EPT Disclosure
June 23 2009 - 5:29AM
UK Regulatory
TIDMPLZL TIDMHSN TIDMSGRO
RNS Number : 3402U
Merrill Lynch International
23 June 2009
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | OJSC Polyus Gold ADR. |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | ADR |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 22/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 25,750 | USD 21.50 | USD 19.40 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-------------------+-----------------------------+--------------------+
| | Product name, | Short/Long | Number of securities | Price per unit |
+-+----------------+-------------------+-----------------------------+--------------------+
+-+----------------+--------------------------------------------------------------------+
| | eg. CFD | |
+-+----------------+--------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
| | | | | | | | |
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+---------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+---------------------------------------------------------+
+-+---------------------------+-------------------------+-+-----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+-----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 23/06/2009 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | KazakhGold Group Limited |
| | connected | |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+--+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | SEGRO PLC |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 22/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+
| | purchased |
+-+---------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 935,007 | GBP 0.23 | GBP 0.22 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 878,194 | GBP 0.23 | GBP 0.22 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 237,128 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 57,113 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 55,883 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 42,888 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 38,918 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 23,296 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 27,982 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 42,888 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 55,883 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 57,113 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 72,850 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 89,258 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+--------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+--------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 23/06/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | SEGRO PLC |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | Hansen Transmissions International NV |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 22/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+
| | purchased |
+-+---------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 150,518 | GBP 1.40 | GBP 1.39 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 175,072 | GBP 1.40 | GBP 1.38 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 12,277 | GBP 1.39 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+--------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+--------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 23/06/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | HANSEN TRANSMISSIONS |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMSEUSUDSUSEEM
Hansen Tran. (LSE:HSN)
Historical Stock Chart
From Jun 2024 to Jul 2024
Hansen Tran. (LSE:HSN)
Historical Stock Chart
From Jul 2023 to Jul 2024