Current Report Filing (8-k)
January 10 2017 - 5:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
January 9, 2017
(Date of the
earliest event reported)
Simulations Plus, Inc.
(Exact name
of registrant as specified in its charter)
California
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001-32046
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95-4595609
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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42505 10
th
Street West, Lancaster,
California 93534-7059
(Address of
principal executive offices) (Zip Code)
661-723-7723
Registrant's
telephone number, including area code
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14z-12 under Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events
On January 9, 2017, Simulations Plus, Inc.,
a California corporation (the "Company"), issued a press release announcing financial results for its first quarter of
FY2017 ended November 30, 2016. The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
On January 9, 2017, Simulations Plus, Inc.,
a California corporation (the "Company"), held an investor conference call reporting its financial results for first
quarter of FY2017 ended November 30, 2016. The PowerPoint slides, which were used for this Investor Conference Call, are attached
herein as exhibit 99.2 to this Current Report on Form 8-K.
The information contained in this Current Report
on Form 8-K shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated
by reference in any filing under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act,
except as shall be expressly set forth by specific reference in such a filing. The information set forth in this Current Report
on Form 8-K shall not be deemed an admission as to the materiality of any information in this report on Current Report on Form
8-K that is required to be disclosed solely to satisfy the requirements of Regulation FD.
This report on Form 8-K (the "Report"),
including the disclosures set forth herein, contains certain forward-looking statements that involve substantial risks and uncertainties.
When used herein, the terms "anticipates," "expects," "estimates," "believes" and similar
expressions, as they relate to us or our management, are intended to identify such forward-looking statements.
Forward-looking statements in this Report or
hereafter, including in other publicly available documents filed with the Securities and Exchange Commission (the "Commission"),
reports to the stockholders of Simulations Plus, Inc., a California corporation (the "Company" or "us," "our"
or "we") and other publicly available statements issued or released by us involve known and unknown risks, uncertainties
and other factors which could cause our actual results, performance (financial or operating) or achievements to differ from the
future results, performance (financial or operating) or achievements expressed or implied by such forward-looking statements. Such
future results are based upon management's best estimates based upon current conditions and the most recent results of operations.
These risks include, but are not limited to, the risks set forth herein and in such other documents filed with the Commission,
each of which could adversely affect our business and the accuracy of the forward-looking statements contained herein. Our actual
results, performance or achievements may differ materially from those expressed or implied by such forward-looking statements.
Item 9.01 Financial
Statements and Exhibits
(d) Exhibits
99.1
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Press release issued on January 9, 2017.
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99.2
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PowerPoint presentation at the Investor Conference Call on January 9, 2017.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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SIMULATIONS PLUS, INC.
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Dated: January 10, 2017
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By:
/s/
John R. Kneisel
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John R. Kneisel
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Chief Financial Officer
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