Statement of Changes in Beneficial Ownership (4)
July 29 2020 - 10:19AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Vogt Mark A |
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/
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RBCAA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
601 W MARKET ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/27/2020 |
(Street)
LOUISVILLE, KY 40202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | | | | | | | | 11009.031 | D | |
Class A Common Stock | 7/27/2020 | | P | | 2000 | A | $31.48 (2) | 6000 | I | By Delaware Trust (1) |
Class A Common Stock | 7/28/2020 | | P | | 2000 | A | $31.89 (3) | 8000 | I | By Delaware Trust (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Reporting Person is the Investment Direction Advisor of a Delaware Trust for the benefit of him and his family. In this capacity, he retains investment discretion over shares of the Issuer held by the trust. The Reporting Person disclaims beneficial ownership of any shares held by the trust in which he does not have a pecuniary interest. |
(2) | The range of prices for the transactions that are aggregated and reported are $31.23 - $31.79. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. |
(3) | The range of prices for the transactions that are aggregated and reported are $31.46 - $32.24. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Vogt Mark A 601 W MARKET ST LOUISVILLE, KY 40202 | X |
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Signatures
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Kevin Sipes, Attorney-in-Fact | | 7/29/2020 |
**Signature of Reporting Person | Date |
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