Amended Statement of Beneficial Ownership (sc 13d/a)
January 08 2021 - 6:03AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE
13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT
TO RULE 13d-2(a)
(Amendment No. 1)
Alaska
Communications Systems Group, Inc.
(Name of Issuer)
Common Stock, $.01 par value per share
(Title of Class of Securities)
01167P101
(CUSIP number)
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Larry Handen
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Todd Henigan
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MIHI LLC
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GCM Grosvenor
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125 West 55th Street
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767 Fifth Avenue, 14th Floor
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New York, NY 10019
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New York, NY 10153
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(212) 231-1000
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(646) 362-3700
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With a copy to:
Michael R. Patrone, Esq.
Goodwin Procter LLP
New
York Times Building
620 8th Avenue
New York, NY 10018
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e),
13d-1(f) or 13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to who copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
JUNEAU PARENT CO,
INC.
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
AF
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
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12.
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
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13.
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Percent of Class
Represented by Amount in Row (11)
0% (2) (3)
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14.
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Type of Reporting Person
(See Instructions)
CO
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
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Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by Juneau Parent Co, Inc. as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and Juneau Parent Co, Inc. disclaims such membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
JUNEAU HOLD CO,
LLC
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
AF
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
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12.
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
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13.
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Percent of Class
Represented by Amount in Row (11)
0% (2) (3)
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14.
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Type of Reporting Person
(See Instructions)
OO
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
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Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by Juneau Hold Co, LLC as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and Juneau Hold Co, LLC disclaims such membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
MACCAP JUNEAU
HOLDINGS, LLC
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
AF
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
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12.
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
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13.
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Percent of Class
Represented by Amount in Row (11)
0% (2) (3)
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14.
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Type of Reporting Person
(See Instructions)
OO
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
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Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by Maccap Juneau Holdings, LLC as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and Maccap Juneau Holdings, LLC disclaims such
membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
LIF JUNEAU
HOLDINGS, LLC
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
AF
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
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12.
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
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13.
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Percent of Class
Represented by Amount in Row (11)
0% (2) (3)
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14.
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Type of Reporting Person
(See Instructions)
OO
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
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Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by LIF Juneau Holdings, LLC as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and LIF Juneau Holdings, LLC disclaims such membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
MIHI
LLC
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
OO
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
|
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Shared Dispositive Power
0
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|
|
11.
|
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
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12.
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
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13.
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Percent of Class
Represented by Amount in Row (11)
0% (2) (3)
|
14.
|
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Type of Reporting Person
(See Instructions)
OO
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
|
Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by MIHI LLC as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and MIHI LLC disclaims such membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
MACQUARIE GROUP
LIMITED
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
OO
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
AUSTRALIA
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
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12.
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
|
13.
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Percent of Class
Represented by Amount in Row (11)
0% (2) (3)
|
14.
|
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Type of Reporting Person
(See Instructions)
OO
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
|
Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by Macquarie Group Limited as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and Macquarie Group Limited disclaims such membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
LABOR IMPACT FUND,
L.P.
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Source of Funds (See
Instructions)
PF
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
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7.
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|
Sole Voting Power
0 (1)
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8.
|
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0 (1)
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10.
|
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Shared Dispositive Power
0
|
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|
|
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|
|
11.
|
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
|
12.
|
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
|
13.
|
|
Percent of Class
Represented by Amount in Row (11)
0 (2) (3)
|
14.
|
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Type of Reporting Person
(See Instructions)
PN
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(1)
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Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
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(2)
|
Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
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(3)
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This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by Labor Impact Fund, L.P. as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and Labor Impact Fund, L.P. disclaims such membership.
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1.
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Names of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only)
GCM INVESTMENTS
GP, LLC
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
|
|
Source of Funds (See
Instructions)
AF
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5.
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Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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|
Citizenship or Place of
Organization
DELAWARE
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
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7.
|
|
Sole Voting Power
0 (1)
|
|
8.
|
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Shared Voting Power
0
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|
9.
|
|
Sole Dispositive Power
0 (1)
|
|
10.
|
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Shared Dispositive Power
0
|
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|
|
|
|
|
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 (1)
|
12.
|
|
Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
☐
|
13.
|
|
Percent of Class
Represented by Amount in Row (11)
0 (2) (3)
|
14.
|
|
Type of Reporting Person
(See Instructions)
OO
|
(1)
|
Represents shares of Common Stock of Alaska Communications Systems Group, Inc.
|
(2)
|
Calculated in accordance with Rule 13d-3 of the Securities Exchange Act
of 1934, as amended, based upon an aggregate of 53,822,535 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Form 10-Q filed on November 9, 2020.
|
(3)
|
This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be
beneficially owned by GCM Investments GP, LLC as a result of membership in a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and GCM Investments GP, LLC disclaims such membership.
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The following constitutes Amendment No.1 to the Schedule 13D filed by the undersigned (Amendment
No. 1). This Amendment No. 1 amends the Schedule 13D as specifically set forth herein.
ITEM 4.
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PURPOSE OF TRANSACTION.
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Item 4 is hereby amended to add the following:
On
December 31, 2020, pursuant to the terms of the Merger Agreement, the Issuer terminated the Merger Agreement.
The Voting Agreement automatically
terminated in accordance with its terms upon the termination of the Merger Agreement.
The foregoing description of the Merger Agreement, the Voting
Agreement and the transactions contemplated thereby does not purport to be complete and is subject to, and qualified in its entirety by reference to, the full text of the Merger Agreement, which was filed by the Issuer as Exhibit 2.1 to the
Issuers Current Report on Form 8-K filed on December 10, 2020 and the full text of the Voting Agreement, which was filed by the undersigned as Exhibit 7.5 to the undersigneds Schedule 13D
filed on December 23, 2020.
SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this Statement is true,
complete and correct.
Dated: January 7, 2021
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JUNEAU PARENT CO, INC.
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By:
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/s/ Larry Handen
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Name:
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Larry Handen
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Title:
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President
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By:
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/s/ Matthew Rinklin
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Name:
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Matthew Rinklin
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Title:
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Vice President
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MACCAP JUNEAU HOLDINGS, LLC, member of JUNEAU HOLD CO, LLC
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By:
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/s/ Larry Handen
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Name:
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Larry Handen
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Title:
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President
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By:
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/s/ Robinson Kupchack
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Name:
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Robinson Kupchack
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Title:
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Vice President
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LIF JUNEAU HOLDINGS, LLC, member of JUNEAU HOLD CO, LLC
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By: Labor Impact Fund, L.P., its sole member
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By: GCM Investments GP, LLC, its general partner
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By:
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/s/ Todd Henigan
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Name: Todd Henigan
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Title: Authorized Signatory
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MACQUARIE GROUP LIMITED
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By:
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/s/ Charles Glorioso
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Name: Charles Glorioso
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Title: Authorized Signatory
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By:
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/s/ Paul Peduto
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Name: Paul Peduto
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Title: Authorized Signatory
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MIHI LLC
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Sole Member and Managing Member of MACCAP JUNEAU HOLDINGS, LLC
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By
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/s/ Todd Handen
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Name: Larry Handen
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Title: President
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By
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/s/ Tobias Bachteler
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Name: Tobias Bachteler
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Title: Vice President
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LABOR IMPACT FUND, L.P.
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Sole Member of LIF JUNEAU HOLDINGS, LLC
By: GCM Investments GP, LLC, its general partner
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By:
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/s/ Todd Henigan
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Name: Todd Henigan
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Title: Authorized Signatory
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GCM INVESTMENTS GP, LLC
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General Partner of LABOR IMPACT FUND, L.P., sole member of LIF JUNEAU HOLDINGS, LLC
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By:
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/s/ Todd Henigan
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Name: Todd Henigan
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Title: Authorized Signatory
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Alaska Communications Sy... (NASDAQ:ALSK)
Historical Stock Chart
From Jun 2024 to Jul 2024
Alaska Communications Sy... (NASDAQ:ALSK)
Historical Stock Chart
From Jul 2023 to Jul 2024