Statement of Changes in Beneficial Ownership (4)
February 23 2021 - 06:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * LIDGARD GRAHAM
PETER |
2. Issuer Name and Ticker or Trading
Symbol EXACT SCIENCES CORP [ EXAS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Science Officer |
(Last)
(First)
(Middle)
C/O EXACT SCIENCES CORP., 5505 ENDEAVOR LANE |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/19/2021
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(Street)
MADISON, WI 53719
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
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|
|
|
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35596 (1) |
D |
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Common Stock |
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|
|
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12725 |
I |
Held in 401(k) Plan |
Common Stock |
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|
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4673 |
I |
Held by Lidgard Family Trust Dated Aug. 1,
2008 |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(2) |
2/19/2021 |
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A |
|
12449 |
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(3) |
(3) |
Common Stock |
12449 |
$0.00 |
12449 |
D |
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Explanation of
Responses: |
(1) |
In addition to the shares of
Common Stock reported on this Form 4, which total 52,994 shares,
Mr. Lidgard also holds, in the aggregate, an additional 131,468
vested and unvested options to purchase shares of Common Stock and
restricted stock units, with each restricted stock unit
representing a contingent right to receive one share of Common
Stock. |
(2) |
Each restricted stock unit
represents a contingent right to receive one share of common
stock. |
(3) |
These restricted stock units
vest in four equal annual installments beginning on the first
anniversary of the grant date. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
LIDGARD GRAHAM PETER
C/O EXACT SCIENCES CORP.
5505 ENDEAVOR LANE
MADISON, WI 53719 |
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|
Chief Science Officer |
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Signatures
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/s/ Graham P. Lidgard by Mark R. Busch,
attorney-in-fact |
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2/23/2021 |
**Signature of Reporting
Person |
Date |