Current Report Filing (8-k)
September 11 2018 - 3:38PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported)
|
August
20, 2018
|
Park
Place Energy Inc.
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(Exact
name of registrant as specified in its charter)
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Delaware
|
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000-55539
|
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47-4488552
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(State
or other jurisdiction
of incorporation)
|
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(Commission
File Number)
|
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(IRS
Employer
Identification No.)
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Suite
700, 838 West Hastings Street, Vancouver, B.C., Canada
|
|
V6C
0A6
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(Address
of principal executive offices)
|
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(Zip
Code)
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Registrant’s
telephone number, including area code
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1
(250) 996-4211
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N/A
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(Former
name or former address, if changed since last report.)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
3.02
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Unregistered
Sales of Equity Securities
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On
August 20 and 21, 2018, Park Place Energy Inc. closed a private placement with the issuance of 650,000 and 321,061 shares, respectively,
of common stock at $0.10 per common share with each common share having ½ of one share purchase warrant attached, resulting
in the issuance of 325,000 and 160,531 share purchase warrants, respectively. Each whole share purchase warrant is exercisable
for a period of 24 months at an exercise price of $0.30 per share of common stock.
We
issued the above 971,061 common shares to 11 non-US persons (as that term is defined in Regulation S of the
Securities Act
of 1933
) in an offshore transaction relying on Regulation S of the
Securities Act of 1933
, as amended.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
PARK
PLACE ENERGY INC.
|
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/s/
Arthur Halleran
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Arthur
Halleran
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President
and Chief Executive Officer
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Date:
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September
11, 2018
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