Statement of Changes in Beneficial Ownership (4)
September 16 2021 - 6:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Roitman Jonathan |
2. Issuer Name and Ticker or Trading Symbol
United Airlines Holdings, Inc.
[
UAL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & COO |
(Last)
(First)
(Middle)
P.O. BOX 66100- HDQLD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/14/2021 |
(Street)
CHICAGO, IL 60666
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 9/14/2021 | | S | | 3760 | D | $43.941 | 0 | D | |
Common Stock | 9/14/2021 | | M(1)(2) | | 1418 | A | $0.00 | 1418 | D | |
Common Stock | 9/14/2021 | | F(3) | | 630 | D | $43.87 | 788 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (4) | 9/14/2021 | | A | | 5675 | | (2) | (2) | Common Stock | 5676 | $0.00 | 5675 | D | |
Restricted Stock Units | (4) | 9/14/2021 | | D | | | 1418 | (2) | (2) | Common Stock | 1418 | $0.00 | 4257 | D | |
Explanation of Responses: |
(1) | Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock. |
(2) | The RSUs were granted on September 14, 2021 and vest in four installments of 1,418 RSUs on September 14, 2021, 1,419 RSUs on February 28, 2022, 1,419 RSUs on August 31, 2022, and 1,419 RSUs on February 28, 2023. |
(3) | This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award referenced in footnote 2 above. |
(4) | Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Roitman Jonathan P.O. BOX 66100- HDQLD CHICAGO, IL 60666 |
|
| EVP & COO |
|
Signatures
|
/s/ Sarah Hagy for Jonathan Roitman | | 9/16/2021 |
**Signature of Reporting Person | Date |
United Airlines (NASDAQ:UAL)
Historical Stock Chart
From Aug 2024 to Sep 2024
United Airlines (NASDAQ:UAL)
Historical Stock Chart
From Sep 2023 to Sep 2024