FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Runyan Jonathan T
2. Issuer Name and Ticker or Trading Symbol

Okta, Inc. [ OKTA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
General Counsel and Secretary
(Last)          (First)          (Middle)

C/O OKTA, INC., 301 BRANNAN STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

10/31/2017
(Street)

SAN FRANCISCO, CA 94107
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   10/31/2017     C (1)    19366   A $0.00   19366   D    
Class A Common Stock   10/31/2017     S (2)    11270   D $29.00   8066   D    
Class A Common Stock   10/31/2017     S (2)    8066   D $29.00   0   D    
Class A Common Stock   11/1/2017     C (1)    45060   A $0.00   45060   D    
Class A Common Stock   11/1/2017     S (2)    1042   D $29.00   44018   D    
Class A Common Stock   11/1/2017     S (2)    2084   D $29.00   41934   D    
Class A Common Stock   11/1/2017     S (2)    41934   D $29.00   0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)   $8.62   10/31/2017     M         11270      (3) 2/24/2026   Class B Common Stock   11270   $0.00   69934   D    
Class B Common Stock     (1) 10/31/2017     M      11270         (1)   (1) Class A Common Stock   11270   $0.00   11270   D    
Employee Stock Option (Right to Buy)   $8.97   10/31/2017     M         8066      (4) 7/29/2026   Class B Common Stock   8066   $0.00   241934   D    
Class B Common Stock     (1) 10/31/2017     M      8066         (1)   (1) Class A Common Stock   19336   $0.00   19336   D    
Class B Common Stock     (1) 10/31/2017     C   (1)       19336      (1)   (1) Class A Common Stock   19336   $0.00   0   D    
Employee Stock Option (Right to Buy)   $7.17   11/1/2017     M         1042      (5) 8/27/2025   Class B Common Stock   1042   $0.00   21875   D    
Class B Common Stock     (1) 11/1/2017     M      1042         (1)   (1) Class A Common Stock   1042   $0.00   1042   D    
Employee Stock Option (Right to Buy)   $8.62   11/1/2017     M         2084      (3) 2/24/2026   Class B Common Stock   2084   $0.00   67850   D    
Class B Common Stock     (1) 11/1/2017     M      2084         (1)   (1) Class A Common Stock   3126   $0.00   3126   D    
Employee Stock Option (Right to Buy)   $8.97   11/1/2017     M         41934      (4) 7/29/2026   Class B Common Stock   41934   $0.00   200000   D    
Class B Common Stock     (1) 11/1/2017     M      41934         (1)   (1) Class A Common Stock   45060   $0.00   45060   D    
Class B Common Stock     (1) 11/1/2017     C   (1)       45060      (1)   (1) Class A Common Stock   45060   $0.00   0   D    
Employee Stock Option (Right to Buy)   $3.11                      (6) 1/21/2025   Class B Common Stock   172814     172814   D    

Explanation of Responses:
(1)  Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
(2)  This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
(3)  The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
(4)  20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
(5)  The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
(6)  25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Runyan Jonathan T
C/O OKTA, INC.
301 BRANNAN STREET
SAN FRANCISCO, CA 94107


General Counsel and Secretary

Signatures
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 11/2/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Okta (NASDAQ:OKTA)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more Okta Charts.
Okta (NASDAQ:OKTA)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more Okta Charts.