EPT Disclosure
June 18 2009 - 6:30AM
UK Regulatory
TIDMAQP TIDMPLZL TIDMSGRO TIDMHSN
RNS Number : 1142U
Merrill Lynch International
18 June 2009
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | Aquarius Platinum Limited |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 17/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+
| | purchased |
+-+---------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 334,652 | GBP 2.46 | GBP 2.27 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 384,259 | GBP 2.47 | GBP 2.26 |
+-+---------------------------+---------------------------+----------------------------+
| | 4,350 | ZAR 32.50 | ZAR 32.50 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 113,195 | GBP 2.30 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 3,716 | GBP 2.45 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 634 | GBP 2.45 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 1 | GBP 2.37 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 1 | GBP 2.37 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 5 | GBP 2.37 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 49,954 | GBP 2.37 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 78,946 | GBP 2.37 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+--------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+--------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 18/06/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | Aquarius Platinum Limited |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | OJSC Polyus Gold |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 17/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 686 | USD 43.60 | USD 43.60 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-------------------+-----------------------------+--------------------+
| | Product name, | Short/Long | Number of securities | Price per unit |
+-+----------------+-------------------+-----------------------------+--------------------+
+-+----------------+--------------------------------------------------------------------+
| | eg. CFD | |
+-+----------------+--------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
| | | | | | | | |
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+---------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+---------------------------------------------------------+
+-+---------------------------+-------------------------+-+-----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+-----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 18/06/2009 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | KazakhGold Group Limited |
| | connected | |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+--+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | OJSC Polyus Gold ADR. |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | ADR |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 17/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+
| | purchased |
+-+---------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 21,554 | USD 23.00 | USD 22.52 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 19,294 | USD 22.60 | USD 22.50 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-------------------+-----------------------------+--------------------+
| | Product name, | Short/Long | Number of securities | Price per unit |
+-+----------------+-------------------+-----------------------------+--------------------+
+-+----------------+--------------------------------------------------------------------+
| | eg. CFD | |
+-+----------------+--------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
| | | | | | | | |
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+---------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+---------------------------------------------------------+
+-+---------------------------+-------------------------+-+-----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+-----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 18/06/2009 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | KazakhGold Group Limited |
| | connected | |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+--+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | SEGRO PLC |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 17/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+
| | purchased |
+-+---------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 1,253,351 | GBP 0.23 | GBP 0.22 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 856,609 | GBP 0.23 | GBP 0.22 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 189,564 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 114,201 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 111,000 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 22,885 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 7,245 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 14,076 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 22,885 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 36,451 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 39,473 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 43,597 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 88,912 | GBP 0.23 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 111,000 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 189,564 | GBP 0.22 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+--------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+--------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 18/06/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | SEGRO PLC |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------------------------------------------------------------------+------------+
| | |
+------------------------------------------------------------------------+------------+
+----------+---------------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+----------+---------------------------------------------------------------+
+----------+---------------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+----------+---------------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | Hansen Transmissions International NV |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 17/06/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+
| | purchased |
+-+---------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 358,514 | GBP 1.49 | GBP 1.42 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 457,528 | GBP 1.44 | GBP 1.42 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 49,807 | GBP 1.44 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+------------+------------+-------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+----------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+------------+-------------+-----------------------+----------------------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | varying etc. | | per unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+---------------------------+--------------------------+-------------------------------+
+-+---------------------------+--------------------------------------------------------+
| | eg call option | option |
+-+---------------------------+--------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities under any |
| | option referred to on this |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal of any |
| | relevant securities to which |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this should be |
| | stated. |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 18/06/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | HANSEN TRANSMISSIONS |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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