Current Report Filing (8-k)
May 09 2023 - 7:20AM
Edgar (US Regulatory)
0001093691
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0001093691
2023-05-09
2023-05-09
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 9, 2023
Plug Power Inc.
(Exact name of registrant as specified in its
charter)
Delaware |
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1-34392 |
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22-3672377 |
(State or other jurisdiction |
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(Commission File |
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(IRS Employer |
of incorporation) |
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Number) |
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Identification No.) |
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968 Albany Shaker Road, Latham, New York |
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12110 |
(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including
area code: (518) 782-7700
N/A
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to 12(b) of the Act:
Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which
registered |
Common Stock, par value $0.01 per share |
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PLUG |
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The Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth
company ¨
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02 Results of Operations and Financial Condition.
On May 9, 2023, Plug Power Inc., a Delaware corporation
(the “Company”), issued a press release regarding its financial results for the first quarter ended March 31, 2023. A copy
of the press release is furnished herewith as Exhibit 99.1. The Company will be hosting a conference call at 8:00 a.m. Eastern Time regarding
its financial results for the first quarter ended March 31, 2023. The conference call will be available through the Company's website
at www.plugpower.com. A copy of the presentation that will be used during the conference call is attached as Exhibit 99.2 to this
Current Report on Form 8-K.
The information in this Item 2.02 of this
Current Report on Form 8-K, including Exhibit 99.1 and Exhibit 99.2 hereto, shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, nor shall such Exhibits be deemed incorporated by reference in any filing under the Securities Act of
1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in
such filing.
Item 7.01 Regulation FD Disclosure.
The information contained in Item 2.02 of this
Current Report on Form 8-K is incorporated herein by reference.
The information included in this Item 7.01,
Exhibit 99.1, and Exhibit 99.2 of this Current Report on Form 8-K is not deemed to be “filed” for purposes of Section 18
of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall this item, Exhibit 99.1, or Exhibit 99.2 be
incorporated by reference into the Company’s filings under the Securities Act or the Exchange Act, except as expressly set
forth by specific reference in such future filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Plug Power Inc. |
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Date: May 9, 2023 |
By: |
/s/ Paul Middleton |
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Name: Paul Middleton |
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Title: Chief Financial Officer |
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