Initial Statement of Beneficial Ownership (3)
October 22 2019 - 2:45PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Marrone Gerard |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/3/2018
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3. Issuer Name and Ticker or Trading Symbol
SPAR GROUP INC [SGRP]
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(Last)
(First)
(Middle)
C/O SPAR GROUP, INC., 333 WESTCHESTER AVE, SOUTH BLDG, STE 204 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Revenue Officer / |
(Street)
WHITE PLAINS, NY 10604
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.01 par value | 5760 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option to buy Common Stock | (2) | 1/9/2027 | Common Stock, $.01 par value | 50000 | $1.0000 | D | |
Option to buy Common Stock | (3) | 5/3/2028 | Common Stock, $.01 par value | 20000 | $1.2300 | D | |
Option to buy Common Stock | (4) | 4/5/2029 | Common Stock, $.01 par value | 20000 | $0.6400 | D | |
Explanation of Responses: |
(1) | Shares the result of a cashless exercise of 50,000 options on August 28, 2019. |
(2) | Vests as to 25,000 shares on each of January 9, 2020 and 2021, respectively. |
(3) | Vests as to 5,000 shares each of May 3, 2019, 2020, 2021 and 2022, respectively. |
(4) | Vests as to 5,000 shares on each of April 5, 2020, 2021, 2022 and 2023, respectively. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Marrone Gerard C/O SPAR GROUP, INC. 333 WESTCHESTER AVE, SOUTH BLDG, STE 204 WHITE PLAINS, NY 10604 |
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| Chief Revenue Officer |
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Signatures
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/s/ Gerard Marrone | | 10/22/2019 |
**Signature of Reporting Person | Date |
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