Statement of Changes in Beneficial Ownership (4)
August 09 2017 - 7:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Levenson Ryan
|
2. Issuer Name
and
Ticker or Trading Symbol
HARDINGE INC
[
HDNG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O HARDINGE INC., ONE HARDINGE DRIVE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/7/2017
|
(Street)
ELMIRA, NY 14902
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
8/7/2017
|
|
P
|
|
66562
|
A
|
$14.4521
|
1294879
|
I
|
By Privet Fund LP
(1)
(2)
|
Common Stock
|
8/8/2017
|
|
P
|
|
20211
|
A
|
$14.1787
|
1315090
|
I
|
By Privet Fund LP
(1)
(2)
|
Common Stock
|
|
|
|
|
|
|
|
1632
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
57098
|
I
|
By Privet Fund Management LLC
(1)
(2)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
This report is filed jointly by Ryan Levenson, Privet Fund LP, and Privet Fund Management LLC (collectively, the "Reporting Persons"). The Reporting Persons are filing this report jointly because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons. As of August 8, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group, except to the extent of his, her or its pecuniary interest therein.
|
(2)
|
As of August 8, 2017, (i) 1,315,090 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, (ii) 57,098 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson, and (iii) 1,632 shares were owned directly by Ryan Levenson.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Levenson Ryan
C/O HARDINGE INC.
ONE HARDINGE DRIVE
ELMIRA, NY 14902
|
X
|
X
|
|
|
Privet Fund LP
3280 PEACHTREE ROAD NE
SUITE 2670
Atlanta, GA 30305
|
|
X
|
|
|
Privet Fund Management LLC
3280 PEACHTREE ROAD NE
SUITE 2670
ATLANTA, GA 30305
|
|
X
|
|
|
Signatures
|
John R. Alexander, as Attorney-in-Fact, pursuant to a Power of Attorney dated November 1, 2016
|
|
8/9/2017
|
**
Signature of Reporting Person
|
Date
|
Ryan Levenson, Managing Member, on behalf of Privet Fund Management LLC, General Partner, on behalf of Privet Fund LP
|
|
8/9/2017
|
**
Signature of Reporting Person
|
Date
|
Ryan Levenson, Managing Member, on behalf of Privet Fund Management LLC
|
|
8/9/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Hardinge Inc. (delisted) (NASDAQ:HDNG)
Historical Stock Chart
From Apr 2024 to May 2024
Hardinge Inc. (delisted) (NASDAQ:HDNG)
Historical Stock Chart
From May 2023 to May 2024