Initial Statement of Beneficial Ownership (3)
April 30 2021 - 4:04PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dennis Donald Lee |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/21/2021
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3. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [HBAN]
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(Last)
(First)
(Middle)
HUNTINGTON CENTER, 41 S. HIGH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP of Principal Subsidiary / |
(Street)
COLUMBUS, OH 43287
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 25955.0960 (1) | D | |
Common Stock | 556.9700 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee/Director Stock Option (Right to Buy) | 3/26/2022 (2) | 3/26/2031 | Common Stock | 7102.0000 | $16.0800 | D | |
Explanation of Responses: |
(1) | Figure includes 25,558 RSU awards previously granted that will vest in shares of common stock over the passage of time. |
(2) | The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dennis Donald Lee HUNTINGTON CENTER 41 S. HIGH STREET COLUMBUS, OH 43287 |
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| EVP of Principal Subsidiary |
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Signatures
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Elizabeth B. Moore, Attorney-in-Fact | | 4/28/2021 |
**Signature of Reporting Person | Date |
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