IVZ Invesco

 
TIDMIVZ 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.KEY INFORMATION

 
(a) Full name of discloser:           Invesco Limited 
(b) Owner or controller 
of interests and short 
positions  disclosed, if 
different from 1(a): 
The naming of nominee 
or vehicle companies 
is insufficient. For  a 
trust, the trustee(s), settlor and 
beneficiaries must be named. 
(c) Name of offeror/offeree           Liberty Global Plc. 
in relation to whose 
relevant  securities 
this form relates: 
Use a separate form for 
each offeror/offeree 
(d) If an exempt fund 
manager connected 
with an offeror/offeree, 
state this and specify identity 
of offeror/offeree: 
(e) Date position held/dealing        10 November 2015 
undertaken: 
For an opening position disclosure, 
state the latest 
practicable date prior 
to the disclosure 
(f) In addition to the company in     Yes 
1(c) above, is the discloser          Cable & Wireless Communications Plc. 
making disclosures in respect of 
any other party to the offer? 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
 

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:     GB00B8W67662 
                                USD 0.01 Class A Ordinary Shares 
                                Interests        Short positions 
                                Number     %      Number  % 
(1) Relevant securities owned   2,601,424  1.02 
and/or controlled: 
(2) Cash-settled derivatives: 
(3) Stock-settled derivatives 
(including options) 
and agreements  to 
purchase/DEALING: 
TOTAL:                          2,601,424  1.02 
 
 
Class of relevant security:     GB00B8W67B19 
                                USD 0.01 Class C Ordinary Shares 
                                Interests        Short positions 
                                Number     %      Number  % 
(1) Relevant securities owned   5,633,606  0.94 
and/or controlled: 
(2) Cash-settled derivatives: 
(3) Stock-settled derivatives 
(including options) 
and agreements  to 
purchase/DEALING: 
TOTAL:                          5,633,606  0.94 
 
 
Class of relevant security:     GB00BTCOM714 
                                USD 0.01 LILAC Class A Ordinary 
                                Interests      Short positions 
                                Number   %      Number  % 
(1) Relevant securities owned   180,199  1.42 
and/or controlled: 
(2) Cash-settled derivatives: 
(3) Stock-settled derivatives 
(including options) 
and agreements  to 
purchase/DEALING: 
TOTAL:                          180,199  1.42 
 
 
Class of relevant security:     GB00BTCOMD78 
                                USD 0.01 LILAC Class C Ordinary 
                                Interests      Short positions 
                                Number   %      Number  % 
(1) Relevant securities owned   277,486  0.90 
and/or controlled: 
(2) Cash-settled derivatives: 
(3) Stock-settled derivatives 
(including options) 
and agreements  to 
purchase/DEALING: 
TOTAL:                          277,486  0.90 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription  right exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)Purchases and sales

 
Class of Relevant   Purchase/DEALING  Number of securities  Price per unit 
Security 
USD 0.01            Sale           18,254                45.65 USD 
Class A Ordinary 
USD 0.01            Sale           44,348                43.82 USD 
Class C Ordinary 
USD 0.01 LILAC      Sale           756                   37.17 USD 
Class A Ordinary 
USD 0.01 LILAC      Sale           2,299                 36.82 USD 
Class C Ordinary 
 
 

(b)Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c)Stock-settled derivative transactions (including options)

(i)Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii)Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, formal 
or informal, relating to relevant  securities 
which may be an inducement to deal 
or refrain from  dealing entered into by 
the person making the disclosure and any 
party to the offer or any person acting in 
concert with a party to  the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c)Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
 
 
Date of disclosure:   11 November 2015 
Contact name:         Philippa Sadler 
Telephone number:     01491 417 447 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/DEALING/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

November 11, 2015 08:35 ET (13:35 GMT)