Amended Statement of Beneficial Ownership (3/a)
June 14 2021 - 3:21PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Anding Julie M |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/3/2019
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3. Issuer Name and Ticker or Trading Symbol
HARLEY-DAVIDSON, INC. [HOG]
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(Last)
(First)
(Middle)
HARLEY-DAVIDSON, INC., 3700 WEST JUNEAU AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Administrative Officer / |
(Street)
MILWAUKEE, WI 53208
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 2/5/2019
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1308.8538 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 7161.0000 (2) | $0.0000 | D | |
Share Units | (3) | (3) | Common Stock | 1974.8010 (4) | $0.0000 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 10/24/16, 2/1/17, 2/2/18 and 2/1/19 each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |
(2) | This Amended Form 3 is being filed to correct the Restricted Stock Units ("RSU") balance reported on the initial Form 3, filed on February 5, 2019. The initial Form 3 balance included the Reporting Person's Performance Unit grant in the RSU balance, which should not have been included. |
(3) | Restricted stock units were deferred pursuant to the Harley-Davidson, Inc. Management Deferred Compensation Plan. Each such unit represents a contingent right to receive one share of stock upon Separation from Service in accordance with the Harley-Davidson, Inc. Management Deferred Compensation Plan . One third of the units vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |
(4) | This Amended Form 3 is also being filed to include the reporting person's deferred RSU balance. The initial Form 3, filed on February 5, 2019, did not include this information. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Anding Julie M HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE, WI 53208 |
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| Chief Administrative Officer |
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Signatures
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/s/ Paul J. Krause, as Power of Attorney | | 6/14/2021 |
**Signature of Reporting Person | Date |
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