Amended Statement of Ownership (sc 13g/a)
February 14 2020 - 9:16AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 21 )
Peoples
Financial Corporation
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
71103B102
(CUSIP Number)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAME OF
REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas
Edward Quave
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See instructions)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
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5
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SOLE VOTING POWER
359,459
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6
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SHARED VOTING POWER
73,695
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7
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SOLE DISPOSITIVE POWER
359,459
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8
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SHARED DISPOSITIVE POWER
73,695
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
433,154
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (See instructions) ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
8.76%
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12
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TYPE OF REPORTING PERSON (See
instructions)
IN
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1
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NAME OF
REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew
Tanner Swetman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See instructions)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
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5
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SOLE VOTING POWER
850,138
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6
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SHARED VOTING POWER
15,391
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7
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SOLE DISPOSITIVE POWER
850,138
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8
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SHARED DISPOSITIVE POWER
15,391
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
865,529
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (See instructions) ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
17.51%
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12
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TYPE OF REPORTING PERSON (See
instructions)
IN
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1
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NAME OF
REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chevis
C. Swetman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See instructions)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
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5
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SOLE VOTING POWER
157,091
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6
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SHARED VOTING POWER
266,304
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7
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SOLE DISPOSITIVE POWER
157,091
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8
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SHARED DISPOSITIVE POWER
266,304
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
423,395
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (See instructions) ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
8.57%
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12
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TYPE OF REPORTING PERSON (See
instructions)
IN
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 10549
SCHEDULE 13G UNDER THE SECURITIES
EXCHANGE ACT OF 1934
Item 1(a).
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Name of Issuer
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Peoples Financial Corporation
Item 1(b).
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Name of Issuers Principal Executive Offices:
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Howard and Lameuse Streets
Biloxi, MS 39530
Item 2(a).
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Name of Person Filing:
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Chevis C. Swetman
Item 2(b).
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Address or Principal Business Office or, if None, Residence:
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Howard and Lameuse Streets
Biloxi, MS 39530
United States of America
Item 2(d).
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Title of Class of Securities:
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Common Stock
71103B102
Item 3.
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This statement is filed pursuant to Rule 13d-1(c) for
Mr. Thomas Quave, Mr. Andrew Swetman and Mr. Chevis Swetman as individuals.
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(a)
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Amount Beneficially Owned: 423,395
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(b)
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Percent of Class: 8.57%
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(c)
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Number of Shares as to which such person has:
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(i)
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sole power to vote or to direct the vote: 157,091
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(ii)
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shared power to vote or to direct the vote: 266,304
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(iii)
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sole power to dispose or to direct the disposition of: 157,091
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(iv)
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shared power to dispose or to direct the disposition of: 266,304
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
Item 6.
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Ownership of More than Five Percent on Behalf of another Person.
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported
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Not applicable.
Item 8.
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Identification and Classification of Members of a Group.
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Not applicable.
Item 9.
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Dissolution of Group.
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Not applicable.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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/s/ Thomas Edward Quave
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February 14 2020
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Thomas Edward Quave
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Date
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/s/ Andrew Tanner Swetman
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February 14, 2020
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Andrew Tanner Swetman
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Date
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/s/ Chevis C. Swetman
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February 14, 2020
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Chevis C. Swetman
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Date
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The undersigned persons, on February 14, 2020 agree and consent to the joint filing on their behalf of this Schedule 13G
in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 2019.
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/s/ Thomas Edward Quave
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February 14, 2020
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Thomas Edward Quave
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Date
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/s/ Andrew Tanner Swetman
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February 14, 2020
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Andrew Tanner Swetman
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Date
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/s/ Chevis C. Swetman
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February 14, 2020
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Chevis C. Swetman
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Date
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