Specialized Disclosure Report (sd)
May 31 2019 - 10:39AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
BROADWIND ENERGY, INC.
(Exact Name of Registrant as Specified in Its Charter)
|
|
|
|
|
Delaware
|
|
001-34278
|
|
88-0409160
|
(State or Other Jurisdiction of Incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification No.)
|
3240 South Central Avenue, Cicero, Illinois 60804
(Address of Principal Executive Offices) (Zip Code)
Erik W. Jensen
Vice President, Chief Human Capital Officer
Broadwind Energy, Inc.
3240 S. Central Avenue
Cicero, IL 60804
(708) 780-4800
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Broadwind Energy, Inc. (together with its wholly-owned subsidiaries, the “Company”) evaluated the Company’s current product lines and determined that “conflict minerals,” as defined in applicable Securities and Exchange Commission rules, are necessary to the functionality or production of certain products the Company manufactures or contracts to manufacture as described in the Conflict Minerals Report filed as Exhibit 1.01 hereto. The Company determined that it does not have enough information to conclude whether such products are “DRC Conflict Free.”
Item 1.02 Exhibit
A copy of our Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at: www.bwen.com.
Section 2 - Exhibits
Item 2.01 Exhibits
The following is a list of the Exhibits filed herewith
.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
BROADWIND ENERGY, INC.
|
|
|
|
May 31, 2019
|
By:
|
/s/ Jason L. Bonfigt
|
|
|
|
|
|
Jason L. Bonfigt
|
|
|
Vice President, Chief Financial Officer
|
|
|
(Principal Financial Officer)
|
Broadwind (NASDAQ:BWEN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Broadwind (NASDAQ:BWEN)
Historical Stock Chart
From Sep 2023 to Sep 2024