UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 30, 2020

 

SPARTA COMMERCIAL SERVICES, INC.

(Exact name of Company as specified in its charter)

 

Nevada   000-9483   30-0298178
(State or other jurisdiction   (Commission   (IRS Employer
of Incorporation)   File Number)   Identification Number)

 

555 Fifth Avenue, 14th Floor

New York, New York 10017

(Address of principal executive offices)

 

(212) 239-2666

(Registrant’s Telephone Number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of each exchange on which registered
Common stock, $0.01 par value   SRCO   Pink Open Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [  ]

 

 

 

     

 

 

ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; APPOINTMENT OF CERTAIN OFFICERS AND EXECUTIVES; COMPENSATION ARRANGEMENTS OF CERTAIN OFFICERS

 

On April 30, 2020, Richard P. Trotter retired as Chief Operating Officer of Sparta Commercial Services, Inc. (the “Company”). Mr. Trotter’s retirement was not a result of any disagreements with the Company with respect to the Company’s operations, policies or practices. Mr. Trotter has been affiliated with the Company for more than ten years and the Company appreciates many contributions over the years.

 

     

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SPARTA COMMERCIAL SERVICES, INC.
   
Dated: July 14, 2020 /s/ Anthony L. Havens
  Anthony L. Havens
  Chief Executive Officer

 

     

 

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