Statement of Changes in Beneficial Ownership (4)
September 09 2022 - 6:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Knowles Timothy Ray |
2. Issuer Name and Ticker or Trading Symbol
KULR Technology Group, Inc.
[
KULR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Technical Officer |
(Last)
(First)
(Middle)
C/O KULR TECHNOLOGY GROUP, INC., 4863 SHAWLINE STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/31/2022 |
(Street)
SARATOGA, CA 95070
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 8/31/2022 | | S | | 42218 | D | $1.44 (2) | 828142 | I | See Footnote (1) |
Common Stock | 9/1/2022 | | S | | 39384 | D | $1.41 (3) | 788758 | I | See Footnote (1) |
Common Stock | 9/2/2022 | | S | | 18398 | D | $1.40 (4) | 770360 | I | See Footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Share of common stock are held by the Reporting Person's spouse, Marianne Knight. Mr. Knowles does not have direct voting or dispositive control over the shares owned by Ms. Knight. The Amount of securities beneficially owned following the reported transactions do not include Mr. Knowles' direct ownership over 15,600,000 shares, which amount remains unchanged since Mr. Knowles' initial acquisition of the Company's common stock. |
(2) | On August 31, 2022, Marianne Knight, Mr. Knowles' spouse, sold 42,218 shares of common stock of the Company at a price of $1.439172 per share. |
(3) | On September 1, 2022, Marianne Knight, Mr. Knowles' spouse, sold 39,384 shares of common stock of the Company at a price of $1.41009 per share. |
(4) | On September 2, 2022, Marianne Knight, Mr. Knowles' spouse, sold 18,398 shares of common stock of the Company at a price of $1.401646 per share. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Knowles Timothy Ray C/O KULR TECHNOLOGY GROUP, INC. 4863 SHAWLINE STREET SARATOGA, CA 95070 | X |
| Chief Technical Officer |
|
Signatures
|
/s/ Timothy Knowles | | 9/9/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
KULR Technology (AMEX:KULR)
Historical Stock Chart
From May 2024 to Jun 2024
KULR Technology (AMEX:KULR)
Historical Stock Chart
From Jun 2023 to Jun 2024