Initial Statement of Beneficial Ownership (3)
March 05 2021 - 4:34PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Korablina Elena A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2021
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3. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [JPM]
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(Last)
(First)
(Middle)
383 MADISON AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Corporate Controller / |
(Street)
NEW YORK, NY 10179-0001
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 15425.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 1/13/2023 | Common Stock | 3259.0000 | (2) | D | |
Restricted Stock Units | (3) | 1/13/2024 | Common Stock | 8239.0000 | (2) | D | |
Restricted Stock Units | (4) | 1/13/2025 | Common Stock | 5048.0000 | (2) | D | |
Restricted Stock Units | (5) | 1/13/2026 | Common Stock | 7702.0000 | (2) | D | |
Restricted Stock Units | (6) | 10/25/2025 | Common Stock | 4127.0000 | (2) | D | |
Explanation of Responses: |
(1) | RSUs vest 33-1/3% on each of the following dates: January 13, 2021, January 13, 2022 and January 13, 2023. The shares resulting from vesting are subject to a hold for 1 year from vesting date. |
(2) | Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
(3) | RSU grant of 3,417 shares will vest as follows: 1,139 shares on January 13, 2022, 1,139 shares on January 13, 2023, and 1,139 shares on January 13, 2024. The shares resulting from vesting are subject to a hold for 6 months from vesting date. RSU grant of 4,822 shares will vest as follows: 1,607 shares on January 13, 2022, 1,607 shares on January 13, 2023, and 1,608 shares on January 13, 2024. The shares resulting from vesting are subject to a hold for 1 year from vesting date. |
(4) | RSUs vest 20% on the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. The shares resulting from vesting are subject to a hold for one year from vesting date. |
(5) | RSUs vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. The shares resulting from vesting are subject to a hold for 1 year from vesting date. |
(6) | RSUs vest 20% on each of the following dates: October 25, 2021, October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. The shares resulting from vesting are subject to a hold for 2 years from vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Korablina Elena A 383 MADISON AVENUE NEW YORK, NY 10179-0001 |
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| Corporate Controller |
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Signatures
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/s/ David K.F. Gillis under POA | | 3/5/2021 |
**Signature of Reporting Person | Date |
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