Statement of Changes in Beneficial Ownership (4)
November 18 2021 - 05:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Sibley Tarrant
L. |
2. Issuer Name and Ticker or Trading
Symbol HASBRO, INC. [ HAS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, CLO and Corp Secretary |
(Last)
(First)
(Middle)
C/O HASBRO, INC., 1011 NEWPORT AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/17/2021
|
(Street)
PAWTUCKET, RI 02861
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock (Par Value $.50 per
share) |
11/17/2021 |
|
M |
|
5498 |
A |
$61.77 |
39105.97 |
D |
|
Common Stock (Par Value $.50 per
share) |
11/17/2021 |
|
S |
|
5498 |
D |
$100.8277 (1) |
33607.97 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock (Par Value $.50 per
share) (2) |
$61.77 |
11/17/2021 |
|
M |
|
|
5498 |
(3) |
2/10/2022 |
Common Stock |
5498 |
$0 |
0 |
D |
|
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $100.73 to $100.875, inclusive.
The reporting person undertakes to provide to Hasbro, Inc., any
security holder of Hasbro, Inc. or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote (1). |
(2) |
These options were granted
under an employee stock option plan in accordance with Rule 16b-3
and have tandem tax withholding rights. |
(3) |
33 1/3% of the options
became exercisable on each of February 10, 2016, February 10, 2017
and February 10, 2018. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Sibley Tarrant L.
C/O HASBRO, INC.
1011 NEWPORT AVENUE
PAWTUCKET, RI 02861 |
|
|
EVP, CLO and Corp Secretary |
|
Signatures
|
Matthew Gilman, P/O/A for Tarrant
Sibley |
|
11/18/2021 |
**Signature of
Reporting Person |
Date |
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