Statement of Changes in Beneficial Ownership (4)
January 03 2020 - 11:09AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Albrecht William E |
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO
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HAL
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
27200 TOURNEY ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/31/2019 |
(Street)
SANTA CLARITA, CA 91355
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 16000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
08/2019 Restricted Stock Units | (1) | | | | | | | (2) | (2) | Common Stock | 8160.74 (3) | | 8160.74 (3) | D | |
08/2018 Restricted Stock Units | (1) | | | | | | | (2) | (2) | Common Stock | 4400.8 (3) | | 4400.8 (3) | D | |
08/2017 Restricted Stock Units | (1) | | | | | | | (2) | (2) | Common Stock | 4520.18 (3) | | 4520.18 (3) | D | |
08/2016 Restricted Stock Units | (1) | | | | | | | (2) | (2) | Common Stock | 4491.368 (3) | | 4491.368 (3) | D | |
07/2016 Restricted Stock Units | (1) | | | | | | | (2) | (2) | Common Stock | 375.27 (3) | | 375.27 (3) | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a right to receive one share of the Company's common stock. |
(2) | The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director. |
(3) | Includes dividend equivalent units through December 31, 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Albrecht William E 27200 TOURNEY ROAD SANTA CLARITA, CA 91355 | X |
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Signatures
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/s/ Bruce A. Metzinger, by Power of Attorney | | 1/3/2020 |
**Signature of Reporting Person | Date |
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