UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 11-K
(Mark One)
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the fiscal year ended December 31,
2018
OR
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¨
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Commission file number 001-37702
THE RETIREMENT AND SAVINGS PLAN FOR
AMGEN MANUFACTURING, LIMITED
State Road 31, Kilometer 24.6, Juncos, Puerto Rico 00777
(Full title and address of the plan)
AMGEN INC.
(Name of issuer of the securities held)
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One Amgen Center Drive,
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91320-1799
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Thousand Oaks, California
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(Zip Code)
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(Address of principal executive offices)
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The Retirement and Savings Plan for
Amgen Manufacturing, Limited
Audited Financial Statements
and Supplemental Schedule
Years Ended December 31,
2018
and
2017
Contents
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Audited Financial Statements:
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Supplemental Schedule:
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Report of Independent Registered Public Accounting Firm
To the Plan Participants and the Plan Administrator of The Retirement and Savings Plan for Amgen Manufacturing, Limited
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for benefits of The Retirement and Savings Plan for Amgen Manufacturing, Limited (the Plan) as of
December 31, 2018
and
2017
, and the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan at December 31,
2018
and
2017
, and the changes in its net assets available for benefits for the years then ended, in conformity with U.S. generally accepted accounting principles.
Basis for Opinion
These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion.
Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.
Supplemental Schedule
The accompanying supplemental schedule of assets (held at end of year) as of December 31,
2018
, has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The information in the supplemental schedule is the responsibility of the Plan’s management. Our audit procedures included determining whether the information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the information, we evaluated whether such information, including its form and content, is presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the information is fairly stated, in all material respects, in relation to the financial statements as a whole.
/s/ ERNST & YOUNG LLP
We have served as the Plan’s auditor since 1992.
Los Angeles, California
June 17, 2019
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Statements of Net Assets Available for Benefits
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December 31,
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2018
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2017
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Assets
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Investments at fair value
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$
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407,898,859
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$
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441,446,107
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Notes receivable from participants
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14,040,310
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15,675,786
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Other – principally due from broker
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470,827
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1,530,307
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Total assets
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422,409,996
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458,652,200
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Liabilities
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Other – principally due to broker
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618,395
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278,567
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Total liabilities
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618,395
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278,567
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Net assets available for benefits
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$
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421,791,601
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$
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458,373,633
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See accompanying notes.
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Statements of Changes in Net Assets Available for Benefits
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Years Ended December 31,
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2018
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2017
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Additions to (deductions from) net assets:
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Employer contributions
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$
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14,104,328
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$
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14,909,331
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Participant contributions
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13,908,012
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13,505,368
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Rollover contributions
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613,151
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887,746
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Interest and dividend income
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4,464,868
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4,261,615
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Net realized/unrealized (losses) gains
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(11,212,771
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60,953,540
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Interest income on notes receivable from participants
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661,076
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671,549
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Benefits paid
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(58,529,331
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(9,297,793
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Investment and administrative fees
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(591,365
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(579,859
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Net (decrease) increase
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(36,582,032
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85,311,497
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Net assets available for benefits at beginning of year
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458,373,633
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373,062,136
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Net assets available for benefits at end of year
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$
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421,791,601
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$
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458,373,633
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See accompanying notes.
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Notes to Financial Statements
December 31, 2018
1. Description of the Plan
The following description of The Retirement and Savings Plan for Amgen Manufacturing, Limited (the Plan) provides only general information. Participants should refer to the Plan document for a more complete description of the Plan’s provisions.
General
The Plan was established effective May 1, 1992, and was amended and restated effective January 1, 2017, and subsequently amended, with the most recent amendment adopted on November 1, 2018. The Plan is a defined contribution plan covering substantially all Puerto Rico resident employees of Amgen Manufacturing, Limited (the Company), a wholly owned subsidiary of Amgen Inc. (Amgen). The Plan is intended to qualify under Section 1081.01 of the Puerto Rico Internal Revenue Code of 2011, as amended (the PR Code) (see Note 4,
Income Tax Status
) and section 407(d)(3)(A) of the Employee Retirement Income Security Act of 1974 (ERISA).
Contributions
Subject to certain limitations (as defined in the Plan), participants may elect to contribute up to 30% of their eligible compensation in pre-tax contributions and after-tax contributions or a combination of these types of contributions. A participant’s pre-tax contributions are subject to PR Code and Plan limitations and could not exceed $15,000 in
2018
and
2017
. Participants may elect to contribute after-tax contributions beginning January 1 of the year following the year the participant was hired. Participant after-tax contributions are subject to PR Code and Plan limitations and could not exceed $1,500 in
2018
and
2017
. Unless an employee has voluntarily enrolled in the Plan or has declined to participate in the Plan within the first 30 days of employment, all newly eligible participants are automatically enrolled in the Plan, and contributions equal to 5% of their eligible compensation are withheld and contributed to the Plan as pre-tax contributions; such contributions are automatically increased by 1% per year until their contributions reach 10% of their eligible compensation. Participants may elect to adjust, cease or resume their contributions at any time.
Participants who are at least age 50 by the close of the Plan year may also elect to make certain additional pre-tax contributions, referred to as catch-up contributions, that are subject to PR Code and Plan limitations and could not exceed $1,500 in
2018
and
2017
. Participants may also contribute pre-tax and after-tax amounts representing distributions from certain other retirement plans qualified in Puerto Rico, referred to as rollover contributions (as defined in the Plan).
Each pay period, the Company makes a non-elective contribution for all eligible participants, whether or not they have elected to make contributions to the Plan, equal to 4% of each participant’s eligible compensation up to a maximum of $11,000 in
2018
and $10,800 in
2017
(Core Contributions). In addition, the Company makes a contribution equal to amounts contributed by the participant as pre-tax contributions, including catch-up contributions, of up to 5% of eligible compensation (Matching Contributions). Matching Contributions could not exceed $13,750 in
2018
and $13,500 in
2017
.
Participants select the investments in which their contributions, including their Core Contributions and Matching Contributions (collectively, Company Contributions), are to be invested, electing among various alternatives, including Amgen common stock (Amgen stock). Participants may direct a maximum of 20% of contributions to be invested in Amgen stock. In addition, participants may transfer amounts among the investment options at any time, subject to certain limitations. Notwithstanding the foregoing, if 20% or more of the value of a participant’s Plan account is invested in Amgen stock, the Plan document provides that no transfers from other investment options can be made to invest in Amgen stock.
The accounts of participants who had never made an investment election are allocated to investments under a qualified default investment alternative, which is intended to be compliant with ERISA regulations. At any time, participants may elect to alter the investments in their accounts made under a qualified default investment alternative.
Vesting
Participants are immediately vested with respect to their contributions, Company Contributions, and earnings and losses (hereafter referred to as earnings) thereon.
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Notes to Financial Statements (continued)
Participant Accounts
Each participant’s account is credited with: (a) the participant’s contributions; (b) an allocation of Company Contributions; and (c) earnings. The benefit to which a participant is entitled is the benefit that can be provided from the participant’s account.
Plan Investments
Participants can invest in any of 16 different asset classes as well as Amgen stock or may actively manage their account under a self-directed brokerage arrangement in which a wider array of investment options are available. The value of an investment in an asset class is determined by its underlying investment vehicles, which may include one or more of the following: mutual funds, collective trust funds and portfolios, which are separately managed exclusively for the benefit of Plan participants and their beneficiaries (separately managed portfolios). The separately managed portfolios are composed primarily of investments in publicly traded common and preferred stocks. The asset classes are designed to provide participants with choices among a variety of investment objectives.
Payments of Benefits
Subject to Plan limitations, upon termination of employment, including termination due to disability (as defined in the Plan) or retirement, a participant may elect to receive a full or partial distribution of his or her account balance in: (a) a single payment in cash; (b) a single distribution in full shares of Amgen stock (with any fractional shares paid in cash); (c) a single distribution paid in a combination of cash and full shares of Amgen stock; or (d) a rollover distribution to an eligible retirement plan.
Participants may also elect to maintain their account balance in the Plan subsequent to termination of employment, provided that their account balance is greater than $1,000.
If a participant dies before receiving the value of his or her account balance, the participant’s beneficiary may elect to receive the distribution of remaining funds from among the alternatives described above, subject to certain Plan limitations.
Certain restrictions apply to withdrawals from the Plan while a participant continues to be employed by the Company.
Notes Receivable from Participants
Subject to certain restrictions, a participant can have up to two loans outstanding at any one time from his or her Plan account with a combined maximum loan amount that may not exceed the lesser of: (a) 50% of the participant’s account balance or (b) $50,000 less certain adjustments, as applicable (as defined in the Plan). A participant’s loan is secured by his or her Plan account balance. Loans made prior to January 1, 2006, bear interest at fixed rates based on the average borrowing rates of certain major banks. Loans made on or after January 1, 2006, bear interest at fixed rates which, until changed by the Company, are based on the prime rate plus one percentage point as published in The Wall Street Journal, determined as of the last day of the calendar quarter preceding origination or such other rate as may be required by law. Loans are generally payable in installments over periods ranging from one to five years, unless the loan is used to acquire a principal residence for which the term of the loan may be up to 20 years. Principal and interest payments are allocated to the participant’s account.
Plan Termination
Although it has not expressed any intent to do so, the Company has the right under the Plan to terminate the Plan subject to the provisions of ERISA. Upon termination, participants would receive distributions of their account balances.
Trustee
Banco Popular de Puerto Rico is the Plan’s trustee.
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Notes to Financial Statements (continued)
2. Summary of Significant Accounting Policies
Basis of Accounting
The accompanying financial statements are prepared on the accrual basis of accounting.
Fair Value Measurement
The investments of the Plan are reported at fair value. Fair value is generally defined as the price that would be received to sell an asset or paid to transfer a liability (the exit price) in an orderly transaction between market participants at the measurement date (see Note 3,
Fair Value Measurements
).
Investment Income and Losses
Dividend income is recognized on the ex-dividend date, and interest income is recorded on an accrual basis. Unrealized gains and losses on investments are measured by the change in the difference between the fair value and cost of the securities held at the beginning of the year (or date purchased if acquired during the Plan year) and the end of the year. Realized gains and losses from security transactions are recorded based on the weighted-average cost of securities sold.
Notes Receivable from Participants
Notes receivable from participants are carried at their unpaid balance plus accrued but unpaid interest, as applicable.
Due from/to Brokers
Purchases and sales of investments are recorded on a trade-date basis. Amounts due from and due to brokers arise from unsettled sale and purchase transactions.
Use of Estimates
The preparation of financial statements in conformity with U.S. generally accepted accounting principles (GAAP) requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results could differ from those estimates.
Recently issued accounting pronouncement
In July 2018, the Financial Accounting Standards Board issued a new accounting standard that amends the fair value hierarchy disclosure to indicate that certain types of investments should not always be considered to be eligible to use the net asset value per unit as a practical expedient. Furthermore, this standard clarifies that an evaluation should be made of whether a readily determinable fair value exists for such investments or whether the investments qualify for measurement at the practical expedient. The Company is evaluating the new standard and currently anticipates that it will result in discontinuing the use of the practical expedient for determining the fair values of the Plan’s investments in collective trust funds. Accordingly, the aggregate fair value of such investments would be moved from its current location as reconciling item of the fair value hierarchy table into this table with an assigned fair value measurement level. The new standard is effective for years beginning on January 1, 2019, and will be applied prospectively.
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Notes to Financial Statements (continued)
3. Fair Value Measurements
The Plan uses various valuation approaches in determining the fair value of investments within a hierarchy that maximizes the use of observable inputs and minimizes the use of unobservable inputs by requiring that observable inputs be used when available. Observable inputs are inputs that market participants would use in pricing the investment based on market data obtained from independent sources. Unobservable inputs are inputs that reflect assumptions about the inputs that market participants would use in pricing the investment and are developed based on the best information available in the circumstances. The fair value hierarchy is divided into three levels based on the source of inputs as follows:
Level 1 – Valuations based on unadjusted quoted prices in active markets for identical investments that the Plan has the ability to access;
Level 2 – Valuations for which all significant inputs are observable, either directly or indirectly, other than Level 1 inputs;
Level 3 – Valuations based on inputs that are unobservable and significant to the overall fair value measurement.
The availability of observable inputs can vary among the various types of investments. To the extent that the valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. In certain cases, the inputs used for measuring fair value may fall into different levels of the fair value hierarchy. In such cases, for financial statement disclosure purposes, the level in the fair value hierarchy within which the fair value measurement is categorized is based on the lowest level of input used that is significant to the overall fair value measurement.
The following fair value hierarchy tables present information about each major class/category of the Plan’s investments measured at fair value:
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Fair value measurements at December 31, 2018, using
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Quoted prices
in active
markets for
identical
assets
(Level 1)
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Significant
other
observable
inputs
(Level 2)
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Significant
unobservable
inputs
(Level 3)
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Total
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Amgen stock
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$
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83,047,933
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$
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—
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$
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—
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$
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83,047,933
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Cash and cash equivalents
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—
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—
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—
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—
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Common and preferred stocks
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68,895,253
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—
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—
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68,895,253
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Mutual funds
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36,118,321
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—
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—
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36,118,321
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Self-directed brokerage accounts
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2,145,935
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—
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—
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2,145,935
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Other
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722
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—
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—
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722
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$
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190,208,164
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$
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—
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$
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—
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$
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190,208,164
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Collective trust funds measured at net asset value
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217,690,695
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Total investments measured at fair value
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$
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407,898,859
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The Retirement and Savings Plan for Amgen Manufacturing, Limited
Notes to Financial Statements (continued)
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Fair value measurements at December 31, 2017, using
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Quoted prices
in active
markets for
identical
assets
(Level 1)
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Significant
other
observable
inputs
(Level 2)
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Significant
unobservable
inputs
(Level 3)
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Total
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Amgen stock
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$
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82,461,642
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$
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—
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$
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—
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$
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82,461,642
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Cash and cash equivalents
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320
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—
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—
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320
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Common and preferred stocks
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81,566,175
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79,015
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—
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81,645,190
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Mutual funds
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39,694,134
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—
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—
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39,694,134
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Self-directed brokerage accounts
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2,416,707
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—
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—
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2,416,707
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Other
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6,560
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—
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—
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6,560
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$
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206,145,538
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$
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79,015
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$
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—
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$
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206,224,553
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Collective trust funds measured at net asset value
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235,221,554
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Total investments measured at fair value
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$
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441,446,107
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The fair values of common stocks (including Amgen stock), preferred stocks and mutual funds are valued using quoted market prices in active markets with no valuation adjustment.
Collective trust funds represent interests in pooled investment vehicles designed typically for collective investment of employee benefit trusts. The fair values of these investments are determined by reference to the net asset value per unit provided by the fund managers as a practical expedient. The unit values are based on the fair values of the trusts’ underlying assets, which are principally equity and fixed income securities and short-term investments. The only redemption restriction with respect to these investments is on the Wells Fargo Stable Value Fund W (fair value of $29,528,317 as of December 31, 2018), which requires a one-year notice to be given in the event of complete liquidation.
4. Income Tax Status
The Plan received an opinion letter from the Puerto Rico Treasury Department (PRTD) dated February 26, 2018, with an effective date of January 1, 2017, stating that the Plan meets the requirements of Section 1081.01 of the PR Code and the regulations thereunder, and, therefore the related trust forming part of the Plan is exempt from taxation. Subsequently, two amendments were made to the Plan, and the Plan received a letter from the PRTD dated October 30, 2018, stating the PRTD has no objection to these amendments. Subsequent to this letter, the Plan was amended again. Once qualified, the Plan is required to operate in conformity with the PR Code to maintain its qualification.
For taxable years
2018
and
2017
, the Company believes the Plan satisfied, and operated in compliance with, the applicable requirements of the PR Code and therefore believes that the Plan, as amended, is qualified and the related trust is tax exempt. The Company has indicated that it currently intends to continue to take the necessary steps to maintain the Plan’s compliance with the applicable requirements of the PR Code.
5. Services Provided by the Company
During
2018
and
2017
, the Company paid certain trustee fees and other administrative costs on behalf of the Plan.
The Retirement and Savings Plan for Amgen Manufacturing, Limited
Notes to Financial Statements (continued)
6. Reconciliation of Financial Statements to Form 5500
The reconciliation of net assets available for benefits per the financial statements to the Form 5500 consisted of the following:
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December 31,
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|
|
2018
|
|
2017
|
|
Net assets available for benefits per the financial statements
|
|
$
|
421,791,601
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|
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$
|
458,373,633
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|
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Deemed loans
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|
(481,033
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)
|
|
(421,752
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)
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|
Net assets per the Form 5500
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$
|
421,310,568
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|
|
$
|
457,951,881
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|
The following is a reconciliation of distributions per the financial statements to the Form 5500:
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Year Ended
December 31,
2018
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Benefits paid
|
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$
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(58,529,331
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)
|
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Investment and administrative fees
|
|
(591,365
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)
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Total distributions per the financial statements
|
|
(59,120,696
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)
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Deemed loan balance at December 31, 2017
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|
421,752
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|
|
Deemed loan balance at December 31, 2018
|
|
(481,033
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)
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Total distributions per the Form 5500
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$
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(59,179,977
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)
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Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
Supplemental Schedule
The Retirement and Savings Plan for Amgen Manufacturing, Limited
EIN: 98-0210484 Plan: #001
As of December 31,
2018
Schedule H, line 4i – Schedule of Assets (Held at End of Year)
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Identity of Issue
|
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Description of Investment
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Current Value
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|
Amgen Stock*
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Employer Securities 426,609 shares
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$
|
83,047,933
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|
|
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|
|
|
|
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$
|
83,047,933
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|
|
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Capital Preservation Asset Class:
|
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|
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Wells Fargo Stable Value Fund*
|
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Collective Trust Fund 529,175 units
|
|
29,528,317
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|
|
|
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NT Collective Short Term Investment Fund*
|
|
Collective Trust Fund 1,234,529 units
|
|
1,234,529
|
|
|
|
Total Capital Preservation Asset Class
|
|
|
|
|
30,762,846
|
|
|
|
|
|
|
|
|
|
|
Emerging Markets Equity Asset Class:
|
|
|
|
|
|
|
|
Blackrock FTSE RAFI Emerging Index Non Lendable Fund F*
|
|
Collective Trust Fund 285,331 units
|
|
3,451,934
|
|
|
|
|
J.P. Morgan Emerging Markets Equity Focus Fund*
|
|
Collective Trust Fund 160,083 units
|
|
3,382,555
|
|
|
|
|
NT Collective Emerging Markets Fund / Non Lending*
|
|
Collective Trust Fund 3,462 units
|
|
570,485
|
|
|
|
Total Emerging Markets Equity Asset Class
|
|
|
|
|
7,404,974
|
|
|
|
|
|
|
|
|
|
|
Fixed Income Asset Class:
|
|
|
|
|
|
|
|
JPMorgan Core Bond Fund*
|
|
Collective Trust Fund 618,944 units
|
|
11,605,195
|
|
|
|
|
Metropolitan West Total Return Bond Fund
|
|
Mutual Fund 1,182,379 units
|
|
11,563,670
|
|
|
|
Total Fixed Income Asset Class
|
|
|
|
|
23,168,865
|
|
|
|
|
|
|
|
|
|
|
Fixed Income Index Asset Class:
|
|
|
|
|
|
|
|
NT Collective Aggregate Bond Index Fund / Non Lending*
|
|
Collective Trust Fund 59,424 units
|
|
8,347,893
|
|
|
|
Total Fixed Income Index Asset Class
|
|
|
|
|
8,347,893
|
|
|
|
|
|
|
|
|
|
|
High Yield Asset Class:
|
|
|
|
|
|
|
|
Mackay Shields High Yield Bond CIT (Fund Code-2196)*
|
|
Collective Trust Fund 432,064 units
|
|
4,471,862
|
|
|
|
|
Blackrock Funds V High Yield Bond Portfolio Class K
|
|
Mutual Fund 612,268 units
|
|
4,371,595
|
|
|
|
|
NT Collective Aggregate Bond Index Fund / Non Lending*
|
|
Collective Trust Fund 15,505 units
|
|
2,178,192
|
|
|
|
Total High Yield Asset Class
|
|
|
|
|
11,021,649
|
|
|
|
|
|
|
|
|
|
|
Inflation Protection Asset Class:
|
|
|
|
|
|
|
|
NT Collective Treasury Inflation/Protected Securities Index Fund / Non Lending*
|
|
Collective Trust Fund 41,380 units
|
|
5,781,565
|
|
|
|
Total Inflation Protection Asset Class
|
|
|
|
|
5,781,565
|
|
|
|
|
|
|
|
|
|
|
International Growth Asset Class:
|
|
|
|
|
|
|
|
Artisan International Fund*
|
|
Collective Trust Fund 165,504 units
|
|
3,518,624
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
MFS Institutional International Equity Fund
|
|
Mutual Fund 154,982 units
|
|
3,470,053
|
|
|
|
|
NT Collective EAFE Index Fund / Non Lending*
|
|
Collective Trust Fund 1,480 units
|
|
417,926
|
|
|
|
Total International Growth Asset Class
|
|
|
|
|
7,406,603
|
|
|
|
|
|
|
|
|
|
|
International Index Asset Class:
|
|
|
|
|
|
|
|
NT Collective All Country World Index Ex/US Fund / Non Lending*
|
|
Collective Trust Fund 156,510 units
|
|
21,445,039
|
|
|
|
Total International Index Asset Class
|
|
|
|
|
21,445,039
|
|
|
|
|
|
|
|
|
|
|
International Value Asset Class:
|
|
|
|
|
|
|
|
Altrinsic International Equity Fund Class C*
|
|
Collective Trust Fund 387,347 units
|
|
4,213,328
|
|
|
|
|
Dodge & Cox International Fund
|
|
Mutual Fund 108,998 units
|
|
4,023,110
|
|
|
|
|
NT Collective EAFE Index Fund / Non Lending*
|
|
Collective Trust Fund 2,959 units
|
|
835,541
|
|
|
|
Total International Value Asset Class
|
|
|
|
|
9,071,979
|
|
|
|
|
|
|
|
|
|
|
Large Cap Growth Asset Class:
|
|
|
|
|
|
|
|
NT Collective Russell 1000 Growth Index Fund / Non Lending*
|
|
Collective Trust Fund 5,755 units
|
|
2,335,062
|
|
|
|
|
Amazon Inc.
|
|
Common and Preferred Stock 1,182 shares
|
|
1,775,329
|
|
|
|
|
Visa Inc. Class A
|
|
Common and Preferred Stock 12,924 shares
|
|
1,705,193
|
|
|
|
|
salesforce.com, inc.
|
|
Common and Preferred Stock 8,315 shares
|
|
1,138,906
|
|
|
|
|
Alphabet Inc. Class A
|
|
Common and Preferred Stock 990 shares
|
|
1,034,510
|
|
|
|
|
NT Collective Short Term Investment Fund*
|
|
Collective Trust Fund 1,006,830 units
|
|
1,006,830
|
|
|
|
|
ServiceNow, Inc.
|
|
Common and Preferred Stock 5,315 shares
|
|
946,336
|
|
|
|
|
Microsoft Corporation
|
|
Common and Preferred Stock 8,976 shares
|
|
911,692
|
|
|
|
|
Netflix, Inc.
|
|
Common and Preferred Stock 3,064 shares
|
|
820,110
|
|
|
|
|
Regeneron Pharmaceuticals, Inc.
|
|
Common and Preferred Stock 1,952 shares
|
|
729,072
|
|
|
|
|
Alibaba Group Holding Limited
|
|
Common and Preferred Stock 5,250 shares
|
|
719,618
|
|
|
|
|
Abbott Lab
|
|
Common and Preferred Stock 8,453 shares
|
|
611,405
|
|
|
|
|
Nike, Inc. Class B
|
|
Common and Preferred Stock 7,905 shares
|
|
586,077
|
|
|
|
|
Yum! Brands Inc.
|
|
Common and Preferred Stock 6,370 shares
|
|
585,530
|
|
|
|
|
Alphabet Inc. Class C
|
|
Common and Preferred Stock 555 shares
|
|
574,764
|
|
|
|
|
FleetCor Technologies, Inc.
|
|
Common and Preferred Stock 3,076 shares
|
|
571,275
|
|
|
|
|
Facebook Inc. Class A
|
|
Common and Preferred Stock 4,322 shares
|
|
566,571
|
|
|
|
|
The Estee Lauder Companies Inc.
|
|
Common and Preferred Stock 4,305 shares
|
|
560,081
|
|
|
|
|
Adobe Systems Inc.
|
|
Common and Preferred Stock 2,470 shares
|
|
558,813
|
|
|
|
|
Booking Holdings Inc.
|
|
Common and Preferred Stock 310 shares
|
|
533,950
|
|
|
|
|
Ecolab Inc.
|
|
Common and Preferred Stock 3,489 shares
|
|
514,104
|
|
|
|
|
UnitedHealth Group Inc.
|
|
Common and Preferred Stock 2,029 shares
|
|
505,464
|
|
|
|
|
Walt Disney Company
|
|
Common and Preferred Stock 4,165 shares
|
|
456,692
|
|
|
|
|
Autodesk Inc.
|
|
Common and Preferred Stock 3,451 shares
|
|
443,833
|
|
|
|
|
Equinix Inc.
|
|
Common and Preferred Stock 1,216 shares
|
|
428,713
|
|
|
|
|
Becton Dickinson & Company
|
|
Common and Preferred Stock 1,823 shares
|
|
410,758
|
|
|
|
|
Edwards Lifesciences Corporation
|
|
Common and Preferred Stock 2,645 shares
|
|
405,135
|
|
|
|
|
Illumina, Inc.
|
|
Common and Preferred Stock 1,350 shares
|
|
404,906
|
|
|
|
|
Novo Nordisk A/S
|
|
Common and Preferred Stock 8,669 shares
|
|
399,381
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Linde PLC
|
|
Common and Preferred Stock 2,353 shares
|
|
367,162
|
|
|
|
|
Automatic Data Processing, Inc.
|
|
Common and Preferred Stock 2,796 shares
|
|
366,612
|
|
|
|
|
Intuit
|
|
Common and Preferred Stock 1,811 shares
|
|
356,495
|
|
|
|
|
Lowes Companies, Inc.
|
|
Common and Preferred Stock 3,839 shares
|
|
354,570
|
|
|
|
|
Monster Beverage Corporation
|
|
Common and Preferred Stock 7,005 shares
|
|
344,786
|
|
|
|
|
Apple Inc.
|
|
Common and Preferred Stock 2,170 shares
|
|
342,296
|
|
|
|
|
TJX Companies, Inc.
|
|
Common and Preferred Stock 7,622 shares
|
|
341,008
|
|
|
|
|
Ulta Salon, Cosmetics & Fragrance, Inc.
|
|
Common and Preferred Stock 1,385 shares
|
|
339,103
|
|
|
|
|
CoStar Group Inc.
|
|
Common and Preferred Stock 1,005 shares
|
|
339,027
|
|
|
|
|
Mondelez International, Inc.
|
|
Common and Preferred Stock 8,384 shares
|
|
335,612
|
|
|
|
|
Palo Alto Networks, Inc.
|
|
Common and Preferred Stock 1,580 shares
|
|
297,593
|
|
|
|
|
Intuitive Surgical, Inc.
|
|
Common and Preferred Stock 601 shares
|
|
287,831
|
|
|
|
|
Mastercard Inc. Class A
|
|
Common and Preferred Stock 1,402 shares
|
|
264,487
|
|
|
|
|
Splunk Inc.
|
|
Common and Preferred Stock 2,420 shares
|
|
253,737
|
|
|
|
|
Caterpillar Inc.
|
|
Common and Preferred Stock 1,882 shares
|
|
239,146
|
|
|
|
|
Alliance Data Systems Corporation
|
|
Common and Preferred Stock 1,593 shares
|
|
239,077
|
|
|
|
|
Align Technology, Inc.
|
|
Common and Preferred Stock 1,130 shares
|
|
236,656
|
|
|
|
|
Sarepta Therapeutics Inc.
|
|
Common and Preferred Stock 2,095 shares
|
|
228,627
|
|
|
|
|
Thermo Fisher Corporation
|
|
Common and Preferred Stock 1,017 shares
|
|
227,594
|
|
|
|
|
Cisco Systems, Inc.
|
|
Common and Preferred Stock 5,220 shares
|
|
226,183
|
|
|
|
|
Zebra Technologies Corporation
|
|
Common and Preferred Stock 1,410 shares
|
|
224,514
|
|
|
|
|
Abiomed Inc.
|
|
Common and Preferred Stock 675 shares
|
|
219,402
|
|
|
|
|
Match Group Inc.
|
|
Common and Preferred Stock 5,025 shares
|
|
214,919
|
|
|
|
|
Workday Inc. Class A
|
|
Common and Preferred Stock 1,330 shares
|
|
212,374
|
|
|
|
|
Coca Cola Company
|
|
Common and Preferred Stock 4,400 shares
|
|
208,340
|
|
|
|
|
Deere & Company
|
|
Common and Preferred Stock 1,361 shares
|
|
203,020
|
|
|
|
|
Boston Scientific Corporation
|
|
Common and Preferred Stock 5,650 shares
|
|
199,671
|
|
|
|
|
RingCentral, Inc. Class A
|
|
Common and Preferred Stock 2,360 shares
|
|
194,558
|
|
|
|
|
Biomarin Pharmaceutical Inc.
|
|
Common and Preferred Stock 2,245 shares
|
|
191,162
|
|
|
|
|
Twitter Inc.
|
|
Common and Preferred Stock 6,390 shares
|
|
183,649
|
|
|
|
|
Vertex Pharmaceuticals Inc.
|
|
Common and Preferred Stock 1,100 shares
|
|
182,281
|
|
|
|
|
Activision Blizzard Inc.
|
|
Common and Preferred Stock 3,795 shares
|
|
176,733
|
|
|
|
|
Eli Lilly and Company
|
|
Common and Preferred Stock 1,520 shares
|
|
175,894
|
|
|
|
|
CF Industries Holdings Inc.
|
|
Common and Preferred Stock 4,000 shares
|
|
174,040
|
|
|
|
|
Alexion Pharmaceuticals, Inc.
|
|
Common and Preferred Stock 1,770 shares
|
|
172,327
|
|
|
|
|
Xilinx Inc.
|
|
Common and Preferred Stock 1,970 shares
|
|
167,785
|
|
|
|
|
Target Corporation
|
|
Common and Preferred Stock 2,360 shares
|
|
155,972
|
|
|
|
|
Loxo Oncology Inc.
|
|
Common and Preferred Stock 1,102 shares
|
|
154,357
|
|
|
|
|
SBV Financial Group
|
|
Common and Preferred Stock 810 shares
|
|
153,835
|
|
|
|
|
Dexcom Inc.
|
|
Common and Preferred Stock 1,260 shares
|
|
150,948
|
|
|
|
|
Floor & Decor Holdings Inc.
|
|
Common and Preferred Stock 5,800 shares
|
|
150,220
|
|
|
|
|
Worldpay Inc. Class A
|
|
Common and Preferred Stock 1,940 shares
|
|
148,274
|
|
|
|
|
CSX Corporation
|
|
Common and Preferred Stock 2,340 shares
|
|
145,384
|
|
|
|
|
Grubhub Inc.
|
|
Common and Preferred Stock 1,890 shares
|
|
145,171
|
|
|
|
|
Qualcomm Inc.
|
|
Common and Preferred Stock 2,430 shares
|
|
138,291
|
|
|
|
|
Five Below, Inc.
|
|
Common and Preferred Stock 1,340 shares
|
|
137,109
|
|
|
|
|
Chipotle Mexican Grill, Inc.
|
|
Common and Preferred Stock 310 shares
|
|
133,855
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Capital One Financial Corporation
|
|
Common and Preferred Stock 1,710 shares
|
|
129,259
|
|
|
|
|
Intel Corporation
|
|
Common and Preferred Stock 2,740 shares
|
|
128,588
|
|
|
|
|
Atlassian Corporation PLC Class A
|
|
Common and Preferred Stock 1,375 shares
|
|
122,348
|
|
|
|
|
Procter & Gamble NPV
|
|
Common and Preferred Stock 1,300 shares
|
|
119,496
|
|
|
|
|
Lululemon Athletica Inc.
|
|
Common and Preferred Stock 910 shares
|
|
110,665
|
|
|
|
|
Jacobs Engineering Group Inc.
|
|
Common and Preferred Stock 1,740 shares
|
|
101,720
|
|
|
|
|
WellCare Health Plans, Inc.
|
|
Common and Preferred Stock 400 shares
|
|
94,436
|
|
|
|
|
Diamondback Energy Inc.
|
|
Common and Preferred Stock 972 shares
|
|
90,104
|
|
|
|
|
Pioneer National Resources Company
|
|
Common and Preferred Stock 610 shares
|
|
80,227
|
|
|
|
|
Live Nation Entertainment Inc.
|
|
Common and Preferred Stock 1,220 shares
|
|
60,085
|
|
|
|
|
Tiffany & Company
|
|
Common and Preferred Stock 580 shares
|
|
46,696
|
|
|
|
Total Large Cap Growth Asset Class:
|
|
|
|
|
34,025,421
|
|
|
|
|
|
|
|
|
|
|
Large Cap Index Asset Class:
|
|
|
|
|
|
|
|
NT Collective S&P 500 Index Fund – Non Lending*
|
|
Collective Trust Fund 9,849 units
|
|
86,206,754
|
|
|
|
|
NT Collective Short Term Investment Fund*
|
|
Collective Trust Fund 2,185 units
|
|
2,185
|
|
|
|
Total Large Cap Index Asset Class
|
|
|
|
|
86,208,939
|
|
|
|
|
|
|
|
|
|
|
Large Cap Value Asset Class:
|
|
|
|
|
|
|
|
NT Collective Russell 1000 Value Index Fund / Non Lending*
|
|
Collective Trust Fund 1,621 units
|
|
537,066
|
|
|
|
|
NT Collective Short Term Investment Fund*
|
|
Collective Trust Fund 442,407 units
|
|
442,407
|
|
|
|
|
Alphabet Inc. Class C
|
|
Common and Preferred Stock 407 shares
|
|
421,493
|
|
|
|
|
Microsoft Corporation
|
|
Common and Preferred Stock 3,937 shares
|
|
399,881
|
|
|
|
|
Qorvo, Inc.
|
|
Common and Preferred Stock 5,863 shares
|
|
356,060
|
|
|
|
|
Hilton Worldwide Holdings Inc.
|
|
Common and Preferred Stock 4,874 shares
|
|
349,953
|
|
|
|
|
Skyworks Solutions Inc
|
|
Common and Preferred Stock 5,170 shares
|
|
346,493
|
|
|
|
|
National Oilwell Varco, Inc.
|
|
Common and Preferred Stock 12,892 shares
|
|
331,324
|
|
|
|
|
Mastercard Inc. Class A
|
|
Common and Preferred Stock 1,711 shares
|
|
322,780
|
|
|
|
|
KKR & Company Inc. Class A
|
|
Common and Preferred Stock 14,592 shares
|
|
286,441
|
|
|
|
|
Swiss Re AG
|
|
Common and Preferred Stock 2,980 shares
|
|
272,258
|
|
|
|
|
Comcast Corporation Class A
|
|
Common and Preferred Stock 7,700 shares
|
|
262,185
|
|
|
|
|
CVS Health Corporation
|
|
Common and Preferred Stock 3,985 shares
|
|
261,097
|
|
|
|
|
McKesson Corporation
|
|
Common and Preferred Stock 2,154 shares
|
|
237,952
|
|
|
|
|
European Aeronautic Defense and Space Company
|
|
Common and Preferred Stock 2,467 shares
|
|
237,942
|
|
|
|
|
United Parcel Service Inc. Class B
|
|
Common and Preferred Stock 2,434 shares
|
|
237,388
|
|
|
|
|
Visa Inc. Class A
|
|
Common and Preferred Stock 1,795 shares
|
|
236,832
|
|
|
|
|
Parker/Hannifin Corporation
|
|
Common and Preferred Stock 1,574 shares
|
|
234,746
|
|
|
|
|
Amazon Inc.
|
|
Common and Preferred Stock 155 shares
|
|
232,805
|
|
|
|
|
Teradyne, Inc.
|
|
Common and Preferred Stock 7,415 shares
|
|
232,683
|
|
|
|
|
Wells Fargo & Company*
|
|
Common and Preferred Stock 4,750 shares
|
|
218,880
|
|
|
|
|
Charter Communications, Inc. Class A
|
|
Common and Preferred Stock 692 shares
|
|
197,199
|
|
|
|
|
S&P Global Inc.
|
|
Common and Preferred Stock 1,131 shares
|
|
192,202
|
|
|
|
|
The Charles Schwab Corporation
|
|
Common and Preferred Stock 4,600 shares
|
|
191,038
|
|
|
|
|
Facebook Inc. Class A
|
|
Common and Preferred Stock 1,387 shares
|
|
181,822
|
|
|
|
|
State Street Corporation
|
|
Common and Preferred Stock 2,769 shares
|
|
174,641
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Sanofi/Aventis
|
|
Common and Preferred Stock 3,900 shares
|
|
169,299
|
|
|
|
|
Oracle Corporation
|
|
Common and Preferred Stock 3,726 shares
|
|
168,229
|
|
|
|
|
Bank of America Corporation*
|
|
Common and Preferred Stock 6,700 shares
|
|
165,088
|
|
|
|
|
AmerisourceBergen Corp.
|
|
Common and Preferred Stock 2,203 shares
|
|
163,903
|
|
|
|
|
Novartis AG
|
|
Common and Preferred Stock 1,900 shares
|
|
163,039
|
|
|
|
|
Capital One Financial Corporation
|
|
Common and Preferred Stock 2,050 shares
|
|
154,960
|
|
|
|
|
Cigna Corporation
|
|
Common and Preferred Stock 811 shares
|
|
154,052
|
|
|
|
|
American Express Company
|
|
Common and Preferred Stock 1,600 shares
|
|
152,512
|
|
|
|
|
J.P. Morgan Chase & Company*
|
|
Common and Preferred Stock 1,550 shares
|
|
151,311
|
|
|
|
|
Bank of New York Mellon Corporation
|
|
Common and Preferred Stock 3,100 shares
|
|
145,917
|
|
|
|
|
Axis Capital Holdings Limited
|
|
Common and Preferred Stock 2,777 shares
|
|
143,404
|
|
|
|
|
FedEx Corporation
|
|
Common and Preferred Stock 850 shares
|
|
137,131
|
|
|
|
|
Twenty-First Century Fox, Inc. Class A
|
|
Common and Preferred Stock 2,750 shares
|
|
132,330
|
|
|
|
|
AstraZeneca PLC
|
|
Common and Preferred Stock 3,400 shares
|
|
129,132
|
|
|
|
|
Roche Holdings Ltd.
|
|
Common and Preferred Stock 4,100 shares
|
|
127,428
|
|
|
|
|
Bristol/Myers Squibb Company
|
|
Common and Preferred Stock 2,400 shares
|
|
124,752
|
|
|
|
|
Johnson Controls International PLC
|
|
Common and Preferred Stock 4,043 shares
|
|
119,875
|
|
|
|
|
GlaxoSmithKline PLC
|
|
Common and Preferred Stock 3,100 shares
|
|
118,451
|
|
|
|
|
MetLife, Inc.*
|
|
Common and Preferred Stock 2,850 shares
|
|
117,021
|
|
|
|
|
Anadarko Petroleum Corporation
|
|
Common and Preferred Stock 2,600 shares
|
|
113,984
|
|
|
|
|
Eli Lilly and Company
|
|
Common and Preferred Stock 950 shares
|
|
109,934
|
|
|
|
|
Everest Re Group Ltd
|
|
Common and Preferred Stock 490 shares
|
|
106,702
|
|
|
|
|
Hewlett Packard Enterprise Company
|
|
Common and Preferred Stock 8,000 shares
|
|
105,680
|
|
|
|
|
HP Inc.
|
|
Common and Preferred Stock 5,000 shares
|
|
102,300
|
|
|
|
|
The Goldman Sachs Group Inc.
|
|
Common and Preferred Stock 600 shares
|
|
100,230
|
|
|
|
|
Cisco Systems, Inc.
|
|
Common and Preferred Stock 2,200 shares
|
|
95,326
|
|
|
|
|
Booking Holdings Inc.
|
|
Common and Preferred Stock 55 shares
|
|
94,733
|
|
|
|
|
UnitedHealth Group Inc.
|
|
Common and Preferred Stock 375 shares
|
|
93,420
|
|
|
|
|
Occidental Petroleum Corporation
|
|
Common and Preferred Stock 1,500 shares
|
|
92,070
|
|
|
|
|
United Technologies Corporation
|
|
Common and Preferred Stock 800 shares
|
|
85,184
|
|
|
|
|
TE Connectivity Limited
|
|
Common and Preferred Stock 1,100 shares
|
|
83,193
|
|
|
|
|
Baker Hughes
|
|
Common and Preferred Stock 3,600 shares
|
|
77,400
|
|
|
|
|
Microchip Technology Inc.
|
|
Common and Preferred Stock 1,000 shares
|
|
71,920
|
|
|
|
|
Apache Corporation
|
|
Common and Preferred Stock 2,700 shares
|
|
70,875
|
|
|
|
|
Gilead Sciences Inc.
|
|
Common and Preferred Stock 1,000 shares
|
|
62,550
|
|
|
|
|
Juniper Networks, Inc.
|
|
Common and Preferred Stock 2,200 shares
|
|
59,202
|
|
|
|
|
Qurate Retail Inc.
|
|
Common and Preferred Stock 3,000 shares
|
|
58,560
|
|
|
|
|
Celanese Corporation
|
|
Common and Preferred Stock 650 shares
|
|
58,481
|
|
|
|
|
Schlumberger Limited
|
|
Common and Preferred Stock 1,500 shares
|
|
54,120
|
|
|
|
|
BB&T Corporation
|
|
Common and Preferred Stock 1,150 shares
|
|
49,818
|
|
|
|
|
Union Pacific Corporation
|
|
Common and Preferred Stock 325 shares
|
|
44,925
|
|
|
|
|
Micro Focus International PLC
|
|
Common and Preferred Stock 2,388 shares
|
|
41,097
|
|
|
|
|
Halliburton Company
|
|
Common and Preferred Stock 1,500 shares
|
|
39,870
|
|
|
|
|
Twenty-First Century Fox, Inc. Class B
|
|
Common and Preferred Stock 800 shares
|
|
38,224
|
|
|
|
|
Danaher Corporation
|
|
Common and Preferred Stock 350 shares
|
|
36,092
|
|
|
|
|
AT&T Inc.
|
|
Common and Preferred Stock 1,214 shares
|
|
34,648
|
|
|
|
|
Sprint Corporation
|
|
Common and Preferred Stock 5,724 shares
|
|
33,314
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Zayo Group Holdings Inc.
|
|
Common and Preferred Stock 1,400 shares
|
|
31,976
|
|
|
|
|
Molson Coors Brewing Class B
|
|
Common and Preferred Stock 550 shares
|
|
30,888
|
|
|
|
|
Concho Resources Inc.
|
|
Common and Preferred Stock 300 shares
|
|
30,837
|
|
|
|
|
Dell Technologies Inc. Class C
|
|
Common and Preferred Stock 591 shares
|
|
28,875
|
|
|
|
|
Maxim Integrated Products, Inc.
|
|
Common and Preferred Stock 550 shares
|
|
27,968
|
|
|
|
|
Dish Network Corporation Class A
|
|
Common and Preferred Stock 1,100 shares
|
|
27,467
|
|
|
|
|
Medtronic PLC
|
|
Common and Preferred Stock 300 shares
|
|
27,288
|
|
|
|
|
Aegon N.V.*
|
|
Common and Preferred Stock 5,700 shares
|
|
26,505
|
|
|
|
|
Incyte Corporation
|
|
Common and Preferred Stock 400 shares
|
|
25,436
|
|
|
|
|
Brighthouse Financial Inc.
|
|
Common and Preferred Stock 677 shares
|
|
20,635
|
|
|
|
|
Mattel Inc.
|
|
Common and Preferred Stock 2,000 shares
|
|
19,980
|
|
|
|
|
Harley/Davidson
|
|
Common and Preferred Stock 550 shares
|
|
18,766
|
|
|
|
|
Ball Corporation
|
|
Common and Preferred Stock 400 shares
|
|
18,392
|
|
|
|
|
Alnylam Pharmaceuticals, Inc.
|
|
Common and Preferred Stock 250 shares
|
|
18,228
|
|
|
|
|
Gap Inc.
|
|
Common and Preferred Stock 700 shares
|
|
18,032
|
|
|
|
|
Alphabet Inc. Class A
|
|
Common and Preferred Stock 10 shares
|
|
10,450
|
|
|
|
|
News Corporation Class A
|
|
Common and Preferred Stock 700 shares
|
|
7,945
|
|
|
|
|
Weatherford International Ltd.
|
|
Common and Preferred Stock 2,000 shares
|
|
1,118
|
|
|
|
Total Large Cap Value Asset Class
|
|
|
|
|
12,538,040
|
|
|
|
|
|
|
|
|
|
|
Participant Self-Directed Brokerage Accounts
|
|
Various Investments
|
|
2,145,935
|
|
|
|
|
|
|
|
|
|
2,145,935
|
|
|
|
|
|
|
|
|
|
|
Real Estate Investment Trust (REIT) Asset Class:
|
|
|
|
|
|
|
|
Vanguard Specialized Portfolios REIT Index Fund Institutional Class
|
|
Mutual Fund 520,464 units
|
|
8,514,799
|
|
|
|
|
NT Collective Global Real Estate Index Fund - Non Lending*
|
|
Collective Trust Fund 4,695 units
|
|
899,046
|
|
|
|
Total REIT Asset Class
|
|
|
|
|
9,413,845
|
|
|
|
|
|
|
|
|
|
|
Small-Mid Cap Growth Asset Class:
|
|
|
|
|
|
|
|
Wasatch Small Cap Growth Fund
|
|
Mutual Fund 130,025 units
|
|
4,175,094
|
|
|
|
|
NT Collective Russell 2000 Growth Index Fund / Non Lending*
|
|
Collective Trust Fund 2,793 units
|
|
868,963
|
|
|
|
|
Green Dot Corporation Stock
|
|
Common and Preferred Stock 1,931 shares
|
|
153,553
|
|
|
|
|
Zebra Technologies Corporation
|
|
Common and Preferred Stock 955 shares
|
|
152,065
|
|
|
|
|
Zendesk, Inc.
|
|
Common and Preferred Stock 2,350 shares
|
|
137,170
|
|
|
|
|
Molina Healthcare Inc.
|
|
Common and Preferred Stock 1,158 shares
|
|
134,583
|
|
|
|
|
Dexcom Inc.
|
|
Common and Preferred Stock 1,102 shares
|
|
132,020
|
|
|
|
|
IAC/InterActiveCorp
|
|
Common and Preferred Stock 662 shares
|
|
121,172
|
|
|
|
|
Five9 Inc.
|
|
Common and Preferred Stock 2,665 shares
|
|
116,514
|
|
|
|
|
RingCentral, Inc. Class A
|
|
Common and Preferred Stock 1,413 shares
|
|
116,488
|
|
|
|
|
NT Collective Short Term Investment Fund*
|
|
Collective Trust Fund 113,737 units
|
|
113,737
|
|
|
|
|
Chegg Inc.
|
|
Common and Preferred Stock 3,328 shares
|
|
94,582
|
|
|
|
|
Etsy Inc.
|
|
Common and Preferred Stock 1,901 shares
|
|
90,431
|
|
|
|
|
Lululemon Athletica Inc.
|
|
Common and Preferred Stock 717 shares
|
|
87,194
|
|
|
|
|
Ulta Salon, Cosmetics & Fragrance, Inc.
|
|
Common and Preferred Stock 352 shares
|
|
86,184
|
|
|
|
|
Wright Medical Group NV
|
|
Common and Preferred Stock 3,128 shares
|
|
85,144
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
CoStar Group Inc.
|
|
Common and Preferred Stock 246 shares
|
|
82,986
|
|
|
|
|
Abiomed Inc.
|
|
Common and Preferred Stock 244 shares
|
|
79,310
|
|
|
|
|
G-III Apparel Group Limited
|
|
Common and Preferred Stock 2,829 shares
|
|
78,901
|
|
|
|
|
Cree Inc.
|
|
Common and Preferred Stock 1,792 shares
|
|
76,653
|
|
|
|
|
Haemonetics Corporation
|
|
Common and Preferred Stock 766 shares
|
|
76,638
|
|
|
|
|
Keysight Technologies Inc.
|
|
Common and Preferred Stock 1,233 shares
|
|
76,545
|
|
|
|
|
Spirit Airlines, Inc.
|
|
Common and Preferred Stock 1,309 shares
|
|
75,817
|
|
|
|
|
Tandem Diabetes Care Inc.
|
|
Common and Preferred Stock 1,956 shares
|
|
74,269
|
|
|
|
|
Evolent Health Inc. Class A Class A
|
|
Common and Preferred Stock 3,690 shares
|
|
73,616
|
|
|
|
|
Grubhub Inc.
|
|
Common and Preferred Stock 858 shares
|
|
65,903
|
|
|
|
|
Irobot Corporation
|
|
Common and Preferred Stock 765 shares
|
|
64,061
|
|
|
|
|
Inter Parfums, Inc.
|
|
Common and Preferred Stock 933 shares
|
|
61,177
|
|
|
|
|
Array BioPharma Inc.
|
|
Common and Preferred Stock 4,245 shares
|
|
60,491
|
|
|
|
|
Q2 Holdings Inc.
|
|
Common and Preferred Stock 1,203 shares
|
|
59,609
|
|
|
|
|
Dolby Laboratories Inc. Class A
|
|
Common and Preferred Stock 962 shares
|
|
59,490
|
|
|
|
|
SBV Financial Group
|
|
Common and Preferred Stock 304 shares
|
|
57,736
|
|
|
|
|
PTC Inc.
|
|
Common and Preferred Stock 639 shares
|
|
52,973
|
|
|
|
|
Five Below, Inc.
|
|
Common and Preferred Stock 508 shares
|
|
51,979
|
|
|
|
|
Neurocrine Biosciences, Inc.
|
|
Common and Preferred Stock 705 shares
|
|
50,344
|
|
|
|
|
Advance Auto Parts Inc.
|
|
Common and Preferred Stock 309 shares
|
|
48,655
|
|
|
|
|
Teradyne, Inc.
|
|
Common and Preferred Stock 1,536 shares
|
|
48,200
|
|
|
|
|
Chart Industries Inc.
|
|
Common and Preferred Stock 710 shares
|
|
46,171
|
|
|
|
|
Insulet Corporation
|
|
Common and Preferred Stock 566 shares
|
|
44,895
|
|
|
|
|
Glu Mobile Inc.
|
|
Common and Preferred Stock 5,468 shares
|
|
44,127
|
|
|
|
|
Twilio Inc. Class A
|
|
Common and Preferred Stock 485 shares
|
|
43,311
|
|
|
|
|
Semtech Corporation
|
|
Common and Preferred Stock 919 shares
|
|
42,155
|
|
|
|
|
Alaska Air Group Inc.
|
|
Common and Preferred Stock 685 shares
|
|
41,682
|
|
|
|
|
Madison Square Garden Company Class A
|
|
Common and Preferred Stock 152 shares
|
|
40,690
|
|
|
|
|
TransUnion
|
|
Common and Preferred Stock 714 shares
|
|
40,555
|
|
|
|
|
Vail Resorts Inc.
|
|
Common and Preferred Stock 189 shares
|
|
39,845
|
|
|
|
|
Rapid7 Inc.
|
|
Common and Preferred Stock 1,278 shares
|
|
39,822
|
|
|
|
|
Urban Outfitters Inc.
|
|
Common and Preferred Stock 1,196 shares
|
|
39,707
|
|
|
|
|
Exact Sciences Corporation
|
|
Common and Preferred Stock 627 shares
|
|
39,564
|
|
|
|
|
Bio/Rad Laboratories, Inc. Class A
|
|
Common and Preferred Stock 165 shares
|
|
38,316
|
|
|
|
|
Tiffany & Company
|
|
Common and Preferred Stock 465 shares
|
|
37,437
|
|
|
|
|
Aerie Pharmaceuticals Inc.
|
|
Common and Preferred Stock 991 shares
|
|
35,775
|
|
|
|
|
Pure Storage Inc. Class A
|
|
Common and Preferred Stock 2,219 shares
|
|
35,682
|
|
|
|
|
Sage Therapeutics Inc.
|
|
Common and Preferred Stock 336 shares
|
|
32,185
|
|
|
|
|
Sarepta Therapeutics Inc.
|
|
Common and Preferred Stock 285 shares
|
|
31,102
|
|
|
|
|
Diamondback Energy Inc.
|
|
Common and Preferred Stock 330 shares
|
|
30,591
|
|
|
|
|
Burlington Stores Inc.
|
|
Common and Preferred Stock 187 shares
|
|
30,419
|
|
|
|
|
Callon Petroleum Company
|
|
Common and Preferred Stock 4,629 shares
|
|
30,042
|
|
|
|
|
BJs Restaurants Inc.
|
|
Common and Preferred Stock 590 shares
|
|
29,836
|
|
|
|
|
Advanced Micro Devices Inc.
|
|
Common and Preferred Stock 1,586 shares
|
|
29,278
|
|
|
|
|
Wex Inc.
|
|
Common and Preferred Stock 199 shares
|
|
27,872
|
|
|
|
|
Strategic Education Inc.
|
|
Common and Preferred Stock 236 shares
|
|
26,767
|
|
|
|
|
MSCI Inc. Common
|
|
Common and Preferred Stock 170 shares
|
|
25,063
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Mongodb Inc. Class A Class A
|
|
Common and Preferred Stock 282 shares
|
|
23,615
|
|
|
|
|
GoDaddy Inc. Class A
|
|
Common and Preferred Stock 358 shares
|
|
23,492
|
|
|
|
|
Madrigal Pharmaceuticals Inc.
|
|
Common and Preferred Stock 185 shares
|
|
20,853
|
|
|
|
|
Trupanion Inc.
|
|
Common and Preferred Stock 730 shares
|
|
18,586
|
|
|
|
|
Harsco Corporation
|
|
Common and Preferred Stock 911 shares
|
|
18,092
|
|
|
|
|
Intra/Cellular Therapies, Inc.
|
|
Common and Preferred Stock 1,311 shares
|
|
14,932
|
|
|
|
|
Malibu Boats Inc. Class A
|
|
Common and Preferred Stock 429 shares
|
|
14,929
|
|
|
|
|
Viking Therapeutics Inc.
|
|
Common and Preferred Stock 1,920 shares
|
|
14,688
|
|
|
|
|
Amedisys Inc.
|
|
Common and Preferred Stock 115 shares
|
|
13,468
|
|
|
|
Total Small-Mid Cap Growth Asset Class
|
|
|
|
|
9,145,791
|
|
|
|
|
|
|
|
|
|
|
Small-Mid Cap Index Asset Class:
|
|
|
|
|
|
|
|
NT Collective Extended Equity Market Index Fund / Non Lending*
|
|
Collective Trust Fund 118,588 units
|
|
20,489,553
|
|
|
|
Total Small-Mid Cap Index Asset Class
|
|
|
|
|
20,489,553
|
|
|
|
|
|
|
|
|
|
|
Small-Mid Cap Value Asset Class:
|
|
|
|
|
|
|
|
NT Collective Russell 2000 Value Index Fund / Non Lending*
|
|
Collective Trust Fund 10,739 units
|
|
2,900,061
|
|
|
|
|
NT Collective Short Term Investment Fund*
|
|
Collective Trust Fund 906,044 units
|
|
906,044
|
|
|
|
|
Popular, Inc.*
|
|
Common and Preferred Stock 10,980 shares
|
|
518,476
|
|
|
|
|
Citigroup Inc.
|
|
Common and Preferred Stock 12,380 shares
|
|
473,783
|
|
|
|
|
Tri Pointe Group Inc.
|
|
Common and Preferred Stock 40,665 shares
|
|
444,468
|
|
|
|
|
Whiting Petroleum Corporation
|
|
Common and Preferred Stock 15,625 shares
|
|
354,531
|
|
|
|
|
Ameris Bancorp
|
|
Common and Preferred Stock 10,375 shares
|
|
328,576
|
|
|
|
|
Hewlett Packard Enterprise Company
|
|
Common and Preferred Stock 24,600 shares
|
|
324,966
|
|
|
|
|
Citizens Financial Group, Inc.
|
|
Common and Preferred Stock 10,600 shares
|
|
315,138
|
|
|
|
|
First Horizon National Corporation
|
|
Common and Preferred Stock 23,749 shares
|
|
312,537
|
|
|
|
|
KBR Inc.
|
|
Common and Preferred Stock 20,410 shares
|
|
309,824
|
|
|
|
|
Axis Capital Holdings Limited
|
|
Common and Preferred Stock 5,585 shares
|
|
288,409
|
|
|
|
|
RenaissanceRe Holdings Limited
|
|
Common and Preferred Stock 2,020 shares
|
|
270,074
|
|
|
|
|
Mellanox Technologies Limited
|
|
Common and Preferred Stock 2,765 shares
|
|
255,431
|
|
|
|
|
Goodyear Tire & Rubber Company
|
|
Common and Preferred Stock 11,800 shares
|
|
240,838
|
|
|
|
|
Bemis Company Inc.
|
|
Common and Preferred Stock 5,056 shares
|
|
232,070
|
|
|
|
|
Western Alliance Bancorporation
|
|
Common and Preferred Stock 5,876 shares
|
|
232,043
|
|
|
|
|
Bio/Rad Laboratories, Inc. Class A
|
|
Common and Preferred Stock 975 shares
|
|
226,415
|
|
|
|
|
Discovery Communications, Inc. Series C
|
|
Common and Preferred Stock 9,800 shares
|
|
226,184
|
|
|
|
|
Kosmos Energy Limited
|
|
Common and Preferred Stock 54,400 shares
|
|
221,408
|
|
|
|
|
Taylor Morrison Home Corporation
|
|
Common and Preferred Stock 13,850 shares
|
|
220,215
|
|
|
|
|
The Bank of N.T. Butterfield & Son Limited
|
|
Common and Preferred Stock 7,000 shares
|
|
219,450
|
|
|
|
|
RPT Realty Shares Of Beneficial Interest
|
|
Common and Preferred Stock 18,155 units
|
|
216,952
|
|
|
|
|
The Geo Group, Inc.
|
|
Common and Preferred Stock 10,730 shares
|
|
211,381
|
|
|
|
|
Haverty Furniture Companies, Inc.
|
|
Common and Preferred Stock 11,175 shares
|
|
209,867
|
|
|
|
|
Avnet, Inc.
|
|
Common and Preferred Stock 5,800 shares
|
|
209,380
|
|
|
|
|
Reliance Steel & Aluminum Company
|
|
Common and Preferred Stock 2,935 shares
|
|
208,884
|
|
|
|
|
ARRIS International PLC
|
|
Common and Preferred Stock 6,800 shares
|
|
207,876
|
|
|
|
|
EnerSys
|
|
Common and Preferred Stock 2,655 shares
|
|
206,055
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
BorgWarner Inc.
|
|
Common and Preferred Stock 5,815 shares
|
|
202,013
|
|
|
|
|
Office Depot, Inc.
|
|
Common and Preferred Stock 76,800 shares
|
|
198,144
|
|
|
|
|
Allegheny Technologies Inc.
|
|
Common and Preferred Stock 9,080 shares
|
|
197,672
|
|
|
|
|
CNO Financial Group, Inc.
|
|
Common and Preferred Stock 13,190 shares
|
|
196,267
|
|
|
|
|
Cairn Energy PLC
|
|
Common and Preferred Stock 51,700 shares
|
|
193,875
|
|
|
|
|
Quanta Services Inc.
|
|
Common and Preferred Stock 6,270 shares
|
|
188,727
|
|
|
|
|
Carrizo Oil & Gas Inc.
|
|
Common and Preferred Stock 16,295 shares
|
|
183,971
|
|
|
|
|
EQT Corporation
|
|
Common and Preferred Stock 9,675 shares
|
|
182,761
|
|
|
|
|
ICF International, Inc.
|
|
Common and Preferred Stock 2,780 shares
|
|
180,088
|
|
|
|
|
Foot Locker Inc.
|
|
Common and Preferred Stock 3,385 shares
|
|
180,082
|
|
|
|
|
McDermott International Inc.
|
|
Common and Preferred Stock 26,900 shares
|
|
175,926
|
|
|
|
|
Embraer SA
|
|
Common and Preferred Stock 7,900 shares
|
|
174,827
|
|
|
|
|
Amerco
|
|
Common and Preferred Stock 530 shares
|
|
173,898
|
|
|
|
|
Superior Energy Services Inc.
|
|
Common and Preferred Stock 51,270 shares
|
|
171,755
|
|
|
|
|
Royal Mail PLC
|
|
Common and Preferred Stock 24,200 shares
|
|
166,012
|
|
|
|
|
Knight-Swift Transportation Holdings Inc.
|
|
Common and Preferred Stock 6,620 shares
|
|
165,963
|
|
|
|
|
Kemper Corporation
|
|
Common and Preferred Stock 2,480 shares
|
|
164,622
|
|
|
|
|
Innospec Inc.
|
|
Common and Preferred Stock 2,584 shares
|
|
159,588
|
|
|
|
|
Coherent, Inc.
|
|
Common and Preferred Stock 1,509 shares
|
|
159,516
|
|
|
|
|
Equitrans Midstream Corporation NPV Wi
|
|
Common and Preferred Stock 7,932 shares
|
|
158,799
|
|
|
|
|
PH Glatfelter Company
|
|
Common and Preferred Stock 15,985 shares
|
|
156,014
|
|
|
|
|
Acacia Communications Inc.
|
|
Common and Preferred Stock 4,100 shares
|
|
155,800
|
|
|
|
|
Navistar International Corporation
|
|
Common and Preferred Stock 6,000 shares
|
|
155,700
|
|
|
|
|
C&J Energy Services Inc.
|
|
Common and Preferred Stock 11,000 shares
|
|
148,500
|
|
|
|
|
Generac Holdings Inc.
|
|
Common and Preferred Stock 2,980 shares
|
|
148,106
|
|
|
|
|
United Financial Bancorp Inc.
|
|
Common and Preferred Stock 10,060 shares
|
|
147,882
|
|
|
|
|
Getty Realty Corporation
|
|
Common and Preferred Stock 4,940 units
|
|
145,285
|
|
|
|
|
Jacobs Engineering Group Inc.
|
|
Common and Preferred Stock 2,405 shares
|
|
140,596
|
|
|
|
|
Neophotonics Corporation
|
|
Common and Preferred Stock 21,300 shares
|
|
138,024
|
|
|
|
|
Albany International Corporation Class A
|
|
Common and Preferred Stock 2,200 shares
|
|
137,346
|
|
|
|
|
ViaSat, Inc.
|
|
Common and Preferred Stock 2,320 shares
|
|
136,764
|
|
|
|
|
Synchrony Financial
|
|
Common and Preferred Stock 5,800 shares
|
|
136,068
|
|
|
|
|
Reinsurance Group of America, Inc.
|
|
Common and Preferred Stock 955 shares
|
|
133,920
|
|
|
|
|
Great Lakes Dredge & Dock Corporation
|
|
Common and Preferred Stock 20,160 shares
|
|
133,459
|
|
|
|
|
Mammoth Energy Services Inc.
|
|
Common and Preferred Stock 7,380 shares
|
|
132,692
|
|
|
|
|
Tutor Perini Corporation
|
|
Common and Preferred Stock 8,290 shares
|
|
132,391
|
|
|
|
|
Banner Corporation
|
|
Common and Preferred Stock 2,460 shares
|
|
131,561
|
|
|
|
|
Gulfport Energy Corporation
|
|
Common and Preferred Stock 20,080 shares
|
|
131,524
|
|
|
|
|
MGIC Investment Corporation
|
|
Common and Preferred Stock 12,570 shares
|
|
131,482
|
|
|
|
|
PPDC Energy Inc.
|
|
Common and Preferred Stock 4,390 shares
|
|
130,646
|
|
|
|
|
AXA Equitable Holdings Inc.
|
|
Common and Preferred Stock 7,800 shares
|
|
129,714
|
|
|
|
|
HomeStreet Inc.
|
|
Common and Preferred Stock 6,100 shares
|
|
129,503
|
|
|
|
|
Ophir Energy Company
|
|
Common and Preferred Stock 141,200 shares
|
|
128,393
|
|
|
|
|
Bunge Limited
|
|
Common and Preferred Stock 2,400 shares
|
|
128,256
|
|
|
|
|
Magna International Inc.
|
|
Common and Preferred Stock 2,800 shares
|
|
127,260
|
|
|
|
|
Netscout Systems Inc.
|
|
Common and Preferred Stock 5,310 shares
|
|
125,475
|
|
|
|
|
Teradyne, Inc.
|
|
Common and Preferred Stock 3,995 shares
|
|
125,363
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
LivaNova PLC
|
|
Common and Preferred Stock 1,365 shares
|
|
124,857
|
|
|
|
|
Brandywine Realty Trust
|
|
Common and Preferred Stock 9,701 units
|
|
124,852
|
|
|
|
|
Astronics Corporation
|
|
Common and Preferred Stock 4,100 shares
|
|
124,845
|
|
|
|
|
Carpenter Technology Corporation
|
|
Common and Preferred Stock 3,500 shares
|
|
124,635
|
|
|
|
|
BMC Stock Holdings Inc.
|
|
Common and Preferred Stock 7,835 shares
|
|
121,286
|
|
|
|
|
Texas Capital Bancshares, Inc.
|
|
Common and Preferred Stock 2,370 shares
|
|
121,083
|
|
|
|
|
Cummins Inc.
|
|
Common and Preferred Stock 905 shares
|
|
120,944
|
|
|
|
|
Fulton Financial Corporation
|
|
Common and Preferred Stock 7,430 shares
|
|
115,016
|
|
|
|
|
PPL Corporation ISIN US69351T1060
|
|
Common and Preferred Stock 3,900 shares
|
|
110,487
|
|
|
|
|
Ally Financial Inc.
|
|
Common and Preferred Stock 4,700 shares
|
|
106,502
|
|
|
|
|
Ardmore Shipping Corporation
|
|
Common and Preferred Stock 22,660 shares
|
|
105,822
|
|
|
|
|
Smart Global Holdings Inc. Common Stock
|
|
Common and Preferred Stock 3,550 shares
|
|
105,435
|
|
|
|
|
Spirit Airlines, Inc.
|
|
Common and Preferred Stock 1,820 shares
|
|
105,414
|
|
|
|
|
Cypress Semiconductor Corporation
|
|
Common and Preferred Stock 8,215 shares
|
|
104,495
|
|
|
|
|
Apogee Enterprises, Inc.
|
|
Common and Preferred Stock 3,460 shares
|
|
103,281
|
|
|
|
|
Central Pacific Financial Corporation
|
|
Common and Preferred Stock 4,200 shares
|
|
102,270
|
|
|
|
|
Haynes International Inc.
|
|
Common and Preferred Stock 3,760 shares
|
|
99,264
|
|
|
|
|
Microstrategy Inc. Class A
|
|
Common and Preferred Stock 770 shares
|
|
98,368
|
|
|
|
|
High Point Resources Corporation
|
|
Common and Preferred Stock 39,250 shares
|
|
97,733
|
|
|
|
|
LGI Homes Inc.
|
|
Common and Preferred Stock 2,150 shares
|
|
97,223
|
|
|
|
|
Apache Corporation
|
|
Common and Preferred Stock 3,700 shares
|
|
97,125
|
|
|
|
|
Bed Bath & Beyond Inc.
|
|
Common and Preferred Stock 8,400 shares
|
|
95,088
|
|
|
|
|
Century Communities, Inc.
|
|
Common and Preferred Stock 5,470 shares
|
|
94,412
|
|
|
|
|
Discover Financial Services
|
|
Common and Preferred Stock 1,600 shares
|
|
94,368
|
|
|
|
|
National Bank Holdings Corporation Class A
|
|
Common and Preferred Stock 3,000 shares
|
|
92,610
|
|
|
|
|
Pacwest Bancorp Company
|
|
Common and Preferred Stock 2,770 shares
|
|
92,186
|
|
|
|
|
Schweitzer-Mauduit International Inc.
|
|
Common and Preferred Stock 3,560 shares
|
|
89,178
|
|
|
|
|
Mallinckrodt PLC
|
|
Common and Preferred Stock 5,600 shares
|
|
88,480
|
|
|
|
|
First Foundation Inc.
|
|
Common and Preferred Stock 6,820 shares
|
|
87,705
|
|
|
|
|
Euronet Worldwide, Inc.
|
|
Common and Preferred Stock 850 shares
|
|
87,023
|
|
|
|
|
Essent Group Limited
|
|
Common and Preferred Stock 2,520 shares
|
|
86,134
|
|
|
|
|
Northfield Bancorp Inc.
|
|
Common and Preferred Stock 6,320 shares
|
|
85,636
|
|
|
|
|
Corning Inc.
|
|
Common and Preferred Stock 2,800 shares
|
|
84,588
|
|
|
|
|
FreightCar America, Inc.
|
|
Common and Preferred Stock 12,630 shares
|
|
84,495
|
|
|
|
|
Commscope Holding Company Inc.
|
|
Common and Preferred Stock 5,100 shares
|
|
83,589
|
|
|
|
|
Tower International Inc.
|
|
Common and Preferred Stock 3,500 shares
|
|
83,300
|
|
|
|
|
News Corporation Class A
|
|
Common and Preferred Stock 7,300 shares
|
|
82,855
|
|
|
|
|
Brixmor Property Group Inc.
|
|
Common and Preferred Stock 5,640 shares
|
|
82,852
|
|
|
|
|
Snap-On Incorporated
|
|
Common and Preferred Stock 555 shares
|
|
80,636
|
|
|
|
|
Orion Marine Group, Inc.
|
|
Common and Preferred Stock 18,480 shares
|
|
79,279
|
|
|
|
|
Ladder Capital Corporation
|
|
Common and Preferred Stock 5,080 shares
|
|
78,588
|
|
|
|
|
Peapack/Gladstone Financial Corporation
|
|
Common and Preferred Stock 3,110 shares
|
|
78,310
|
|
|
|
|
ManpowerGroup Inc.
|
|
Common and Preferred Stock 1,200 shares
|
|
77,760
|
|
|
|
|
Commvault Systems Inc.
|
|
Common and Preferred Stock 1,310 shares
|
|
77,408
|
|
|
|
|
Extreme Networks Inc.
|
|
Common and Preferred Stock 12,630 shares
|
|
77,043
|
|
|
|
|
Del Taco Restaurants Inc.
|
|
Common and Preferred Stock 7,690 shares
|
|
76,823
|
|
|
|
|
Piedmont Office Realty Tru-A
|
|
Common and Preferred Stock 4,480 shares
|
|
76,339
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Qorvo, Inc.
|
|
Common and Preferred Stock 1,255 shares
|
|
76,216
|
|
|
|
|
Granite Construction Inc.
|
|
Common and Preferred Stock 1,880 shares
|
|
75,726
|
|
|
|
|
Scorpio Tankers Inc.
|
|
Common and Preferred Stock 41,560 shares
|
|
73,146
|
|
|
|
|
Equity Commonwealth
|
|
Common and Preferred Stock 2,430 shares
|
|
72,924
|
|
|
|
|
Murphy Oil Corporation
|
|
Common and Preferred Stock 3,000 shares
|
|
70,170
|
|
|
|
|
Ericsson Inc.
|
|
Common and Preferred Stock 7,800 shares
|
|
69,186
|
|
|
|
|
Kennedy/Wilson Holdings, Inc.
|
|
Common and Preferred Stock 3,750 shares
|
|
68,138
|
|
|
|
|
The Hanover Insurance Group, Inc.
|
|
Common and Preferred Stock 580 shares
|
|
67,727
|
|
|
|
|
Parsley Energy Inc. Class A
|
|
Common and Preferred Stock 4,205 shares
|
|
67,196
|
|
|
|
|
Solaris Oilfield Infrastructure Inc. Class Acl A
|
|
Common and Preferred Stock 5,540 shares
|
|
66,979
|
|
|
|
|
Air Transport Services Group Inc.
|
|
Common and Preferred Stock 2,930 shares
|
|
66,833
|
|
|
|
|
Adient PLC
|
|
Common and Preferred Stock 4,400 shares
|
|
66,264
|
|
|
|
|
Tile Shop Holdings Inc.
|
|
Common and Preferred Stock 12,060 shares
|
|
66,089
|
|
|
|
|
Hibbett Sports Inc.
|
|
Common and Preferred Stock 4,600 shares
|
|
65,780
|
|
|
|
|
Nexpoint Residential Trust Inc.
|
|
Common and Preferred Stock 1,840 shares
|
|
64,492
|
|
|
|
|
Portland General Electric Company
|
|
Common and Preferred Stock 1,390 shares
|
|
63,732
|
|
|
|
|
Investors Real Estate Trust Shares Of Beneficial Interest (Post Rev Split)
|
|
Common and Preferred Stock 1,292 shares
|
|
63,398
|
|
|
|
|
Industrial Logistics Properties Treasury Shares Beneficial Interest Shares
|
|
Common and Preferred Stock 3,170 shares
|
|
62,354
|
|
|
|
|
Enstar Group Ltd.
|
|
Common and Preferred Stock 370 shares
|
|
62,001
|
|
|
|
|
United Community Bank Blairsville Georgia
|
|
Common and Preferred Stock 2,880 shares
|
|
61,805
|
|
|
|
|
Origin Bancorp Inc.
|
|
Common and Preferred Stock 1,800 shares
|
|
61,344
|
|
|
|
|
Santander Consumer USA Holdings, Inc.
|
|
Common and Preferred Stock 3,400 shares
|
|
59,806
|
|
|
|
|
UMH Properties Inc.
|
|
Common and Preferred Stock 5,000 shares
|
|
59,200
|
|
|
|
|
Covanta Holding Corporation
|
|
Common and Preferred Stock 4,380 shares
|
|
58,780
|
|
|
|
|
YRC Worldwide Inc.
|
|
Common and Preferred Stock 18,560 shares
|
|
58,464
|
|
|
|
|
State Bank Financial Corporation
|
|
Common and Preferred Stock 2,640 shares
|
|
56,998
|
|
|
|
|
Sallie Mae Corporation
|
|
Common and Preferred Stock 6,800 shares
|
|
56,508
|
|
|
|
|
Fifth Third Bancorp
|
|
Common and Preferred Stock 2,400 shares
|
|
56,472
|
|
|
|
|
Colony Capital Inc. Class A
|
|
Common and Preferred Stock 12,000 shares
|
|
56,160
|
|
|
|
|
Avis Budget Group Inc.
|
|
Common and Preferred Stock 2,400 shares
|
|
53,952
|
|
|
|
|
QAD Inc. Class A
|
|
Common and Preferred Stock 1,360 shares
|
|
53,489
|
|
|
|
|
Mesa Air Group Inc.
|
|
Common and Preferred Stock 6,840 shares
|
|
52,736
|
|
|
|
|
ALLETE Inc.
|
|
Common and Preferred Stock 690 shares
|
|
52,592
|
|
|
|
|
Ooma Inc.
|
|
Common and Preferred Stock 3,780 shares
|
|
52,466
|
|
|
|
|
Stealthgas Inc.
|
|
Common and Preferred Stock 18,700 shares
|
|
51,612
|
|
|
|
|
Lattice Semiconductor Company
|
|
Common and Preferred Stock 7,305 shares
|
|
50,551
|
|
|
|
|
PNM Resources, Inc.
|
|
Common and Preferred Stock 1,230 shares
|
|
50,541
|
|
|
|
|
NorthWestern Corporation
|
|
Common and Preferred Stock 850 shares
|
|
50,524
|
|
|
|
|
Boise Cascade Company
|
|
Common and Preferred Stock 2,100 shares
|
|
50,085
|
|
|
|
|
Libbey, Inc.
|
|
Common and Preferred Stock 11,860 shares
|
|
46,017
|
|
|
|
|
Allison Transmission Holdings, Inc.
|
|
Common and Preferred Stock 1,000 shares
|
|
43,910
|
|
|
|
|
CBS Corporation Class B
|
|
Common and Preferred Stock 1,000 shares
|
|
43,720
|
|
|
|
|
Teradata Corporation
|
|
Common and Preferred Stock 1,100 shares
|
|
42,196
|
|
|
|
|
Kearny Financial Corporation
|
|
Common and Preferred Stock 3,290 shares
|
|
42,178
|
|
|
|
|
Zimmer Biomet Holdings Inc
|
|
Common and Preferred Stock 400 shares
|
|
41,488
|
|
|
Schedule H, line 4i – Schedule of Assets (Held at End of Year) (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Identity of Issue
|
|
Description of Investment
|
|
Current Value
|
|
|
Materion Corporation
|
|
Common and Preferred Stock 895 shares
|
|
40,266
|
|
|
|
|
Accuray Inc.
|
|
Common and Preferred Stock 11,670 shares
|
|
39,795
|
|
|
|
|
NRG Energy, Inc.
|
|
Common and Preferred Stock 1,000 shares
|
|
39,600
|
|
|
|
|
e.l.f. Beauty Inc.
|
|
Common and Preferred Stock 4,530 shares
|
|
39,230
|
|
|
|
|
Tailored Brands Inc.
|
|
Common and Preferred Stock 2,830 shares
|
|
38,601
|
|
|
|
|
State Street Corporation
|
|
Common and Preferred Stock 600 shares
|
|
37,842
|
|
|
|
|
Alleghany Corporation
|
|
Common and Preferred Stock 60 shares
|
|
37,399
|
|
|
|
|
Interpublic Group Companies Inc.
|
|
Common and Preferred Stock 1,800 shares
|
|
37,134
|
|
|
|
|
NN Inc.
|
|
Common and Preferred Stock 5,290 shares
|
|
35,496
|
|
|
|
|
Eclipse Resources Corporation
|
|
Common and Preferred Stock 32,610 shares
|
|
34,241
|
|
|
|
|
Franks International NV
|
|
Common and Preferred Stock 6,100 shares
|
|
31,842
|
|
|
|
|
El Paso Electric Company
|
|
Common and Preferred Stock 630 shares
|
|
31,582
|
|
|
|
|
MDC Partners Inc. Class A
|
|
Common and Preferred Stock 11,540 shares
|
|
30,119
|
|
|
|
|
Aerohive Networks Inc.
|
|
Common and Preferred Stock 9,120 shares
|
|
29,731
|
|
|
|
|
Tetra Tech, Inc.
|
|
Common and Preferred Stock 17,050 shares
|
|
28,644
|
|
|
|
|
Ribbon Communications Inc.
|
|
Common and Preferred Stock 5,660 shares
|
|
27,281
|
|
|
|
|
KEYW Holding Corporation
|
|
Common and Preferred Stock 4,000 shares
|
|
26,760
|
|
|
|
|
Trinity Biotech PLC
|
|
Common and Preferred Stock 10,640 shares
|
|
24,366
|
|
|
|
|
Marathon Oil Corporation
|
|
Common and Preferred Stock 1,500 shares
|
|
21,510
|
|
|
|
|
Potlatchdeltic Corporation
|
|
Common and Preferred Stock 580 shares
|
|
18,351
|
|
|
|
|
Onespan Inc.
|
|
Common and Preferred Stock 1,360 shares
|
|
17,612
|
|
|
|
|
Delek US Holdings Inc.
|
|
Common and Preferred Stock 520 shares
|
|
16,905
|
|
|
|
|
Hess Corporation LLC
|
|
Common and Preferred Stock 400 shares
|
|
16,200
|
|
|
|
|
Ferroglobe PLC
|
|
Common and Preferred Stock 10,100 shares
|
|
16,059
|
|
|
|
|
Servicesource International
|
|
Common and Preferred Stock 14,740 shares
|
|
15,919
|
|
|
|
|
Resolute Energy Corporation
|
|
Common and Preferred Stock 540 shares
|
|
15,649
|
|
|
|
|
Tetra Tech, Inc.
|
|
Warrant 6,560 shares
|
|
722
|
|
|
|
Total Small-Mid Cap Value Asset Class
|
|
|
|
|
26,471,989
|
|
|
|
|
|
|
|
|
|
|
Notes Receivable From Participants*
|
|
Interest Rate 4.25% - 9.25%
|
|
13,559,277
|
|
|
|
|
|
|
|
|
|
13,559,277
|
|
|
|
|
|
|
|
|
|
|
Grand Total
|
|
|
|
|
$
|
421,458,136
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
* Indicates party-in-interest
|
|
|
|
|
THE RETIREMENT AND SAVINGS PLAN FOR
AMGEN MANUFACTURING, LIMITED
INDEX TO EXHIBIT
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
The Retirement and Savings Plan for
Amgen Manufacturing, Limited
(Name of Plan)
|
|
|
|
|
|
|
|
|
|
Date:
|
June 17, 2019
|
|
|
By:
|
|
/s/ DAVID W. MELINE
|
|
|
|
|
|
|
|
David W. Meline
|
|
|
|
|
|
|
|
Deputy Chairman and Chief Financial Officer
|
|
|
|
|
|
|
|
Amgen Manufacturing, Limited
|
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