UBS AG (EPT) Form 8.5 (EPT/RI) - Shaftesbury - amendment (3134Q)
February 17 2023 - 5:49AM
UK Regulatory
TIDMSHB
RNS Number : 3134Q
UBS AG (EPT)
17 February 2023
This announcement replaces the previous RNS announcement 1636Q
released at 10:39 on the 16(th) February 2023. Amendments to
sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury Plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Shaftesbury Plc
connected:
---------------------------------------
(d) Date dealing undertaken: 15 February 2023
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Buy 76619 4.27119 GBP 4.18300 GBP
----------------- ------------------------ ----------------------- -----------------------
25p ordinary Sell 66903 4.27119 GBP 4.18300 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary CFD Long 2747 4.222176 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 4743 4.206 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 3313 4.208223 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 48 4.203667 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 2 4.205 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 46 4.18304347826087 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 225 4.218 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 392 4.208168 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 10219 4.20193365299932 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 2353 4.206964 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 6516 4.205012 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 13 4.21692307692308 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 4 4.235 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 631 4.20611727416799 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 50 4.2176 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 17 4.23470588235294 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 47 4.21446808510638 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 2801 4.20611924312745 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 2415 4.207812 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 492 4.200764 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 17 4.18294117647059 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 921 4.21062292486428 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 724 4.191491 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 68 4.201126 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 221 4.196168 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 2026 4.210523 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 15 4.214 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 449 4.21051 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 166 4.200776 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 3 4.18333333333333 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 17 4.200891 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 252 4.21002428968254 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 138 4.193761 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 49 4.23428571428571 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 27 4.21740740740741 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 35 4.21428571428571 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 2064 4.20611918604651 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 247 4.199879 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 4 4.1825 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 1189 4.20976913370059 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 371 4.199241 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 1465 4.20998 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 5 4.218 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 1 4.23 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 207 4.20613526570048 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 147 4.210579 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 1 4.18 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 5 4.20162 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 66 4.21053775969697 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 34 4.199523 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 50 4.191234 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 66 4.21757575757576 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 60 4.2145 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 3641 4.20611919802252 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 640 4.200749 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 21 4.18285714285714 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 1198 4.21062760467446 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 87 4.201133 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 941 4.191505 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 2632 4.210526 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 2789 4.206 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 20,000 4.20650 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 29,843 4.24570 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 17 February 2023
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
FERBDLFFXLLZBBD
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