Current Report Filing (8-k)
November 08 2019 - 4:35PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 7, 2019
NioCorp Developments Ltd.
(Exact
name of registrant as specified in its charter)
British Columbia, Canada
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000-55710
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98-1262185
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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7000 South Yosemite
Street, Suite 115
Centennial, Colorado 80112
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (720) 639-4647
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Not Applicable
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Not Applicable
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Not Applicable
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☒
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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On November 7, 2019, NioCorp Developments
Ltd. (the “Company”) held its 2019 Annual Meeting of Shareholders (the “Annual Meeting”). The final results
for each of the matters submitted to a vote of shareholders at the Annual Meeting are as follows:
Proposal One – To Set the Number of Directors for
the Ensuing Year at Six.
Votes For:
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41,541,625
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Votes Against:
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315,393
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Abstentions:
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604,547
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Broker non-votes:
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50,297,732
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Proposal Two – Election of Directors.
Nominee
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Votes FOR
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Votes WITHHELD
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Broker Non-Votes
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Mark A. Smith
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41,054,368
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1,060,006
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50,297,732
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Joseph A. Carrabba
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41,681,062
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433,312
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50,297,732
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Michael Morris
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41,841,532
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272,842
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50,297,732
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David C. Beling
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41,452,808
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661,566
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50,297,732
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Anna Castner-Wightman
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41,398,243
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716,131
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50,297,732
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Nilsa Guerrero-Mahon
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41,380,151
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734,223
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50,297,732
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Proposal
Three – Appointment of BDO USA, LLP as Auditors of the Company for the Ensuing Year and Authorizing the Directors to Fix
Their Remuneration.
Votes For:
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92,222,571
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Votes Withheld:
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189,535
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Broker non-votes:
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0
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NIOCORP DEVELOPMENTS LTD.
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DATE: November 8, 2019
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By:
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/s/ Neal S. Shah
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Neal S. Shah
Chief Financial Officer
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