Amended Statement of Changes in Beneficial Ownership (4/a)
July 27 2020 - 3:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hein LeLand J |
2. Issuer Name and Ticker or Trading Symbol
FASTENAL CO
[
FAST
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior Executive VP |
(Last)
(First)
(Middle)
2001 THEURER BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/23/2020 |
(Street)
WINONA, MN 55987
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
7/27/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/23/2020 (5) | | M | | 150 | A | $23 | 15372 | D | |
Common Stock | 7/23/2020 | | S | | 150 | D | $46.50 | 15222 | D | |
Common Stock | 7/23/2020 | | M | | 300 | A | $23.50 | 15522 | D | |
Common Stock | 7/23/2020 | | S | | 300 | D | $46.5033 | 15222 | D | |
Common Stock | 7/24/2020 | | M | | 4850 | A | $23 | 20072 | D | |
Common Stock | 7/24/2020 | | S | | 4850 | D | $45.8034 | 15222 | D | |
Common Stock | 7/24/2020 | | M | | 7020 | A | $23.50 | 22242 | D | |
Common Stock | 7/24/2020 | | S | | 7020 | D | $45.81 | 15222 | D | |
Common Stock | | | | | | | | 5508 (3) | I | Held in 401(K) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | $23 | 7/23/2020 | | M | | | 150 | (1) | 5/31/2025 | Common Stock | 150 | $0 | 60066 | D | |
Employee Stock Option (Right to Buy) | $23.50 (4) | 7/23/2020 | | M | | | 300 (4) | (2) | 12/31/2026 | Common Stock | 300 (4) | $0 | 21657 (4) | D | |
Employee Stock Option (Right to Buy) | $23 | 7/24/2020 | | M | | | 4850 | (1) | 5/31/2025 | Common Stock | 4850 | $0 | 55216 | D | |
Employee Stock Option (Right to Buy) | $23.50 | 7/24/2020 | | M | | | 7020 | (2) | 12/31/2026 | Common Stock | 7020 | $0 | 14637 | D | |
Explanation of Responses: |
(1) | The option will vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10% respectively) on each anniversary of the date of grant. |
(2) | The option will vest and become exercisable over a period of five years, with 40% of the option vesting and becoming exercisable two years following the date of grant, and the remainder vesting and becoming exercisable proportionally (20% each year) on each anniversary of the date of grant. |
(3) | Shares attributed to reporting person's account within issuers 401(K) Plan as of July 24, 2020. |
(4) | The option was previously reported in a filing on April 22, 2019 as covering a remaining 10,978 securities at a strike price of $47 and the amounts reported herein reflect a 2-for-1 stock split on May 22, 2019. |
(5) | The Form 4 filing submitted on July 27, 2020 incorrectly stated the earliest date of transaction as May 31, 2020 in box 3 of the report header. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hein LeLand J 2001 THEURER BLVD. WINONA, MN 55987 |
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| Senior Executive VP |
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Signatures
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John Milek, Attorney-in-Fact | | 7/27/2020 |
**Signature of Reporting Person | Date |
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