Statement of Ownership (sc 13g)
February 12 2019 - 12:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Sonos, Inc.
(Name of Issuer)
COMMON STOCK,
$0.0001 PAR VALUE PER SHARE
(Title of Class of Securities)
83570H108
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule
13d-1(c)
☑ Rule
13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
2
of 8 Pages
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1.
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NAMES OF
REPORTING PERSONS
Index Ventures Growth I (Jersey) L.P.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☒
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Jersey, Channel
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
10,931,734
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
10,931,734
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,931,734
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
10.8% (1)
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12.
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TYPE OF REPORTING PERSON
PN
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(1)
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The percent of class was calculated based on 100,947,974 shares of common stock outstanding as of
November 16, 2018, as disclosed in the Issuers Annual Report on Form
10-K
for the fiscal year ended September 29, 2018, as filed with the Securities and Exchange Commission on November 28,
2018.
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
3
of 8 Pages
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1.
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NAMES OF
REPORTING PERSONS
Index Ventures Growth I Parallel Entrepreneur Fund (Jersey)
L.P.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☒
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Jersey, Channel
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
1,092,096
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
1,092,096
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,092,096
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
1.1% (1)
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12.
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TYPE OF REPORTING PERSON
PN
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
4
of 8 Pages
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1.
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NAMES OF
REPORTING PERSONS
Yucca (Jersey) SLP
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☒
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Jersey, Channel
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
60,420
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
60,420
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
60,420
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0.1% (1)
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12.
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TYPE OF REPORTING PERSON
PN
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
5
of 8 Pages
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1.
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NAMES OF
REPORTING PERSONS
Index Venture Growth Associates I Limited
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☒
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Jersey, Channel
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
12,084,250
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
12,084,250
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,084,250
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
12.0% (1)
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12.
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TYPE OF REPORTING PERSON
CO
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
6
of 8 Pages
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Item 1.
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Issuer
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(a)
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Name of Issuer:
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Sonos, Inc. (the
Issuer
)
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(b)
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Address of Issuers Principal Executive Offices:
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614 Chapala Street
Santa Barbara, California 93101
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Item 2.
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Filing Person
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(a) (c)
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Name of Persons Filing; Address; Citizenship:
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(i) Index Ventures Growth I (Jersey) L.P., a Jersey, Channel Islands
partnership (
Index Growth I (Jersey)
).
(ii) Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P., a Jersey, Channel Islands
partnership (
Index Growth I Parallel
and, together with Index Growth I (Jersey), the
Index Growth I Funds
).
(iii) Yucca (Jersey) SLP, a Jersey, Channel Islands separate partnership
(
Yucca
).
(iv) Index
Venture Growth Associates I Limited, a Jersey, Channel Islands corporation (
Index Growth Associates
), the general partner of the Index Growth I Funds.
The address of the principal business office of each of the reporting persons is 5
th
Floor, 44 Esplanade,
St. Helier, Jersey, Channel Islands JE1 3FG, except for Yucca which is 44 Esplanade, St. Helier, Jersey, Channel Islands JE4 9WG.
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(d)
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Title of Class of Securities:
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Common Stock, $0.0001 par value per share (
Common
Stock
)
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(e)
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CUSIP Number:
83570H108
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Item 3.
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If this statement is filed pursuant to Rules
13d-1(b),
or
13d-2(b)
or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under Section 15 of the Act;
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(b)
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☐
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Bank as defined in Section 3(a)(6) of the Act;
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(c)
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☐
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Insurance company as defined in Section 3(a)(19) of the Act;
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(d)
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☐
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Investment company registered under Section 8 of the Investment Company Act of 1940;
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(e)
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An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
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(j)
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☐
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A
non-U.S.
institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
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(k)
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☐
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Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K).
If filing as a
non-U.S.
institution in accordance with Rule
240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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If filing as a
non-U.S.
institution in accordance with
§240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
7
of 8 Pages
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Item 4.
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Ownership.
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(a) and (b)
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Amount beneficially owned:
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(i)
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Index Growth I (Jersey) directly owns 10,931,734 shares of Common Stock, which represents approximately 10.8% of the outstanding shares of Common Stock.
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(ii)
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Index Growth I Parallel directly owns 1,092,096 shares of Common Stock, which represents approximately 1.1% of the outstanding shares of Common Stock.
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(iii)
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Yucca directly owns 60,420 shares of Common Stock, which represents approximately 0.1% of the outstanding shares of Common Stock. Yucca administers the
co-investment
vehicle that is
contractually required to mirror the Index Growth I Funds investments. As a result, Index Growth Associates may be deemed to have dispositive and voting power over Yuccas shares by virtue of its dispositive power over and voting power
over the shares owned by the Index Growth I Funds.
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(iii)
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Index Growth Associates may be deemed to beneficially own the 12,084,250 shares of Common Stock owned by the Index Growth I Funds and Yucca, which represents approximately 12.0% of the outstanding shares of Common Stock.
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(c)
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Number of shares as to which such person has:
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Number of shares of Common Stock
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Reporting Person
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(i)
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(ii)
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(iii)
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(iv)
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Index Growth I (Jersey)
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10,931,734
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0
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10,931,734
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0
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Index Growth I Parallel
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1,092,096
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1,092,096
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Yucca
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60,420
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60,420
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Index Growth Associates
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12,084,250
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12,084,250
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(i)
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Sole power to vote or direct the vote
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(ii)
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Shared power to vote or to direct the vote
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(iii)
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Sole power to dispose or to direct the disposition of
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(iv)
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Shared power to dispose or to direct the disposition of
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The percent of class was calculated based on 100,947,974 shares of common stock outstanding as of November 16, 2018, as disclosed in the Issuers Annual Report on Form
10-K
for the fiscal year ended September 29, 2018, as filed with the Securities and Exchange Commission on November 28, 2018.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the
following. ☐
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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Item 10.
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Certification.
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Not applicable.
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CUSIP No.
83570H108
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SCHEDULE 13G
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Page
8
of 8 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 12, 2019
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INDEX VENTURES GROWTH I (JERSEY) L.P.
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By:
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/s/ Sinead Meehan
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Name:
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Sinead Meehan
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Title:
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Director
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INDEX VENTURES GROWTH I PARALLEL
ENTREPRENEUR FUND (JERSEY) L.P.
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By:
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/s/ Sinead Meehan
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Name:
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Sinead Meehan
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Title:
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Director
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YUCCA (JERSEY) SLP
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By:
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Intertrust Employee Benefit Services
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Limited as authorized signatory of Yucca (Jersey) SLP in its capacity as an Administrator of the Index Co- Investment Scheme
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By:
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/s/ Alex di Santo
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Name:
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Alex di Santo
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Title:
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Authorized Signatory
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By:
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/s/ Sarah Earles
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Name:
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Sarah Earles
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Title:
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Authorized Signatory
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INDEX VENTURE GROWTH ASSOCIATES I LIMITED
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By:
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/s/ Sinead Meehan
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Name:
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Sinead Meehan
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Title:
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Director
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