Initial Statement of Beneficial Ownership (3)
January 10 2022 - 4:56PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CIM CMCT MLP, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/31/2021
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3. Issuer Name and Ticker or Trading Symbol
CIM Commercial Trust Corp [CMCT]
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(Last)
(First)
(Middle)
400 WILSHIRE BLVD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / Member of 10% owner group |
(Street)
LOS ANGELES, CA 90010
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 8419864 (1) | D | |
Series A Preferred Shares | 568681 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares transferred from CIM Service Provider, LLC ("CIM Service Provider") and CIM Capital, LLC ("CIM Capital")(both limited liability companies wholly owned by CIM Group, LLC) to the reporting person for no consideration. CIM Service Provider transferred 7,806,121 shares of Common Stock and 11,273 Series A Preferred Shares to the reporting person. CIM Capital transferred 613,743 shares of Common Stock and 557,408 Series A Preferred Shares to the reporting person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CIM CMCT MLP, LLC 400 WILSHIRE BLVD LOS ANGELES, CA 90010 |
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| Member of 10% owner group |
Signatures
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/s/ David Thompson, Vice President | | 1/10/2022 |
**Signature of Reporting Person | Date |
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