. may propose to have its stock listed on the NASDAQ Global
Market, to move to the NASDAQ Capital Market or to agree that its stock will
be
delisted, in which case it would be traded on the OTCBB.
On
November 19, 2008, the Company issued a press release announcing its receipt
of
the Panel's notification. A copy of the press release is being furnished as
Exhibit 99.1 to this report and is incorporated herein by
reference.
Item
9.01
|
Financial
Statements and Exhibits.
|
(d)
Exhibits
|
99.1
|
Press
Release issued by the Company on November 19,
2008
|
Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
LUMERA
CORPORATION
By:
/s/
Peter J.
Biere
Name:
Peter J. Biere
Title:
Chief Financial Officer and
Treasurer
|
Date:
November 24, 2008
EXHIBIT
INDEX
Exhib
it
Number
|
|
Description
|
|
|
|
99.1
|
|
Press Release issued by the Company
on
November 19, 2008
|
Lumera (NASDAQ:LMRA)
Historical Stock Chart
From May 2024 to Jun 2024
Lumera (NASDAQ:LMRA)
Historical Stock Chart
From Jun 2023 to Jun 2024