Current Report Filing (8-k)
November 28 2018 - 4:53PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November 28, 2018
Chicken Soup for the Soul Entertainment,
Inc.
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(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-38125
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81- 2560811
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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132 E. Putnam Avenue, Floor 2W, Cos Cob, CT
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06807
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(203) 861-4000
N/A
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of Holdco under any of the following provisions (see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
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Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
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Item 7.01.
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Regulation FD Disclosure.
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Attached as Exhibit 99.1 to this Current Report on Form 8-K
is an investor presentation that Chicken Soup for the Soul Entertainment, Inc. (the “
Company
”) plans to use
for public relations and other purposes.
The information furnished under this Item 7.01, including the
exhibits related thereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of
1934, as amended, nor shall it be deemed incorporated by reference in any document of the Company, except as shall be expressly
set forth by specific reference in such document.
On November 28, 2018, the Company issued the press release attached
to this Current Report on Form 8-K as Exhibit 99.2.
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Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 28, 2018
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CHICKEN SOUP FOR THE SOUL ENTERTAINMENT, INC.
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By:
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/s/ William J. Rouhana, Jr.
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Name: William J. Rouhana, Jr.
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Title: Chief Executive Officer
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