Statement of Changes in Beneficial Ownership (4)
November 14 2017 - 3:56PM
Edgar (US Regulatory)
FORM 4
[
X
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Trishield Special Situations Master Fund Ltd.
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2. Issuer Name
and
Ticker or Trading Symbol
J.G. Wentworth Co
[
JGWE
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O TRISHIELD CAPITAL MANAGEMENT LLC, 1133 BROADWAY, SUITE 1126
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/10/2017
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(Street)
NEW YORK, NY 10010
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A common stock, par value $0.00001 per share
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11/10/2017
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S
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2311589
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D
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$0.02
(1)
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0
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D
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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This constitutes the weighted average sale price. The prices range from $0.01 to $0.03. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(2)
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The securities reported herein are held in the account of Trishield Special Situations Master Fund Ltd. (the "Fund"). Trishield Capital Management LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of the Fund. Alan Jeffrey Buick Jr. and Robert L. Harteveldt may each be deemed to be a beneficial owner of such securities by virtue of their role as the managing members of Trishield Capital Management LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Trishield Special Situations Master Fund Ltd.
C/O TRISHIELD CAPITAL MANAGEMENT LLC
1133 BROADWAY, SUITE 1126
NEW YORK, NY 10010
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X
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Trishield Capital Management LLC
1133 BROADWAY, SUITE 1126
NEW YORK, NY 10010
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X
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Harteveldt Robert L.
C/O TRISHIELD CAPITAL MANAGEMENT LLC
1133 BROADWAY, SUITE 1126
NEW YORK, NY 10010
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X
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Buick Alan Jeffrey Jr.
C/O TRISHIELD CAPITAL MANAGEMENT LLC
1133 BROADWAY, SUITE 1126
NEW YORK, NY 10010
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X
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Signatures
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TRISHIELD SPECIAL SITUATIONS MASTER FUND LTD., By: /s/ Robert L. Harteveldt
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11/14/2017
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**
Signature of Reporting Person
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Date
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TRISHIELD CAPITAL MANAGEMENT LLC, By: /s/ Robert L. Harteveldt
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11/14/2017
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**
Signature of Reporting Person
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Date
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By: /s/ Robert L. Harteveldt
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11/14/2017
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**
Signature of Reporting Person
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Date
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By: /s/ Alan Jeffrey Buick Jr
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11/14/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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