Company: Comerica Inc. (CMA) 
   Participation: Comerica issued $2.25 billion in senior preferred stock and 
   warrants to buy 11.5 million shares of common stock at an initial exercise 
   price of $29.40 a share. 
   Date of disclosure: Nov. 14 
   Notes: Comerica said Oct. 27 that participation in the program is expected 
   to raise its Tier 1 capital ratio to an estimated 10.35% from an estimated 
   7.35% at Sept. 30. 
 
   Company: 1st Financial Services Corp. (FFIS) 
   Participation: 1st Financial completed the sale of $16.3 million in 
   preferred shares and issued warrants to buy 276,815 shares at $8.87 each. 
   Date of disclosure: Nov. 14 
   Notes: n/a 
 
   Company: German American Bancorp Inc. (GABC) 
   Participation: German American applied to sell up to $25 million in 
   preferred shares and warrants. 
   Date of disclosure: Nov. 14 
   Notes: The company is authorized to issue up to 500,000 shares of preferred 
   stock without further shareholder approval. None of these shares have been 
   issued or are currently outstanding. 
 
   Company: Hartford Financial Services Group (HIG) 
   Participation: Hartford applied to participate and estimates it would be 
   eligible for a $1.1 billion to $3.4 billion investment. 
   Date of disclosure: Nov. 14 
   Notes: In conjunction with its TARP application, Hartford applied to the 
   Office of Thrift Supervision to become a savings and loan holding company. 
   Hartford said its pact to buy Federal Trust Bank is contingent on its TARP 
   approval. 
 
   Company: Huntington Bancshares Inc. (HBAN) 
   Participation: Huntington sold the U.S. Treasury $1.4 million of preferred 
   shares and warrants to buy up to 23.6 million common shares. 
   Date of disclosure: Nov. 14 
   Notes: The investment will raise Huntington's Tier 1 and Total Capital 
   ratios to 11.8% and 15%, respectively, from 8.8% and 12%. Huntington 
   announced preliminary approval on Oct. 27. 
 
   Company: Marshall & Ilsley Corp. (MI) 
   Participation: Marshall & Ilsley issued $1.72 billion in preferred shares 
   and a warrant to buy 13.8 million common shares at $18.62 each.. 
   Date of disclosure: Nov. 14 
   Notes: On Oct. 28, the company said this capital would raise the company's 
   Tier 1 and total capital ratio levels to 10.9% and 14.8%, respectively, 
   from 7.9% and 11.8% at Sept. 30. 
 
   Company: Regions Financial Corp. (RF) 
   Participation: Regions completed its sale of $3.5 billion in preferred 
   shares and warrants. 
   Date of disclosure: Nov. 14 
   Notes: The Treasury investment will increase Region's Tier 1 capital to 
   about 10.5%. Regions announced preliminary approval Oct. 24. 
 
   Company: Synovus Financial Corp. (SNV) 
   Participation: Synovus received preliminary approval to sell about $973 
   million in preferred shares and warrants. 
   Date of disclosure: Nov. 14 
   Notes: n/a 
 
   Company: UCBH Holdings Inc. (UCBH) 
   Participation: UCBH issued $298.7 million in preferred shares and warrants 
   to buy up to 7.84 million common shares at an exercise price of $5.71 a 
   share. 
   Date of disclosure: Nov. 14 
   Notes: The new capital will boost UCBH's risk-based capital ratio to 
   15% from 12.5%. UCBH announced preliminary approval Oct. 27. 
 
   Company: TCF Financial Corp. (TCB) 
   Participation: TCF received proceeds from a $361 million investment with 
   warrants to buy about 3.2 million common shares at $16.93 each. 
   Date of disclosure: Nov. 14 
   Notes: TCF announced preliminary approval Nov. 3. 
 
   Company: Valley National Bancorp (VLY) 
   Participation: Valley completed its sale of $300 million of preferred 
   shares and issued warrants for the purchase of about 2.3 million common 
   shares with an aggregate market price equal to $45 million or 15% of the 
   senior preferred investment. 
   Date of disclosure: Nov. 14 
   Notes: Valley said Oct. 24 it has "no plan or current need" to participate 
   in other aspects of TARP, specifically the sale of troubled assets. 
 
   Company: Washington Federal Inc. (WFSL) 
   Participation: Washington Federal completed the sale of  $200 million in 
   senior preferred shares, with warrants to purchase up to $30 million in 
   common stock. 
   Date of disclosure: Nov. 14 
   Notes: Washington Federal announced preliminary plans Oct. 26. 
 
   Company: Bank of Commerce Holdings (BOCH) 
   Participation: Bank of Commerce received approval for an investment of 
   about $17 million. 
   Date of disclosure: Nov. 13 
   Notes: The investment is expected to occur in the fourth quarter. 
 
   Company: Bank of the Carolinas Corp. (BCAR) 
   Participation: Bank of the Carolinas plans to apply. 
   Date of disclosure: Nov. 13 
   Notes: n/a 
 
   Company: Colonial BancGroup Inc. (CNB) 
   Participation: Colonial applied to participate. 
   Date of disclosure: Nov. 13 
   Notes: n/a 
 
   Company: Signature Bank (SBNY) 
   Participation: Signature received preliminary approval for $120 million in 
   capital from the sale of senior preferred shares and 15% in warrants for 
   the purchase of common stock 
   Date of disclosure: Nov. 13 
   Notes: The new capital will increase the company's total risk-based capital 
   ratio to more than 19% from 16.11% at Sept. 30. The sale is expected within 
   30 days. Signature announced its application Oct. 30.

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