UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
____________________________________
SCHEDULE 13G
(Rule 13d-102)
(Amendment No. 1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
____________________________________
Sequans Communications S.A.
(Name of Issuer)
Ordinary shares, nominal value €0.02
(Title of Class of Securities)
817323207
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
____________________________________
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
AMENDMENT NO. 1 TO SCHEDULE 13G
This Amendment No. 1 (this “Amendment”) to Schedule 13G (this “Schedule 13G”) is being filed on behalf of Nokomis Capital, L.L.C., a Texas limited liability company (“Nokomis Capital”), and Mr. Brett
Hendrickson, the principal of Nokomis Capital, relating to Ordinary shares, nominal value €0.02, represented by American Depositary Shares (the “Common Stock”), of Sequans Communications S.A., a société anonyme incorporated in the French Republic
(the “Issuer”).
This Amendment relates to notes convertible into Common Stock (“Convertible Notes”) purchased by Nokomis Capital through the accounts of certain private funds and managed accounts (collectively, the
“Nokomis Accounts”). Nokomis Capital serves as the investment adviser to the Nokomis Accounts and may direct the vote and dispose of the 14,865,032 shares of Common Stock issuable upon conversion of presently convertible Convertible Notes held by the
Nokomis Accounts. As the principal of Nokomis Capital, Mr. Hendrickson may direct the vote and disposition of the 14,865,032 shares of Common Stock issuable upon conversion of presently convertible Convertible Notes held by the Nokomis Accounts.
Sequans Communications S.A.
15-55 boulevard Charles de Gaulle
92700 Colombes
France
Nokomis Capital, L.L.C. (“Nokomis Capital”) and Mr. Brett Hendrickson (collectively, the “Reporting Persons”).
1300 Golden Gate Drive
Southlake, TX 76092
Nokomis Capital is a limited liability company organized under the laws of the State of Texas. Mr. Hendrickson is the principal of Nokomis Capital and is a United States citizen.
Ordinary Shares, nominal value €0.02 (the “Common Stock”).
817323207
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
Inapplicable.
Inapplicable.
Inapplicable.
Inapplicable.
Inapplicable.
By signing below each of the Reporting Persons certifies that, to the best of such person’s knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2021