Initial Statement of Beneficial Ownership (3)
October 06 2021 - 5:04PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hampton Sara B. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2021
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3. Issuer Name and Ticker or Trading Symbol
ENERGIZER HOLDINGS, INC. [ENR]
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(Last)
(First)
(Middle)
533 MARYVILLE UNIVERSITY DR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP, Cont. & Chief Acct. Off. / |
(Street)
ST. LOUIS, MO 63141-0000
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2733 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Equivalent 11/11/2019 | 11/11/2020 (1) | 11/11/2023 | Common Stock | 870.0 | (2) | D | |
Restricted Stock Equivalent 11/12/2018 | 11/12/2019 (1) | 11/12/2022 | Common Stock | 373.0 | (2) | D | |
Restricted Stock Equivalent 11/13/2017 | 11/13/2018 (1) | 11/13/2021 | Common Stock | 325.0 | (2) | D | |
Restricted Stock Unit Award 11/16/2020 | 11/16/2021 (1) | 11/16/2024 | Common Stock | 1164.0 | (2) | D | |
Restricted Stock Unit Award 9/22/2021 | 9/22/2022 (3) | 9/22/2024 | Common Stock | 1330.0 | (2) | D | |
Explanation of Responses: |
(1) | Original restricted stock equivalent (RSE) or restricted stock unit (RSU) award vests and converts into shares of Energizer common stock in four equal annual installments beginning on the date listed above, subject to continued employment, or all or a portion may vest upon death, disability, change of control or certain termination events. |
(2) | RSEs and RSUs convert into common stock on a one-for-one basis. |
(3) | Original RSU award vests and converts into shares of Energizer common stock in three equal annual installments beginning on the date listed above, subject to continued employment, or all or a portion may vest upon death, disability change of control or certain termination events. |
Remarks: Exhibit List - Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hampton Sara B. 533 MARYVILLE UNIVERSITY DR ST. LOUIS, MO 63141-0000 |
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| VP, Cont. & Chief Acct. Off. |
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Signatures
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/s/ Sara B. Hampton | | 10/6/2021 |
**Signature of Reporting Person | Date |
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