United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

November 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No  x 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No  x 

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No  x 

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-    .) 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on September 30, 2021 

 

Company: VALE S.A.

Beginning balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
Shares   VALE3     208.479.547       3,95 %     3,95 %

 

Movements

 

Type of security   Characteristic of
the security
  Intermediate     Operation   Date   Quantity     Average price (Daily)     Volume (R$)  
Shares   VALE3     -     Cancellation of Shares as approved in Minutes of the Board of Directors´s Meeting held on September 16, 2021   09/21/2021   152.016.372       -       -  

 

Ending balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
Shares   VALE3   56.463.175       1,10 %     1,10 %

 

Company: VALE S.A.

Beginning balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
ADS   VALE   84.212.146       1,59 %     1,59 %

 

Movements

 

Type of security     Characteristic of
the security
    Intermediate     Operation     Date     Quantity     Average price
(Daily)
    Volume (R$)  
-     -     -     -     -     -     -     -  

 

Ending balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
ADS   VALE   84.212.146       1,64 %     1,64 %

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on September 30, 2021

 

Beginning balance
              %  
Type of
security
  Characteristic of the security   Quantity     Same class of
shares
    Total capital  
Shares   VALE3     34.849.100       0,66 %     0,66 %

 

Movements
Type of
security
  Characteristic of
the security
  Intermediate   Operation   Date     Quantity     Average
price (Daily)
    Volume (R$)  
Shares   VALE3   Itaú Corretora de Valores S.A   Buy   08/30/21     1.117.600       100,55413       112.379.296,00  
Shares   VALE3   Itaú Corretora de Valores S.A   Buy   08/31/21     1.467.900       98,18197       144.121.316,96  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/02/21     1.433.600       98,96223       141.872.247,32  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/08/21     1.628.200       95,43152       155.381.600,13  
Shares   VALE3   XP Investimentos CCTVM S/A   Buy   09/10/21     1.767.900       95,43445       168.718.560,00  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/14/21     2.355.400       94,18645       221.846.770,07  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/16/21     3.316.630       89,20414       295.857.124,60  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/20/21     4.342.200       82,44626       357.998.139,00  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/24/21     3.036.000       77,87923       236.441.339,00  
Shares   VALE3   Citigroup Global Markets Brasil CCTVM S/A   Buy   09/27/21     2.495.200       78,33014       195.449.362,00  

 

Ending balance
              %  
Type of
security
  Characteristic of the security   Quantity     Same class of
shares
    Total capital  
Shares   VALE3     57.809.730       1,13 %     1,13 %

 

Company: MBR S.A.
Beginning balance
              %  
Type of
security
  Characteristic of
the security
  Quantity     Same class of
shares
    Total capital  
ADS   VALE     0       0,00 %     0,00 %

 

Movements
  Type of
security
      Characteristic of
the security
      Intermediate       Operation       Date       Quantity       Average
price (Daily)
      Volume (R$)  
  -       -       -       -       -       -       -       -  

 

Ending balance
                  %  
Type of
security
  Characteristic of the security     Quantity       Same class of
shares
      Total capital  
ADS   VALE     0       0,00 %     0,00 %

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on September 30, 2021

 

Company: Vale Holdings B.V.

Beginning balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
Shares   VALE3     0       0,00 %     0,00 %

 

Movements

 

Type of security     Characteristic of
the security
    Intermediate     Operation     Date     Quantity     Average price
(Daily)
    Volume (R$)  
-     -     -     -     -     -     -     -  

 

Ending balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
Shares   VALE3     0       0,00 %     0,00 %

 

Company: Vale Holdings B.V.

Beginning balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
ADS   VALE     15.587.948       0,29 %     0,29 %

 

Movements

 

Type of security   Characteristic of the security   Intermediate   Operation   Date   Quantity     Average price (Daily)     Volume (R$)  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   08/30/21     1.206.099       19,37650       121.411.705,93  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   08/31/21     1.700.000       19,05460       166.605.991,11  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/02/21     1.202.555       19,11010       118.891.925,71  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/08/21     2.500.000       18,06100       237.158.991,00  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/10/21     2.524.609       18,25070       240.322.582,60  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/14/21     2.337.707       17,94910       219.281.584,07  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/16/21     3.099.903       16,93727       276.139.010,37  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/20/21     5.255.735       15,43094       432.527.386,57  
ADS   VALE   J.P. Morgan Securities Inc.   Buy   09/24/21     2.670.614       14,56787       207.889.694,46  
ADS   VALE   Bradesco Securities Inc   Buy   09/27/21     3.947.700       14,58737       307.961.353,29  

 

Ending balance

 

              %  
Type of security   Characteristic of the security   Quantity     Same class of
shares
    Total capital  
ADS   VALE     42.032.870       0,82 %     0,82 %

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
  (Registrant)
   
  By: /s/ Ivan Fadel
    Head of Investor Relations
Date: November 08, 2021    

 

 

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