UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM N-PX
ANNUAL REPORT OF
PROXY VOTING RECORD
OF
REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT
COMPANY ACT FILE NUMBER:
811-1027
NAME OF
REGISTRANT:
VANGUARD WORLD
FUND
ADDRESS OF
REGISTRANT:
PO BOX 2600,
VALLEY FORGE, PA 19482
NAME AND ADDRESS
OF AGENT FOR SERVICE:
HEIDI STAM
PO BOX 876
VALLEY FORGE, PA
19482
REGISTRANT'S
TELEPHONE NUMBER, INCLUDING AREA CODE:
(610) 669-1000
DATE OF FISCAL
YEAR END:
AUGUST 31
DATE OF
REPORTING PERIOD:
JULY 1, 2012 -
JUNE 30, 2013
FUND:
VANGUARD ENERGY
INDEX FUND
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Abraxas
Petroleum Corporation
TICKER:
AXAS
CUSIP:
003830106
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HAROLD D. CARTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BRIAN L. MELTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JERRY J. LANGDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR EDWARD P. RUSSELL
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Alon USA Energy,
Inc.
TICKER:
ALJ
CUSIP:
020520102
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID WIESSMAN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.2: ELECT DIRECTOR BOAZ BIRAN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR RON W. HADDOCK
ISSUER
YES
FOR
FOR
PROPOSAL #1.4: ELECT DIRECTOR
ITZHAK BADER
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.5: ELECT DIRECTOR JEFF D. MORRIS
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.6: ELECT DIRECTOR YESHAYAHU PERY
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.7: ELECT DIRECTOR ZALMAN SEGAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR AVRAHAM SHOCHAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR SHLOMO EVEN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.10: ELECT DIRECTOR ODED RUBINSTEIN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Alpha Natural
Resources, Inc.
TICKER:
ANR
CUSIP:
02076X102
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KEVIN S. CRUTCHFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ANGELO C. BRISIMITZAKIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM J. CROWLEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR E. LINN DRAPER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR GLENN A. EISENBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DEBORAH M. FRETZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR P. MICHAEL GIFTOS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR L. PATRICK HASSEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOEL RICHARDS, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REPORT ON APPALACHIAN MINING
SHAREHOLDER
YES
ABSTAIN
AGAINST
ENVIRONMENTAL AND HEALTH HAZARD REDUCTION EFFORTS
PROPOSAL #7:
REPORT ON FINANCIAL RISKS OF CLIMATE
SHAREHOLDER
YES
ABSTAIN
AGAINST
CHANGE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Amyris, Inc.
TICKER:
AMRS
CUSIP:
03236M101
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PHILIPPE BOISSEAU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN DOERR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ARTHUR LEVINSON
ISSUER
YES
FOR
FOR
PROPOSAL #2: INCREASE AUTHORIZED
COMMON STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Anadarko
Petroleum Corporation
TICKER:
APC
CUSIP:
032511107
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR KEVIN P. CHILTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR LUKE R. CORBETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR H. PAULETT EBERHART
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR PETER J. FLUOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR RICHARD L. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR PRESTON M. GEREN, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR CHARLES W. GOODYEAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN R. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR ERIC D. MULLINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR R. A. WALKER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Apache
Corporation
TICKER:
APA
CUSIP:
037411105
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR EUGENE C. FIEDOREK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR CHANSOO JOUNG
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR WILLIAM C. MONTGOMERY
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #6:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#7: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Apco Oil and Gas
International Inc.
TICKER:
APAGF
CUSIP:
G0471F109
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR BRYAN K. GUDERIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Approach
Resources Inc.
TICKER:
AREX
CUSIP:
03834A103
MEETING DATE:
5/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR J. ROSS CRAFT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BRYAN H. LAWRENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Arch Coal, Inc.
TICKER:
ACI
CUSIP:
039380100
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR PAUL T. HANRAHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR STEVEN F. LEER
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR THEODORE D. SANDS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Atwood Oceanics,
Inc.
TICKER:
ATW
CUSIP:
050095108
MEETING DATE:
2/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DEBORAH A. BECK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GEORGE S. DOTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JACK E. GOLDEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HANS HELMERICH
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR
JAMES R. MONTAGUE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROBERT J. SALTIEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PHIL D. WEDEMEYER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: CHANGE RANGE FOR SIZE OF THE BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Baker Hughes
Incorporated
TICKER:
BHI
CUSIP:
057224107
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LARRY D. BRADY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LYNN L. ELSENHANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ANTHONY G. FERNANDES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CLAIRE W. GARGALLI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PIERRE H. JUNGELS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAMES A. LASH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR J. LARRY NICHOLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES W. STEWART
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES L. WATSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #5:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Basic Energy
Services, Inc.
TICKER:
BAS
CUSIP:
06985P100
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM E. CHILES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT F. FULTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ANTONIO O. GARZA, JR.
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL #3: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Bill Barrett
Corporation
TICKER:
BBG
CUSIP:
06846N104
MEETING DATE:
5/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CARIN M. BARTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KEVIN O. MEYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR EDMUND P. SEGNER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Bonanza Creek
Energy, Inc.
TICKER:
BCEI
CUSIP:
097793103
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES A. WATT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GREGORY P. RAIH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
BPZ Resources,
Inc.
TICKER:
BPZ
CUSIP:
055639108
MEETING DATE:
6/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MANUEL PABLO ZUNIGA-
ISSUER
YES
FOR
FOR
PFLUCKER
PROPOSAL #1.2:
ELECT DIRECTOR JOHN J. LENDRUM, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN R. BRAND
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Bristow Group
Inc.
TICKER:
BRS
CUSIP:
110394103
MEETING DATE:
8/1/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS N. AMONETT
ISSUER
YES
FOR
FOR
PROPOSAL #1.2: ELECT DIRECTOR
STEPHEN J. CANNON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM E. CHILES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL A. FLICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LORI A. GOBILLOT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR IAN A. GODDEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEPHEN A. KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR THOMAS C. KNUDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MATHEW MASTERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR BRUCE H. STOVER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
C&J Energy
Services, Inc.
TICKER:
CJES
CUSIP:
12467B304
MEETING DATE:
5/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOSHUA E. COMSTOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RANDALL C. MCMULLEN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DARREN M. FRIEDMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL ROEMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR H.H. WOMMACK, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR C. JAMES STEWART, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ADRIANNA MA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cabot Oil &
Gas Corporation
TICKER:
COG
CUSIP:
127097103
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ROBERT L. KEISER
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR W. MATT RALLS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PRO-RATA VESTING OF EQUITY PLANS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cal Dive
International, Inc.
TICKER:
DVR
CUSIP:
12802T101
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN B. REED, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID E. PRENG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE ISSUANCE OF WARRANTS/CONVERTIBLE
ISSUER
YES
FOR
FOR
DEBENTURES
PROPOSAL #5:
AMEND CERTIFICATE OF INCORPORATION TO
ISSUER
YES
FOR
FOR
REMOVE ARTICLE XII
PROPOSAL #6:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cameron
International Corporation
TICKER:
CAM
CUSIP:
13342B105
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES T. HACKETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL E. PATRICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JON ERIK REINHARDSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR BRUCE W. WILKINSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CARBO Ceramics
Inc.
TICKER:
CRR
CUSIP:
140781105
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR SIGMUND L. CORNELIUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES B. JENNINGS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY A. KOLSTAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR H. E. LENTZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RANDY L. LIMBACHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM C. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT S. RUBIN
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Carrizo Oil
& Gas, Inc.
TICKER:
CRZO
CUSIP:
144577103
MEETING DATE:
6/11/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR S.P. JOHNSON, IV
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STEVEN A. WEBSTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS L. CARTER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROBERT F. FULTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR F. GARDNER PARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROGER A. RAMSEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR FRANK A. WOJTEK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cheniere Energy,
Inc.
TICKER:
LNG
CUSIP:
16411R208
MEETING DATE:
2/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: OTHER BUSINESS
ISSUER
YES
AGAINST
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cheniere Energy,
Inc.
TICKER:
LNG
CUSIP:
16411R208
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR VICKY A. BAILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID B. KILPATRICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR G. ANDREA BOTTA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Chesapeake
Energy Corporation
TICKER:
CHK
CUSIP:
165167107
MEETING DATE:
6/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR BOB G. ALEXANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MERRILL A. ('PETE')
ISSUER
YES
FOR
FOR
MILLER, JR.
PROPOSAL #1c:
ELECT DIRECTOR THOMAS L. RYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR VINCENT J. INTRIERI
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR FREDERIC M. POSES
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ARCHIE W. DUNHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR R. BRAD MARTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR LOUIS A. RASPINO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: PROVIDE PROXY ACCESS RIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED
ISSUER
YES
FOR
FOR
STOCK PLAN
PROPOSAL #6:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #7:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#8: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ESTABLISH RISK OVERSIGHT COMMITTEE
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#11: REINCORPORATE IN ANOTHER STATE [FROM
SHAREHOLDER
YES
AGAINST
FOR
OKLAHOMA TO DELAWARE]
PROPOSAL #12:
PRO-RATA VESTING OF EQUITY PLANS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Chevron Corporation
TICKER:
CVX
CUSIP:
166764100
MEETING DATE:
5/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LINNET F. DEILY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT E. DENHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ALICE P. GAST
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR GEORGE L. KIRKLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR CHARLES W. MOORMAN, IV
ISSUER
YES
FOR
FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN
W. SHARER
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN G. STUMPF
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RONALD D. SUGAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR CARL WARE
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR JOHN S. WATSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
AGAINST
FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #6:
REPORT ON OFFSHORE OIL WELLS AND SPILL
SHAREHOLDER
YES
AGAINST
FOR
MITIGATION MEASURES
PROPOSAL #7:
REPORT ON FINANCIAL RISKS OF CLIMATE
SHAREHOLDER
YES
AGAINST
FOR
CHANGE
PROPOSAL #8:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#9: PROHIBIT POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#10: PROVIDE FOR CUMULATIVE VOTING
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL
SHAREHOLDER
YES
AGAINST
FOR
SPECIAL MEETINGS
PROPOSAL #12:
REQUIRE DIRECTOR NOMINEE WITH
SHAREHOLDER
YES
AGAINST
FOR
ENVIRONMENTAL EXPERTISE
PROPOSAL #13:
ADOPT GUIDELINES FOR COUNTRY SELECTION
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cimarex Energy
Co.
TICKER:
XEC
CUSIP:
171798101
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HANS HELMERICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HAROLD R. LOGAN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MONROE W. ROBERTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Clayton Williams
Energy, Inc.
TICKER:
CWEI
CUSIP:
969490101
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CLAYTON W. WILLIAMS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Clean Energy
Fuels Corp.
TICKER:
CLNE
CUSIP:
184499101
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ANDREW J. LITTLEFAIR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WARREN I. MITCHELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN S. HERRINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES C. MILLER III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES E. O'CONNOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR BOONE PICKENS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR KENNETH M. SOCHA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR VINCENT C. TAORMINA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cloud Peak
Energy Inc.
TICKER:
CLD
CUSIP:
18911Q102
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KEITH BAILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PATRICK CONDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM OWENS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cobalt International
Energy, Inc.
TICKER:
CIE
CUSIP:
19075F106
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOSEPH H. BRYANT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR N. JOHN LANCASTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JON A. MARSHALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR KENNETH A. PONTARELLI
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Comstock
Resources, Inc.
TICKER:
CRK
CUSIP:
205768203
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CECIL E. MARTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR NANCY E. UNDERWOOD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Concho Resources
Inc.
TICKER:
CXO
CUSIP:
20605P101
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GARY A. MERRIMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RAY M. POAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR A. WELLFORD TABOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ConocoPhillips
TICKER:
COP
CUSIP:
20825C104
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RICHARD L. ARMITAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR RICHARD H. AUCHINLECK
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES E. COPELAND, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JODY L. FREEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR GAY HUEY EVANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR RYAN M. LANCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR MOHD H. MARICAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ROBERT A. NIBLOCK
ISSUER
YES
FOR
FOR
PROPOSAL #1i: ELECT DIRECTOR
HARALD J. NORVIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR WILLIAM E. WADE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#5: ADOPT QUANTITATIVE GHG GOALS FOR
SHAREHOLDER
YES
ABSTAIN
AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #6:
AMEND EEO POLICY TO PROHIBIT
SHAREHOLDER
YES
ABSTAIN
AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CONSOL Energy
Inc.
TICKER:
CNX
CUSIP:
20854P109
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR J. BRETT HARVEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PHILIP W. BAXTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES E. ALTMEYER, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM E. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RAJ K. GUPTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DAVID C. HARDESTY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOHN T. MILLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM P. POWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOSEPH T. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#6: REPORT ON CLIMATE CHANGE
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Contango Oil
& Gas Company
TICKER:
MCF
CUSIP:
21075N204
MEETING DATE:
11/29/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR KENNETH R. PEAK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR BRAD JUNEAU
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR B.A. BERILGEN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR JAY D. BREHMER
ISSUER
YES
FOR
FOR
PROPOSAL #5: ELECT DIRECTOR
CHARLES M. REIMER
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR STEVEN L. SCHOONOVER
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #8:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Continental
Resources, Inc.
TICKER:
CLR
CUSIP:
212015101
MEETING DATE:
8/10/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Continental
Resources, Inc.
TICKER:
CLR
CUSIP:
212015101
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HAROLD G. HAMM
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.2: ELECT DIRECTOR JOHN T. MCNABB, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID L. BOREN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Core
Laboratories N.V.
TICKER:
CLB
CUSIP:
N22717107
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR D. JOHN OGREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR LUCIA VAN GEUNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CHARLES L. DUNLAP
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADOPT FINANCIAL STATEMENTS AND STATUTORY
ISSUER
YES
FOR
FOR
REPORTS
PROPOSAL #5:
APPROVE CANCELLATION OF REPURCHASED
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT
ISSUER
YES
FOR
FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7:
GRANT BOARD AUTHORITY TO ISSUE ORDINARY
ISSUER
YES
FOR
FOR
AND PREFERENCE SHARES UP TO 10 PERCENT OF ISSUED
CAPITAL
PROPOSAL #8: AUTHORIZE BOARD TO
EXCLUDE PREEMPTIVE
ISSUER
YES
FOR
FOR
RIGHTS FROM ISSUANCE UNDER ITEM 7
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Crosstex Energy,
Inc.
TICKER:
XTXI
CUSIP:
22765Y104
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BRYAN H. LAWRENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CECIL E. MARTIN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES C. CAIN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND EEO POLICY TO PROHIBIT
SHAREHOLDER
YES
ABSTAIN
AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CVR Energy, Inc.
TICKER:
CVI
CUSIP:
12662P108
MEETING DATE:
7/17/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BOB G. ALEXANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SUNGHWAN CHO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CARL C. ICAHN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR VINCENT J. INTRIERI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN J. LIPINSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SAMUEL MERKSAMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEPHEN MONGILLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DANIEL A. NINIVAGGI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JAMES M. STROCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR GLENN R. ZANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CVR Energy, Inc.
TICKER:
CVI
CUSIP:
12662P108
MEETING DATE:
6/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOB
G. ALEXANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SUNGHWAN CHO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CARL C. ICAHN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR VINCENT J. INTRIERI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN J. LIPINSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SAMUEL MERKSAMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEPHEN MONGILLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DANIEL A. NINIVAGGI
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.9: ELECT DIRECTOR JAMES M. STROCK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Dawson
Geophysical Company
TICKER:
DWSN
CUSIP:
239359102
MEETING DATE:
1/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PAUL H. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CRAIG W. COOPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY M. HOOVER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEPHEN C. JUMPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JACK D. LADD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR TED R. NORTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR TIM C. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Delek US
Holdings, Inc.
TICKER:
DK
CUSIP:
246647101
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR EZRA UZI YEMIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ASAF BARTFELD
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR CARLOS E. JORDA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GABRIEL LAST
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR CHARLES H. LEONARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PHILIP L. MASLOWE
ISSUER
YES
FOR
FOR
PROPOSAL #1.7: ELECT DIRECTOR
SHLOMO ZOHAR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE AMENDMENT TO THE COMPANY'S
ISSUER
YES
AGAINST
AGAINST
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE STOCKHOLDER ACTIONS MAY ONLY BE TAKEN AT
ANNUAL OR SPECIAL MEETINGS OF STOCKHOLDERS
PROPOSAL #3:
ADOPT SUPERMAJORITY VOTE REQUIREMENT FOR
ISSUER
YES
AGAINST
AGAINST
REMOVAL OF DIRECTORS
PROPOSAL #4:
ADOPT THE JURISDICTION OF INCORPORATION
ISSUER
YES
FOR
FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5:
ADOPT SUPERMAJORITY VOTE REQUIREMENT FOR
ISSUER
YES
AGAINST
AGAINST
AMENDMENTS TO BYLAWS
PROPOSAL #6:
ADOPT SUPERMAJORITY VOTE REQUIREMENT FOR
ISSUER
YES
AGAINST
AGAINST
AMENDMENTS TO CERTIFICATE OF INCORPORATION
PROPOSAL #7:
APPROVE THE PROPOSED SECOND AMENDED AND
ISSUER
YES
AGAINST
AGAINST
RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY,
WHICH WILL INTEGRATE THE AMENDMENTS ABOVE, IF
ADOPTED, INTO THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
PROPOSAL #8:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Denbury
Resources Inc.
TICKER:
DNR
CUSIP:
247916208
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WIELAND F. WETTSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL L. BEATTY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MICHAEL B. DECKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR RONALD G. GREENE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR GREGORY L. MCMICHAEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR KEVIN O. MEYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PHIL RYKHOEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RANDY STEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR LAURA A. SUGG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND NONQUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Devon Energy
Corporation
TICKER:
DVN
CUSIP:
25179M103
MEETING DATE:
6/5/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT H. HENRY
ISSUER
YES
FOR
FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN
A. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MICHAEL M. KANOVSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROBERT A. MOSBACHER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J. LARRY NICHOLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DUANE C. RADTKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MARY P. RICCIARDELLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN RICHELS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
PROPOSAL #6:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Diamond Offshore
Drilling, Inc.
TICKER:
DO
CUSIP:
25271C102
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES S. TISCH
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.2: ELECT DIRECTOR LAWRENCE R. DICKERSON
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR JOHN R. BOLTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CHARLES L. FABRIKANT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR PAUL G. GAFFNEY, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR EDWARD GREBOW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR HERBERT C. HOFMANN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.8: ELECT DIRECTOR CLIFFORD M. SOBEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ANDREW H. TISCH
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.10: ELECT DIRECTOR RAYMOND S. TROUBH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Dresser-Rand
Group Inc.
TICKER:
DRC
CUSIP:
261608103
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM E. MACAULAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VINCENT R. VOLPE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1.3: ELECT DIRECTOR RITA
V. FOLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LOUIS A. RASPINO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR PHILIP R. ROTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STEPHEN A. SNIDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MICHAEL L. UNDERWOOD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOSEPH C. WINKLER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Dril-Quip, Inc.
TICKER:
DRQ
CUSIP:
262037104
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ALEXANDER P. SHUKIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR TERENCE B. JUPP
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Endeavour
International Corporation
TICKER:
END
CUSIP:
29259G200
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR WILLIAM L. TRANSIER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Energen
Corporation
TICKER:
EGN
CUSIP:
29265N108
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR T. MICHAEL GOODRICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAY GRINNEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FRANCES POWELL HAWES
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL #5: DECLASSIFY THE BOARD
OF DIRECTORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Energy XXI
(Bermuda) Limited
TICKER:
5E3B
CUSIP:
G10082140
MEETING DATE:
11/6/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT PAUL DAVISON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT HILL FEINBERG AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE UHY LLP AS AUDITORS AND
ISSUER
YES
FOR
FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ensco plc
TICKER:
ESV
CUSIP:
G3157S106
MEETING DATE:
5/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
RE-ELECT FRANCIS S. KALMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RE-ELECT ROXANNE J. DECYK AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RE-ELECT MARY FRANCIS CBE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REAPPOINT KPMG LLP AS AUDITORS OF THE
ISSUER
YES
FOR
FOR
COMPANY
PROPOSAL #5:
REAPPOINT KPMG AUDIT PLC AS AUDITORS OF
ISSUER
YES
FOR
FOR
THE COMPANY
PROPOSAL #6:
AUTHORIZE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #7:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #8:
ADVISORY VOTE TO APPROVE DIRECTORS'
ISSUER
YES
FOR
FOR
REMUNERATION REPORT
PROPOSAL #9:
ACCEPT AUDITORS' AND DIRECTORS' REPORTS
ISSUER
YES
FOR
FOR
AND STATUTORY REPORTS
PROPOSAL #10:
AMEND ARTICLES OF ASSOCIATION
ISSUER
YES
FOR
FOR
DECLASSIFYING THE BOARD AND CONVERSION OF AMERICAN
DEPOSITARY SHARES TO CLASS A ORDINARY SHARES
PROPOSAL #11:
AUTHORIZE SHARE REPURCHASE PROGRAM
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
EOG Resources,
Inc.
TICKER:
EOG
CUSIP:
26875P101
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CHARLES R. CRISP
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JAMES C. DAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR MARK G. PAPA
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR H. LEIGHTON STEWARD
ISSUER
YES
FOR
FOR
PROPOSAL #1e: ELECT DIRECTOR
DONALD F. TEXTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR WILLIAM R. THOMAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR FRANK G. WISNER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
EPL Oil &
Gas, Inc.
TICKER:
EPL
CUSIP:
26883D108
MEETING DATE:
4/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CHARLES O. BUCKNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SCOTT A. GRIFFITHS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY C. HANNA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MARC MCCARTHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR STEVEN J. PULLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM F. WALLACE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
EQT Corporation
TICKER:
EQT
CUSIP:
26884L109
MEETING DATE:
4/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR VICKY A. BAILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KENNETH M. BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GEORGE L. MILES, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEPHEN A. THORINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON FEASIBILITY OF PROHIBITING
SHAREHOLDER
YES
AGAINST
FOR
POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
EXCO Resources,
Inc.
TICKER:
XCO
CUSIP:
269279402
MEETING DATE:
6/11/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DOUGLAS H. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JEFFREY D. BENJAMIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR EARL E. ELLIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR B. JAMES FORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR SAMUEL A. MITCHELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR T. BOONE PICKENS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WILBUR L. ROSS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JEFFREY S. SEROTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ROBERT L. STILLWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Exterran
Holdings, Inc.
TICKER:
EXH
CUSIP:
30225X103
MEETING DATE:
4/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR D. BRADLEY CHILDERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM M. GOODYEAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GORDON T. HALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR J.W.G. 'WILL'
ISSUER
YES
FOR
FOR
HONEYBOURNE
PROPOSAL #1.5: ELECT DIRECTOR MARK A. MCCOLLUM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN P. RYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEPHEN M. PAZUK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR CHRISTOPHER T. SEAVER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MARK R. SOTIR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Exxon Mobil
Corporation
TICKER:
XOM
CUSIP:
30231G102
MEETING DATE:
5/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR M.J. BOSKIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR P. BRABECK-LETMATHE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR U.M. BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR L.R. FAULKNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J.S. FISHMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR H.H. FORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR K.C. FRAZIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR W.W. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR S.J. PALMISANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR S.S. REINEMUND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR R.W. TILLERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR W.C. WELDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR E.E. WHITACRE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
PROPOSAL #6:
LIMIT DIRECTORS TO A MAXIMUM OF THREE
SHAREHOLDER
YES
AGAINST
FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #7:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: STUDY FEASIBILITY OF PROHIBITING
SHAREHOLDER
YES
AGAINST
FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #9:
ADOPT SEXUAL ORIENTATION ANTI-BIAS POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#10: REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
AGAINST
FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #11:
ADOPT QUANTITATIVE GHG GOALS FOR
SHAREHOLDER
YES
AGAINST
FOR
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
FMC
Technologies, Inc.
TICKER:
FTI
CUSIP:
30249U101
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ELEAZAR DE CARVALHO
ISSUER
YES
FOR
FOR
FILHO
PROPOSAL #1b: ELECT DIRECTOR
CLAIRE S. FARLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOSEPH H. NETHERLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Forest Oil
Corporation
TICKER:
FST
CUSIP:
346091705
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LOREN K. CARROLL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RICHARD J. CARTY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RAYMOND. I. WILCOX
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Forum Energy
Technologies, Inc.
TICKER:
FET
CUSIP:
34984V100
MEETING DATE:
5/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR C. CHRISTOPHER GAUT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID C. BALDWIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FRANKLIN MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
PROPOSAL
#4: APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #5:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
FX Energy, Inc.
TICKER:
FXEN
CUSIP:
302695101
MEETING DATE:
6/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS B. LOVEJOY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ARNOLD S. GRUNDVIG, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: OTHER BUSINESS
ISSUER
YES
AGAINST
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
GeoResources,
Inc.
TICKER:
GEOI
CUSIP:
372476101
MEETING DATE:
7/31/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Geospace
Technologies Corporation
TICKER:
GEOS
CUSIP:
37364X109
MEETING DATE:
2/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM H. MOODY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GARY D. OWENS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
GLOBAL
GEOPHYSICAL SERVICES, INC.
TICKER:
GGS
CUSIP:
37946S107
MEETING DATE:
5/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GEORGE E. MATELICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STANLEY DE J. OSBORNE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KARL F. KURZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Goodrich
Petroleum Corporation
TICKER:
GDP
CUSIP:
382410405
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WALTER G. 'GIL' GOODRICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT C. TURNHAM, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN M. STRATY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ARTHUR A. SEELIGSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Gran Tierra
Energy Inc.
TICKER:
GTE
CUSIP:
38500T101
MEETING DATE:
6/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DANA COFFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JEFFREY J. SCOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR VERNE JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR NICHOLAS G. KIRTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J. SCOTT PRICE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GERALD MACEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Green Plains
Renewable Energy, Inc.
TICKER:
GPRE
CUSIP:
393222104
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES CROWLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GORDON GLADE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY PARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Gulf Island
Fabrication, Inc.
TICKER:
GIFI
CUSIP:
402307102
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL A. FLICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KEN C. TAMBLYN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
GulfMark
Offshore, Inc.
TICKER:
GLF
CUSIP:
402629208
MEETING DATE:
6/4/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PETER I. BIJUR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID J. BUTTERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR BRIAN R. FORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SHELDON S. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR QUINTIN V. KNEEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROBERT B. MILLARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR REX C. ROSS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Halcon Resources
Corporation
TICKER:
HK
CUSIP:
40537Q209
MEETING DATE:
7/31/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
PROPOSAL #2.1:
ELECT DIRECTOR MICHAEL A. VLASIC
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Halcon Resources
Corporation
TICKER:
HK
CUSIP:
40537Q209
MEETING DATE:
1/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE CONVERSION OF SECURITIES
ISSUER
YES
FOR
FOR
PROPOSAL #2: INCREASE AUTHORIZED
COMMON STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Halcon Resources
Corporation
TICKER:
HK
CUSIP:
40537Q209
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES L. IRISH, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DANIEL A. RIOUX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN P. SMILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR FLOYD C. WILSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
AGAINST
PROPOSAL
#5: APPROVE AMENDMENT TO CERTIFICATE OF
ISSUER
YES
FOR
FOR
INCORPORATION TO ADOPT DELAWARE AS THE EXCLUSIVE
FORUM FOR CERTAIN LEGAL ACTIONS
PROPOSAL #6:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Halliburton
Company
TICKER:
HAL
CUSIP:
406216101
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ALAN M. BENNETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES R. BOYD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MILTON CARROLL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR NANCE K. DICCIANI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MURRY S. GERBER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOSE C. GRUBISICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DAVID J. LESAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ROBERT A. MALONE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR J. LANDIS MARTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR DEBRA L. REED
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL #5: REPORT ON HUMAN
RIGHTS RISK ASSESSMENT
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Harvest Natural
Resources, Inc.
TICKER:
HNR
CUSIP:
41754V103
MEETING DATE:
6/27/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR STEPHEN D. CHESEBRO'
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES A. EDMISTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR IGOR EFFIMOFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR H. H. HARDEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT E. IRELAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PATRICK M. MURRAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR J. MICHAEL STINSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Heckmann
Corporation
TICKER:
HEK
CUSIP:
422680108
MEETING DATE:
11/9/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
PROPOSAL #2:
APPROVE REVERSE STOCK SPLIT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Heckmann
Corporation
TICKER:
HEK
CUSIP:
422680108
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD J. HECKMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ALFRED E. OSBORNE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KEVIN L. SPENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
CHANGE COMPANY NAME
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Helix Energy
Solutions Group, Inc.
TICKER:
HLX
CUSIP:
42330P107
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR OWEN KRATZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN V. LOVOI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAN RASK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Helmerich &
Payne, Inc.
TICKER:
HP
CUSIP:
423452101
MEETING DATE:
3/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HANS HELMERICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN W. LINDSAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PAULA MARSHALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR RANDY A. FOUTCH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
FOR
N/A
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hercules
Offshore, Inc.
TICKER:
HERO
CUSIP:
427093109
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS R. BATES, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS M HAMILTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THIERRY PILENKO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hess Corporation
TICKER:
HES
CUSIP:
42809H107
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR J. KRENICKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR K. MEYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FREDRIC G. REYNOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM G. SCHRADER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: DIRECTOR MARK WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
HollyFrontier
Corporation
TICKER:
HFC
CUSIP:
436106108
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DOUGLAS Y. BECH
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR BUFORD P. BERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR LELDON E. ECHOLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR R. KEVIN HARDAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR MICHAEL C. JENNINGS
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROBERT J. KOSTELNIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JAMES H. LEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ROBERT G. MCKENZIE
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR FRANKLIN MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR MICHAEL E. ROSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR TOMMY A. VALENTA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hornbeck
Offshore Services, Inc.
TICKER:
HOS
CUSIP:
440543106
MEETING DATE:
6/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BRUCE W. HUNT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KEVIN O. MEYERS
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR BERNIE W. STEWART
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hyperdynamics
Corporation
TICKER:
HDY
CUSIP:
448954107
MEETING DATE:
6/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RAY LEONARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT A. SOLBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR HERMAN COHEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM O. STRANGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LORD DAVID OWEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRED ZEIDMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR IAN NORBURY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE REVERSE STOCK SPLIT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: REDUCE AUTHORIZED COMMON STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ION Geophysical
Corporation
TICKER:
IO
CUSIP:
462044108
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID H. BARR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR FRANKLIN MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR S. JAMES NELSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
James River Coal
Company
TICKER:
JRCC
CUSIP:
470355207
MEETING DATE:
5/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LEONARD J. KUJAWA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PETER T. SOCHA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE POTENTIAL ISSUANCES OF COMMON
ISSUER
YES
FOR
FOR
STOCK
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Key Energy
Services, Inc.
TICKER:
KEG
CUSIP:
492914106
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LYNN R. COLEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KEVIN P. COLLINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR W. PHILLIP MARCUM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM F. OWENS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Kinder Morgan,
Inc.
TICKER:
KMI
CUSIP:
49456B101
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD D. KINDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR C. PARK SHAPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEVEN J. KEAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ANTHONY W. HALL, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DEBORAH A. MACDONALD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MICHAEL MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MICHAEL C. MORGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR FAYEZ SAROFIM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOEL V. STAFF
ISSUER
YES
FOR
FOR
PROPOSAL #1.10: ELECT DIRECTOR
JOHN STOKES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ROBERT F. VAGT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
KiOR, Inc.
TICKER:
KIOR
CUSIP:
497217109
MEETING DATE:
5/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR FRED CANNON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SAMIR KAUL
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR D. MARK LELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DAVID J. PATERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR CONDOLEEZZA RICE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM ROACH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR GARY L. WHITLOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Kodiak Oil &
Gas Corp.
TICKER:
KOG
CUSIP:
50015Q100
MEETING DATE:
6/19/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LYNN A. PETERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES E. CATLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RODNEY D. KNUTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HERRICK K. LIDSTONE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WILLIAM J. KRYSIAK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY ERNST & YOUNG LLP AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
LAREDO PETROLEUM
HOLDINGS, INC.
TICKER:
LPI
CUSIP:
516806106
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RANDY A. FOUTCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JERRY R. SCHUYLER
ISSUER
YES
FOR
FOR
PROPOSAL #1.3: ELECT DIRECTOR
PETER R. KAGAN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.4: ELECT DIRECTOR JAMES R. LEVY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR B.Z. (BILL) PARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PAMELA S. PIERCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR L. FRANCIS ROONEY
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.8: ELECT DIRECTOR MYLES W. SCOGGINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR EDMUND P. SEGNER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR DONALD D. WOLF
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Lone Pine
Resources Inc.
TICKER:
LPR
CUSIP:
54222A106
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR PATRICK R. MCDONALD
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT WONNACOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Lufkin
Industries, Inc.
TICKER:
LUFK
CUSIP:
549764108
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR J. F. GLICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR J. D. HOFMEISTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR A. Z. SELIM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR T. E. WIENER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Lufkin
Industries, Inc.
TICKER:
LUFK
CUSIP:
549764108
MEETING DATE:
6/27/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADJOURN MEETING
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Magnum Hunter
Resources Corporation
TICKER:
MHR
CUSIP:
55973B102
MEETING DATE:
1/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR J. RALEIGH BAILES, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BRAD BYNUM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR VICTOR G. CARRILLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GARY C. EVANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR STEPHEN C. HURLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOE L. MCCLAUGHERTY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RONALD D. ORMAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR STEVEN A. PFEIFER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JEFF SWANSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: INCREASE AUTHORIZED COMMON STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#4: INCREASE AUTHORIZED PREFERRED STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Marathon Oil
Corporation
TICKER:
MRO
CUSIP:
565849106
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GREGORY H. BOYCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR PIERRE BRONDEAU
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CLARENCE P. CAZALOT, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR LINDA Z. COOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR SHIRLEY ANN JACKSON
ISSUER
YES
FOR
FOR
PROPOSAL #1f: ELECT DIRECTOR
PHILIP LADER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR MICHAEL E. J. PHELPS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR DENNIS H. REILLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Marathon
Petroleum Corporation
TICKER:
MPC
CUSIP:
56585A102
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR EVAN BAYH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM L. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS J. USHER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Matador
Resources Company
TICKER:
MTDR
CUSIP:
576485205
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GREGORY E. MITCHELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STEVEN W. OHNIMUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CARLOS M. SEPULVEDA, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Matrix Service
Company
TICKER:
MTRX
CUSIP:
576853105
MEETING DATE:
11/15/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN R. HEWITT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL J. HALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR I. EDGAR 'ED' HENDRIX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PAUL K. LACKEY
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR TOM
E. MAXWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
McDERMOTT
INTERNATIONAL, INC.
TICKER:
MDR
CUSIP:
580037109
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN F. BOOKOUT, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROGER A. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN G. HANKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEPHEN M. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR D. BRADLEY MCWILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM H. SCHUMANN,
ISSUER
YES
FOR
FOR
III
PROPOSAL #1.7: ELECT DIRECTOR MARY L. SHAFER-MALICKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DAVID A. TRICE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
McMoRan
Exploration Co.
TICKER:
MMR
CUSIP:
582411104
MEETING DATE:
6/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
AMEND CERTIFICATE OF INCORPORATION OF
ISSUER
YES
FOR
FOR
MCMORAN EXPLORATION CO. TO EXCLUDE FREEPORT-MCMORAN
COPPER & GOLD INC. FROM THE DEFINITION OF INTERESTED
STOCKHOLDER
PROPOSAL #2:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Midstates
Petroleum Company, Inc.
TICKER:
MPO
CUSIP:
59804T100
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PETER J. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS C. KNUDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
MURPHY OIL
CORPORATION
TICKER:
MUR
CUSIP:
626717102
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR FRANK W. BLUE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR STEVEN A. COSSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CLAIBORNE P. DEMING
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ROBERT A. HERMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JAMES V. KELLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR WALENTIN MIROSH
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR R. MADISON MURPHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR J.W. NOLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR NEAL E. SCHMALE
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DAVID J.H. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR CAROLINE G. THEUS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS
ISSUER
YES
FOR
FOR
STOCK PLAN
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Nabors
Industries Ltd.
TICKER:
NBR
CUSIP:
G6359F103
MEETING DATE:
6/4/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES R. CRANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL C. LINN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR JOHN V. LOMBARDI
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.4: ELECT DIRECTOR HOWARD WOLF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN YEARWOOD
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: APPROVE PRICEWATERHOUSE COOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR RENUMERATION
PROPOSAL #3:
APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6:
REQUIRE SHAREHOLDER APPROVAL OF SPECIFIC
SHAREHOLDER
YES
AGAINST
FOR
PERFORMANCE METRICS IN EQUITY COMPENSATION PLANS
PROPOSAL #7: REQUIRE INDEPENDENT
BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#9: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-
SHAREHOLDER
YES
AGAINST
FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #10:
ADOPT PROXY ACCESS RIGHT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
National Oilwell
Varco, Inc.
TICKER:
NOV
CUSIP:
637071101
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1A:
ELECT DIRECTOR MERRILL A. MILLER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1B: ELECT DIRECTOR GREG L. ARMSTRONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1C: ELECT DIRECTOR BEN A. GUILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1D: ELECT DIRECTOR DAVID D. HARRISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1E: ELECT DIRECTOR ROGER L. JARVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1F: ELECT DIRECTOR ERIC L. MATTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Newfield
Exploration Company
TICKER:
NFX
CUSIP:
651290108
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LEE K. BOOTHBY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR PAMELA J. GARDNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN RANDOLPH KEMP III
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JOSEPH H. NETHERLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR HOWARD H. NEWMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR THOMAS G. RICKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JUANITA M. ROMANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR C. E. (CHUCK) SHULTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RICHARD K. STONEBURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR J. TERRY STRANGE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK
PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE DIRECTOR NOMINEE WITH
SHAREHOLDER
YES
AGAINST
FOR
ENVIRONMENTAL EXPERTISE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Newpark
Resources, Inc.
TICKER:
NR
CUSIP:
651718504
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID C. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JERRY W. BOX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR G. STEPHEN FINLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PAUL L. HOWES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES W. MCFARLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GARY L. WARREN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #5:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Noble
Corporation
TICKER:
NE
CUSIP:
H5833N103
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR MICHAEL A. CAWLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR GORDON T. HALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ASHLEY ALMANZA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #3:
APPROVE DIVIDENDS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
PROPOSAL #5:
APPROVE DISCHARGE OF BOARD AND SENIOR
ISSUER
YES
FOR
FOR
MANAGEMENT
PROPOSAL #6:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #7:
APPROVE EXTENSION OF CHF 133 MILLION
ISSUER
YES
FOR
FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Noble Energy,
Inc.
TICKER:
NBL
CUSIP:
655044105
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JEFFREY L. BERENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL A. CAWLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR EDWARD F. COX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CHARLES D. DAVIDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS J. EDELMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ERIC P. GRUBMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR KIRBY L. HEDRICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SCOTT D. URBAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR WILLIAM T. VAN KLEEF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR MOLLY K. WILLIAMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADOPT THE JURISDICTION OF INCORPORATION
ISSUER
YES
FOR
FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6:
AMEND BYLAWS TO CHANGE CERTAIN PROVISIONS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northern Oil and
Gas, Inc.
TICKER:
NOG
CUSIP:
665531109
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL REGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT GRABB
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DELOS CY JAMISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JACK KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LISA BROMILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR LOREN O'TOOLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RICHARD WEBER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Oasis Petroleum
Inc.
TICKER:
OAS
CUSIP:
674215108
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL MCSHANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS B. NUSZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Occidental
Petroleum Corporation
TICKER:
OXY
CUSIP:
674599105
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR SPENCER ABRAHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HOWARD I. ATKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN I. CHAZEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR EDWARD P. DJEREJIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN E. FEICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARGARET M. FORAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CARLOS M. GUTIERREZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RAY R. IRANI
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.9: ELECT DIRECTOR AVEDICK B. POLADIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR AZIZ D. SYRIANI
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Oceaneering
International, Inc.
TICKER:
OII
CUSIP:
675232102
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PAUL B. MURPHY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HARRIS J. PAPPAS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Oil States
International, Inc.
TICKER:
OIS
CUSIP:
678026105
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MARTIN A. LAMBERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MARK G. PAPA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN A. WELLS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Parker Drilling
Company
TICKER:
PKD
CUSIP:
701081101
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JONATHAN M. CLARKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GEORGE J. DONNELLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY R. KING
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Patterson-UTI
Energy, Inc.
TICKER:
PTEN
CUSIP:
703481101
MEETING DATE:
6/5/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MARK S. SIEGEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KENNETH N. BERNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CHARLES O. BUCKNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL W. CONLON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR CURTIS W. HUFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR TERRY H. HUNT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CLOYCE A. TALBOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PDC Energy, Inc.
TICKER:
PDCE
CUSIP:
69327R101
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LARRY F. MAZZA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES M. TRIMBLE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Peabody Energy
Corporation
TICKER:
BTU
CUSIP:
704549104
MEETING DATE:
4/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GREGORY H. BOYCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM A. COLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM E. JAMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROBERT B. KARN, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR HENRY E. LENTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROBERT A. MALONE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WILLIAM C. RUSNACK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN F. TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR SANDRA A. VAN TREASE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ALAN H. WASHKOWITZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Penn Virginia
Corporation
TICKER:
PVA
CUSIP:
707882106
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN U. CLARKE
ISSUER
YES
FOR
FOR
PROPOSAL #1.2: ELECT DIRECTOR
EDWARD B. CLOUES, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEVEN W. KRABLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MARSHA R. PERELMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR PHILIPPE VAN MARCKE DE
ISSUER
YES
FOR
FOR
LUMMEN
PROPOSAL #1.6:
ELECT DIRECTOR H. BAIRD WHITEHEAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR GARY K. WRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PetroQuest
Energy, Inc.
TICKER:
PQ
CUSIP:
716748108
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CHARLES T. GOODSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM W. RUCKS, IV
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR E. WAYNE NORDBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL L. FINCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR W.J. GORDON, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CHARLES F. MITCHELL, II
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Phillips 66
TICKER:
PSX
CUSIP:
718546104
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GREG C. GARLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JOHN E. LOWE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pioneer Energy
Services Corp.
TICKER:
PES
CUSIP:
723664108
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN MICHAEL RAUH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pioneer Natural
Resources Company
TICKER:
PXD
CUSIP:
723787107
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR TIMOTHY L. DOVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CHARLES E. RAMSEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FRANK A. RISCH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
ABSTAIN
AGAINST
FRACTURING RISKS AND OPPORTUNITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Plains
Exploration & Production Company
TICKER:
PXP
CUSIP:
726505100
MEETING DATE:
5/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
QEP Resources,
Inc.
TICKER:
QEP
CUSIP:
74733V100
MEETING DATE:
5/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JULIE A. DILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR L. RICHARD FLURY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR M.W. SCOGGINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROBERT E. MCKEE, III
ISSUER
YES
FOR
FOR
PROPOSAL #2: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Quicksilver
Resources Inc.
TICKER:
KWK
CUSIP:
74837R104
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ANNE DARDEN SELF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL Y. MCGOVERN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEVEN M. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Range Resources
Corporation
TICKER:
RRC
CUSIP:
75281A109
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ANTHONY V. DUB
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR V. RICHARD EALES
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ALLEN FINKELSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JAMES M. FUNK
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JONATHAN S. LINKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR MARY RALPH LOWE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR KEVIN S. MCCARTHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN H. PINKERTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JEFFREY L. VENTURA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON METHANE EMISSIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rentech, Inc.
TICKER:
RTK
CUSIP:
760112102
MEETING DATE:
6/4/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL F. RAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR EDWARD M. STERN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN A. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Resolute Energy
Corporation
TICKER:
REN
CUSIP:
76116A108
MEETING DATE:
5/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM H. CUNNINGHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES E. DUFFY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rex Energy
Corporation
TICKER:
REXX
CUSIP:
761565100
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LANCE T. SHANER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS C. STABLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN W. HIGBEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN A. LOMBARDI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ERIC L. MATTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN J. ZAK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
RigNet, Inc.
TICKER:
RNET
CUSIP:
766582100
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES H. BROWNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CHARLES L. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KEVIN MULLOY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR KEVIN NEVEU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR KEVIN J. O'HARA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR KEITH OLSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MARK B. SLAUGHTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR BRENT K. WHITTINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR DITLEF DE VIBE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rosetta
Resources Inc.
TICKER:
ROSE
CUSIP:
777779307
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD W. BECKLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES E. CRADDOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MATTHEW D. FITZGERALD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PHILIP L. FREDERICKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR D. HENRY HOUSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CARIN S. KNICKEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DONALD D. PATTESON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rowan Companies
plc
TICKER:
RDC
CUSIP:
G7665A101
MEETING DATE:
7/25/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1: RE-ELECT THOMAS R.
HIX AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RE-ELECT SUZANNE P. NIMOCKS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RE-ELECT P. DEXTER PEACOCK AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPOINT DELOITTE & TOUCHE LLP AS U.S.
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #5:
APPOINT DELOITTE & TOUCHE UK LLP AS U.K.
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #6:
AUTHORIZE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #7:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rowan Companies
plc
TICKER:
RDC
CUSIP:
G7665A101
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT WILLIAM T. FOX, III AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT SIR GRAHAM HEARNE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT H. E. LENTZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY DELOITTE & TOUCHE LLP AS OUR U.S.
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #5:
REAPPOINT DELOITTE & TOUCHE U.K LLP AS
ISSUER
YES
FOR
FOR
OUR U.K. AUDITORS
PROPOSAL #6:
AUTHORIZE THE AUDIT COMMITTEE TO FIX
ISSUER
YES
FOR
FOR
REMUNERATION OF AUDITORS
PROPOSAL #7:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#8: APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
RPC, Inc.
TICKER:
RES
CUSIP:
749660106
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES A. LANE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LINDA H. GRAHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR BILL J. DISMUKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GARY W. ROLLINS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Sanchez Energy
Corporation
TICKER:
SN
CUSIP:
79970Y105
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GILBERT A. GARCIA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE DIRECTOR LIABILITY AND
ISSUER
YES
FOR
FOR
INDEMNIFICATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Schlumberger
Limited
TICKER:
SLB
CUSIP:
806857108
MEETING DATE:
4/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR PETER L.S. CURRIE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR TONY ISAAC
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR K. VAMAN KAMATH
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR PAAL KIBSGAARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ADRIAN LAJOUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR MICHAEL E. MARKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR LUBNA S. OLAYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR L. RAFAEL REIF
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR TORE I. SANDVOLD
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR HENRI SEYDOUX
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
ADOPT AND APPROVE FINANCIALS AND
ISSUER
YES
FOR
FOR
DIVIDENDS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #5:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: AMEND EMPLOYEE STOCK PURCHASE PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
SEACOR Holdings
Inc.
TICKER:
CKH
CUSIP:
811904101
MEETING DATE:
6/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CHARLES FABRIKANT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PIERRE DE DEMANDOLX
ISSUER
YES
FOR
FOR
PROPOSAL #1.3: ELECT DIRECTOR
OIVIND LORENTZEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ANDREW R. MORSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR R. CHRISTOPHER REGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STEVEN J. WISCH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
SemGroup
Corporation
TICKER:
SEMG
CUSIP:
81663A105
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RONALD A. BALLSCHMIEDE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SARAH M. BARPOULIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN F. CHLEBOWSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR KARL F. KURZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES H. LYTAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR THOMAS R. MCDANIEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR NORMAN J. SZYDLOWSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
SM Energy
Company
TICKER:
SM
CUSIP:
78454L100
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BARBARA M. BAUMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ANTHONY J. BEST
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LARRY W. BICKLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEPHEN R. BRAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WILLIAM J. GARDINER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR LOREN M. LEIKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JULIO M. QUINTANA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN M. SEIDL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR WILLIAM D. SULLIVAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL #3: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Solazyme, Inc.
TICKER:
SZYM
CUSIP:
83415T101
MEETING DATE:
9/19/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR IAN T. CLARK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM D. LESE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Solazyme, Inc.
TICKER:
SZYM
CUSIP:
83415T101
MEETING DATE:
6/4/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL V. ARBIGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JERRY FIDDLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ANN MATHER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Southwestern
Energy Company
TICKER:
SWN
CUSIP:
845467109
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN D. GASS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CATHERINE A. KEHR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GREG D. KERLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HAROLD M. KORELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR VELLO A. KUUSKRAA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR KENNETH R. MOURTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEVEN L. MUELLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ELLIOTT PEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ALAN H. STEVENS
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Spectra Energy
Corp
TICKER:
SE
CUSIP:
847560109
MEETING DATE:
4/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR WILLIAM T. ESREY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR GREGORY L. EBEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR AUSTIN A. ADAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JOSEPH ALVARADO
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR PAMELA L. CARTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR F. ANTHONY COMPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PETER B. HAMILTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR DENNIS R. HENDRIX
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR MICHAEL MCSHANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR MICHAEL G. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR MICHAEL E.J. PHELPS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#5: REPORT ON METHANE EMISSIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Stone Energy
Corporation
TICKER:
SGY
CUSIP:
861642106
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GEORGE R. CHRISTMAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR B.J. DUPLANTIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PETER D. KINNEAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN P. LABORDE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT S. MURLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RICHARD A. PATTAROZZI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DONALD E. POWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR KAY G. PRIESTLY
ISSUER
YES
FOR
FOR
PROPOSAL #1.9: ELECT DIRECTOR
PHYLLIS M. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR DAVID H. WELCH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Sunoco, Inc.
TICKER:
SUN
CUSIP:
86764P109
MEETING DATE:
10/4/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Superior Energy
Services, Inc.
TICKER:
SPN
CUSIP:
868157108
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HAROLD J. BOUILLION
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ENOCH L. DAWKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID D. DUNLAP
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES M. FUNK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR TERENCE E. HALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ERNEST E. 'WYN' HOWARD,
ISSUER
YES
FOR
FOR
III
PROPOSAL #1.7:
ELECT DIRECTOR PETER D. KINNEAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MICHAEL M. MCSHANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR W. MATT RALLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JUSTIN L. SULLIVAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #5:
AMEND STOCK OWNERSHIP LIMITATIONS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Swift Energy
Company
TICKER:
SFY
CUSIP:
870738101
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GREG MATIUK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BRUCE H. VINCENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Targa Resources
Corp.
TICKER:
TRGP
CUSIP:
87612G101
MEETING DATE:
5/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RENE R. JOYCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PETER R. KAGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CHRIS TONG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Tesco
Corporation
TICKER:
TESO
CUSIP:
88157K101
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN U. CLARKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR FRED J. DYMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY L. KOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR R. VANCE MILLIGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JULIO M. QUINTANA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN T. REYNOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR NORMAN W. ROBERTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MICHAEL W. SUTHERLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Tesoro
Corporation
TICKER:
TSO
CUSIP:
881609101
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RODNEY F. CHASE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GREGORY J. GOFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ROBERT W. GOLDMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEVEN H. GRAPSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID LILLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARY PAT MCCARTHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR J.W. NOKES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SUSAN TOMASKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MICHAEL E. WILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR PATRICK Y. YANG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
TETRA
Technologies, Inc.
TICKER:
TTI
CUSIP:
88162F105
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS R. BATES, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STUART M. BRIGHTMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PAUL D. COOMBS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR RALPH S. CUNNINGHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR TOM H. DELIMITROS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GEOFFREY M. HERTEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR KENNETH P. MITCHELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM D. SULLIVAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH E. WHITE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Williams
Companies, Inc.
TICKER:
WMB
CUSIP:
969457100
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ALAN S. ARMSTRONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOSEPH R. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KATHLEEN B. COOPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN A. HAGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JUANITA H. HINSHAW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RALPH IZZO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR FRANK T. MACINNIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR STEVEN W. NANCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MURRAY D. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JANICE D. STONEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR LAURA A. SUGG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Tidewater Inc.
TICKER:
TDW
CUSIP:
886423102
MEETING DATE:
7/19/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR M. JAY ALLISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES C. DAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RICHARD T. DU MOULIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MORRIS E. FOSTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J. WAYNE LEONARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JON C. MADONNA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOSEPH H. NETHERLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD A. PATTAROZZI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JEFFREY M. PLATT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR NICHOLAS J. SUTTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CINDY B. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR DEAN E. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR JACK E. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL #2: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
TransAtlantic
Petroleum Ltd.
TICKER:
TNP
CUSIP:
G89982105
MEETING DATE:
6/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR N. MALONE MITCHELL, 3RD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BOB G. ALEXANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR BRIAN E. BAYLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CHARLES J. CAMPISE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MARLAN W. DOWNEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MEL G. RIGGS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MICHAEL D. WINN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPOINT KPMG LLP AS AUDITORS AND
ISSUER
YES
FOR
FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Triangle
Petroleum Corporation
TICKER:
TPLM
CUSIP:
89600B201
MEETING DATE:
11/16/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PETER HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JONATHAN SAMUELS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR F. GARDNER PARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GUS HALAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RANDAL MATKALUK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROY A. ANEED
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE
ISSUER
YES
FOR
FOR
PLACEMENT
PROPOSAL #4:
CHANGE STATE OF INCORPORATION
ISSUER
YES
FOR
FOR
PROPOSAL
#5: INCREASE AUTHORIZED COMMON STOCK
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#6: AUTHORIZE NEW CLASS OF PREFERRED STOCK
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#7: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ultra Petroleum
Corp.
TICKER:
UPL
CUSIP:
903914109
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL D. WATFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR W. CHARLES HELTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROGER A. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MICHAEL J. KEEFFE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY ERNST & YOUNG, LLP AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Unit Corporation
TICKER:
N/A
CUSIP:
909218109
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM B. MORGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN H. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LARRY D. PINKSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Uranium Energy
Corp.
TICKER:
UEC
CUSIP:
916896103
MEETING DATE:
7/23/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR AMIR ADNANI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ALAN P. LINDSAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR HARRY L. ANTHONY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR IVAN OBOLENSKY
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.5: ELECT DIRECTOR VINCENT DELLA VOLPE
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.6: ELECT DIRECTOR DAVID KONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR KATHARINE ARMSTRONG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL #4: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
VAALCO Energy,
Inc.
TICKER:
EGY
CUSIP:
91851C201
MEETING DATE:
6/5/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT L. GERRY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR W. RUSSELL SCHEIRMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR FREDERICK W. BRAZELTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LUIGI P. CAFLISCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR O. DONALDSON CHAPOTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOHN J. MYERS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Valero Energy
Corporation
TICKER:
VLO
CUSIP:
91913Y100
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JERRY D. CHOATE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR RUBEN M. ESCOBEDO
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR WILLIAM R. KLESSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DEBORAH P. MAJORAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR BOB MARBUT
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR DONALD L. NICKLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PHILIP J. PFEIFFER
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ROBERT A. PROFUSEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR SUSAN KAUFMAN PURCELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR STEPHEN M. WATERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RANDALL J. WEISENBURGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR RAYFORD WILKINS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON POLITICAL CONTRIBUTIONS AND
SHAREHOLDER
YES
ABSTAIN
AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Vantage Drilling
Company
TICKER:
VTG
CUSIP:
G93205113
MEETING DATE:
7/10/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT PAUL A. BRAGG AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT STEVEN BRADSHAW AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT JORGE E. ESTRADA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT ROBERT F. GRANTHAM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT MARCELO D. GUISCARDO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT ONG TIAN KHIAM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DUKE R. LIGON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT JOHN C.G. O'LEARY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT STEINAR THOMASSEN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: INCREASE AUTHORIZED COMMON STOCK TO 500
ISSUER
YES
FOR
FOR
MILLION ORDINARY SHARES
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Vantage Drilling
Company
TICKER:
VTG
CUSIP:
G93205113
MEETING DATE:
3/18/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT PAUL A. BRAGG AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT STEVEN BRADSHAW AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT JORGE E. ESTRADA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT ROBERT F. GRANTHAM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT MARCELO D. GUISCARDO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT ONG TIAN KHIAM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DUKE R. LIGON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT JOHN C.G. O'LEARY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT STEINAR THOMASSEN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE MATERIAL TERMS OF EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICER PERFORMANCE GOALS
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
W&T
Offshore, Inc.
TICKER:
WTI
CUSIP:
92922P106
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR VIRGINIA BOULET
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT I. ISRAEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STUART B. KATZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR TRACY W. KROHN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.5: ELECT DIRECTOR S. JAMES NELSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR B. FRANK STANLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Warren
Resources, Inc.
TICKER:
WRES
CUSIP:
93564A100
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ANTHONY L. COELHO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DOMINICK D'ALLEVA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ESPY P. PRICE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
OTHER BUSINESS
ISSUER
YES
AGAINST
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Weatherford
International Ltd.
TICKER:
WFT
CUSIP:
H27013103
MEETING DATE:
6/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE DISCHARGE OF BOARD AND SENIOR
ISSUER
YES
FOR
FOR
MANAGEMENT
PROPOSAL #3a:
RELECT BERNARD J. DUROC-DANNER AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #3b:
REELECT NICHOLAS F. BRADY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3c: REELECT DAVID J. BUTTERS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3d: REELECT JOHN D. GASS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL #3e: REELECT FRANCIS S.
KALMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3f: REELECT WILLIAM E. MACAULAY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3g: REELECT ROBERT K. MOSES, JR. AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3h: REELECT GUILLERMO ORTIZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3i: REELECT EMYR JONES PARRY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3j: REELECT ROBERT A. RAYNE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AUTHORIZE CAPITAL INCREASE FOR FUTURE
ISSUER
YES
FOR
FOR
ACQUISITIONS
PROPOSAL #6:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Western
Refining, Inc.
TICKER:
WNR
CUSIP:
959319104
MEETING DATE:
6/4/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM D. SANDERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RALPH A. SCHMIDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JEFF A. STEVENS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Whiting
Petroleum Corporation
TICKER:
WLL
CUSIP:
966387102
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS L. ALLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MICHAEL B. WALEN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Willbros Group,
Inc.
TICKER:
WG
CUSIP:
969203108
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN T. MCNABB, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT L. SLUDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR S. MILLER WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL #2: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
WORLD FUEL
SERVICES CORPORATION
TICKER:
INT
CUSIP:
981475106
MEETING DATE:
5/31/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL J. KASBAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PAUL H. STEBBINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KEN BAKSHI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR RICHARD A. KASSAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MYLES KLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN L. MANLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR J. THOMAS PRESBY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR STEPHEN K. RODDENBERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
WPX Energy, Inc.
TICKER:
WPX
CUSIP:
98212B103
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN A. CARRIG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HENRY E. LENTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM G. LOWRIE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
PROPOSAL
#4: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ZaZa Energy
Corporation
TICKER:
ZAZA
CUSIP:
98919T100
MEETING DATE:
5/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR TODD ALAN BROOKS
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL #1.2: ELECT DIRECTOR
TRAVIS H. BURRIS
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR JOHN E. HEARN, JR.
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.4: ELECT DIRECTOR GASTON L. KEARBY
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.5: ELECT DIRECTOR A. HAAG SHERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR HERBERT C. WILLIAMSON,
ISSUER
YES
WITHHOLD
AGAINST
III
PROPOSAL #2:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: APPROVE REVERSE STOCK SPLIT
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#4: APPROVE CONVERSION OF SECURITIES
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
SIGNATURES
Pursuant to the
requirements of the Investment Company Act of 1940, the registrant has duly
caused this
report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WORLD
FUND
By: /s/F.
William McNabb III
F.
William McNabb III*
Chairman and Chief Executive Officer
Date: August
29, 2013
*By: /s/Heidi
Stam
Heidi Stam,
pursuant to a Power of Attorney filed on March 27, 2012,
see
File Number 2-11444. Incorporated by Reference.
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