Initial Statement of Beneficial Ownership (3)
March 11 2021 - 5:12PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Cocks Christian P |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2021
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3. Issuer Name and Ticker or Trading Symbol
HASBRO, INC. [HAS]
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(Last)
(First)
(Middle)
C/O WIZARDS OF THE COAST LLC, 1600 LIND AVENUE, SW |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President & COO, WOTC / |
(Street)
RENTON, WA 98057
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (Par Value $.50 per share) | 34532 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) (2) | 2/21/2020 | 2/20/2024 | Common Stock | 1686 | $98.8 | D | |
Stock Option (Right to Buy) (2) | 2/20/2021 | 2/19/2025 | Common Stock | 3396 | $98.1 | D | |
Stock Option (Right to Buy) (2) | (3) | 2/18/2026 | Common Stock | 10279 | $86.66 | D | |
Stock Option (Right to Buy) (2) | (4) | 2/17/2027 | Common Stock | 12915 | $96.79 | D | |
Stock Option (Right to Buy) (2) | (5) | 2/16/2028 | Common Stock | 13862 | $90.18 | D | |
Explanation of Responses: |
(1) | The Amount of Securities Beneficially Owned includes 29,519 shares of unvested restricted stock units. |
(2) | These options were granted pursuant to a stock incentive plan in accordance with Rule 16b-3 and have tandem tax withholding rights. |
(3) | 6,854 of the options are exercisable currently and 3,425 of the options will become exercisable on February 19, 2022 subject to the optionee's continued employment through those dates. |
(4) | 4,307 of the options are exercisable currently and 4,304 of the options will become exercisable on February 18, 2022 and 4,304 of the options will become exercisable on February 18, 2023 subject to the optionee's continued employment through those dates. |
(5) | 33 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cocks Christian P C/O WIZARDS OF THE COAST LLC 1600 LIND AVENUE, SW RENTON, WA 98057 |
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| President & COO, WOTC |
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Signatures
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Matthew Gilman, P/O/A Christian P. Cocks | | 3/11/2021 |
**Signature of Reporting Person | Date |
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