Initial Statement of Beneficial Ownership (3)
June 29 2020 - 4:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SUBIN NEIL S |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/13/2020
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3. Issuer Name and Ticker or Trading Symbol
Advanzeon Solutions, Inc. [CHCR]
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(Last)
(First)
(Middle)
2336 S.E. OCEAN BOULEVARD, #400 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
STUART, FL 34996
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 4525312 (1)(2) | I | By Marli B. Miller Trust A-4 |
Common Stock, par value $0.01 per share | 4525312 (1)(2) | I | By Lloyd I. Miller, III Trust A-4 |
Common Stock, par value $0.01 per share | 3119164 (1)(2) | I | By Milfam II L.P. |
Common Stock, par value $0.01 per share | 656807 (1)(2) | I | By JPMorgan Chase NA Custodian FBO Susan F Miller Spousal IRA |
Common Stock, par value $0.01 per share | 418100 (1)(2) | I | By Lloyd I. Miller, III Revocable Trust |
Common Stock, par value $0.01 per share | 289343 (1)(2) | I | By Catherine Miller Trust C |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrant to Purchase Shares of Common Stock | 5/13/2020 | 5/13/2025 | Common Stock, par value $0.01 per share | 1589004 (1)(2) | $0.25 | I | By Marli B. Miller Trust A-4 |
Warrant to Purchase Shares of Common Stock | 5/13/2020 | 5/13/2025 | Common Stock, par value $0.01 per share | 1589004 (1)(2) | $0.25 | I | By Lloyd I. Miller, III Trust A-4 |
Warrant to Purchase Shares of Common Stock | 5/13/2020 | 5/13/2025 | Common Stock, par value $0.01 per share | 1095253 (1)(2) | $0.25 | I | By Milfam II L.P. |
Warrant to Purchase Shares of Common Stock | 5/13/2020 | 5/13/2025 | Common Stock, par value $0.01 per share | 230630 (1)(2) | $0.25 | I | By JPMorgan Chase NA Custodian FBO Susan F Miller Spousal IRA |
Warrant to Purchase Shares of Common Stock | 5/13/2020 | 5/13/2025 | Common Stock, par value $0.01 per share | 146811 (1)(2) | $0.25 | I | By Lloyd I. Miller, III Revocable Trust |
Warrant to Purchase Shares of Common Stock | 5/13/2020 | 5/13/2025 | Common Stock, par value $0.01 per share | 101599 (1)(2) | $0.25 | I | By Catherine Miller Trust C |
Explanation of Responses: |
(1) | Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III. |
(2) | Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SUBIN NEIL S 2336 S.E. OCEAN BOULEVARD, #400 STUART, FL 34996 |
| X |
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Signatures
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/s/ Neil S. Subin | | 6/26/2020 |
**Signature of Reporting Person | Date |
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