Statement of Changes in Beneficial Ownership (4)
February 03 2022 - 5:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gamzon Michael |
2. Issuer Name and Ticker or Trading Symbol
INDUS REALTY TRUST, INC.
[
INDT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
641 LEXINGTON AVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2022 |
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (1) | 2/1/2022 | | M | | 1195 | A | $0 | 20289 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (2) | $0 | | | | | | | 2/1/2023 | 2/1/2031 | Common Stock | 1195.38 | | 1195.38 | D | |
Restricted Stock Units (2) | $0 | | | | | | | 2/1/2024 | 2/1/2031 | Common Stock | 1195.38 | | 1195.38 | D | |
Performance Stock Units (3) | $0 | | | | | | | 2/1/2024 | 2/1/2031 | Common Stock | 3586.15 | | 3586.15 | D | |
Explanation of Responses: |
(1) | Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2022. These restricted stock units and shares of common stock were acquired under the Company's 2020 Incentive Award Plan. |
(2) | Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. |
(3) | Performance-based restricted stock unit award granted under the Company's 2020 Incentive Award Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gamzon Michael 641 LEXINGTON AVE NEW YORK, NY 10022 | X | X | President and CEO |
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Signatures
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/s/Michael Gamzon | | 2/3/2022 |
**Signature of Reporting Person | Date |
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