Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
September 20 2022 - 5:13PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 6-K
Report
of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
For the month of September,
2022
Commission File Number 001-41129
Nu Holdings Ltd.
(Exact name of registrant as specified
in its charter)
Nu Holdings Ltd.
(Translation of Registrant's
name into English)
Campbells Corporate Services
Limited, Floor 4, Willow House, Cricket Square, KY1-9010 Grand Cayman, Cayman Islands
+1 345 949 2648
(Address of principal executive
office)
Indicate by check mark whether
the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F (X) Form 40-F
Indicate by check mark whether the registrant by furnishing
the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No (X)
Nu Holdings Ltd.
(the “Company”)
Written Resolutions of the Directors of the Company
dated September 15, 2022
passed in accordance with the Articles of Association
of the Company (the “Articles”)
______________________________________________________________________________
The undersigned, being all of the Directors of the
Company for the time being (the “Directors”), hereby take the following actions and adopt the following resolutions.
DISCLOSURE OF INTERESTS
IT IS NOTED THAT to the extent any Director
has any personal interest, direct or indirect, in the matters contemplated by these resolutions which he or she is required to disclose
in accordance with the Articles or in accordance with applicable law or otherwise or which might disqualify such person from approving
these resolutions, such disclosure has been made and such Director may vote and act on the matters referred to herein.
DEREGISTRATION
AND CONVERSION OF BDRS PROGRAM
IT IS NOTED THAT:
| 1. | it is proposed that the Board
examine, discuss and resolve on the proposal for the Company's deregistration as
an foreign issuer in Brazil, before the Brazilian Securities Commission (Comissão de Valores Mobiliários –
“CVM”) and discontinuance of its Level III Brazilian Depositary Receipt (“Level III BDRs”) program
(“Level III BDR Program”), which will be done pursuant to a plan for voluntary discontinuance of the Level III BDR
Program, in accordance with CVM’s regulations as well as regulations from the Brazilian Stock Exchange (B3 S.A. – Brasil,
Bolsa, Balcão – “B3”). |
IT IS RESOLVED THAT:
| 1. | it is in the best interests
of the Company to pursue the deregistration as an foreign issuer in Brazil before
the CVM and and discontinuance of its Level III BDR Program; |
| 2. | any Director or Officer of
the Company (collectively, the “Authorized Officers”) are, and each of them hereby is, authorized and directed, in
the name and on behalf of the Company, to cause to be prepared, executed and filed with the CVM and B3 the request
for deregistration as a foreign issuer in Brazil, pursuant to the plan for voluntary discontinuance of the Level III BDR
Program, which will involve: |
| a) | request
for deregistration as a foreign issuer in Brazil, pursuant to CVM’s Resolution No. 80, dated March 29, 2022 (“CVM
Resolution 80”) and CVM’s Instruction No. 332, dated April 4, 2000 (“CVM Instruction 332”); |
| a) | request
for discontinuance of the Level III BDRs Program, pursuant to CVM Instruction 332 and CVM Resolution 80; |
| b) | request
for registration as sponsor of a Level I Brazilian Depositary Receipts (“Level I BDRs”) program (“Level I
BDR Program”), which will represent the same amount of class A common shares as the Level III BDRs, meaning one-sixth (1/6)
of class A common share, pursuant to CVM Instruction 332 and CVM Resolution 80; and |
| c) | making
available to holders of the Level III BDRs three options in light of the discontinuance of the Level III BDRs Program, being (i) remain
as shareholder of the Company, through the receipt of class A common shares at the New York Stock Exchange (“NYSE”),
proportionately to the number of Level III BDRs held by each investor; (ii) receive proceeds from the sale of their BDRs or class A common
shares underlying the Level III BDRs, depending on CVM’s and B3’s authorization, held by the respective investor, in a sales
facility to be structured by the Company; or (iii) receive a Level I BDR in exchange for its Level III BDR. |
GENERAL
AUTHORISATION
IT IS RESOLVED THAT any Director or Officer
of the Company be and is hereby authorised to do all such acts and things and agree and execute any other documents on behalf of the Company
as may be required in order to carry out the actions contemplated by the foregoing resolutions (including as deeds if appropriate) and
generally to sign all documents as may be required in connection with the actions contemplated by the foregoing resolutions and execution
and delivery by any such Director or Officer of any such documents being conclusive evidence of their and the Company’s agreement
to the final terms and conditions thereof.
IT IS RESOLVED THAT, to the extent that any
Director or Officer has taken any actions or signed any documents or undertakings prior to the date hereof which would have been approved
if taken or signed after the date hereof, the same be and are hereby ratified, approved and confirmed.
[Remainder of page intentionally left blank]
2
IN WITNESS WHEREOF, each of the undersigned, being
all of the Directors of the Company for the time being, has executed these resolutions in writing on the date indicated above. These resolutions
may be executed in counterpart and each counterpart shall be deemed to be an original and which counterparts when taken together shall
constitute one and the same instrument.
________________________ |
___________________________ |
David Vélez Osorno |
Anita Mary Sands |
|
________________________ |
___________________________ |
Daniel Krepel Goldberg |
Douglas Mauro Leone |
|
________________________ |
___________________________ |
Jacqueline Dawn Reses |
Luis Alberto Moreno
Mejía |
|
________________________ |
___________________________ |
Muhtar Ahmet Kent |
Rogério Paulo Calderón Peres |
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
Nu Holdings Ltd. |
|
|
|
By: |
/s/ Guilherme Lago |
|
|
Guilherme Lago Chief Financial Officer |
Date: September
20, 2022
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