General Electric Company Director/PDMR Shareholding (6411Z)
May 17 2023 - 2:00AM
UK Regulatory
TIDMGEC
RNS Number : 6411Z
General Electric Company
16 May 2023
3
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Person Requiring KKR Asset-Based Income Fund [ NONE ]
(*)GENERAL ELECTRIC PENSION TRUST Statement
(Month/Day/Year)
(Last) (First) (Middle) 05/03/2023
901 MAIN AVENUE
THE TOWERS AT MERRITT RIVER
(Street)NORWALK CT 06851
(City) (State) (Zip)
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable) Director X 10% Owner
Officer (give title below) Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
(Instr. 4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership
4) 5) (Instr. 5)
Common Shares of Beneficial 140,000 D (1)(2)
Interest
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. Date Exercisable and 3. Title and Amount of 4. 5. Ownership 6. Nature of
of Expiration Date Securities Underlying Conversion Form: Direct Indirect
Derivative (Month/Day/Year) Derivative Security or Exercise (D) or Beneficial
Security (Instr. 4) Price of Indirect (I) Ownership
(Instr. 4) Derivative (Instr. 5) (Instr. 5)
Security
Amount or
Date Number of
Exercisable Expiration Date Title Shares
1. Name and Address of Reporting Person (*)GENERAL ELECTRIC PENSION TRUST
(Last) (First) (Middle)
901 MAIN AVENUE
THE TOWERS AT MERRITT RIVER
(Street)NORWALK CT 06851
(City) (State) (Zip)
1. Name and Address of Reporting Person (*)GE INVESTMENT MANAGEMENT CORP.
(Last) (First) (Middle)
901 MAIN AVENUE
THE TOWERS AT MERRITT RIVER
(Street)NORWALK CT 06851
(City) (State) (Zip)
1. Name and Address of Reporting Person (*)GENERAL ELECTRIC CO
(Last) (First) (Middle)
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
Explanation of Responses:
1. The securities reported herein are held directly by General Electric Pension Trust, a New
York common law trust ("GEPT") to which GE Investment Management Corp., a Delaware corporation
("GEIM") serves as investment manager. GEIM is a wholly owned subsidiary of General Electric
Company ("GE").
2. The filing of this statement shall not be deemed an admission that GEPT, GEIM or GE (collectively,
the "Reporting Persons") are the beneficial owners of the securities reported herein for purposes
of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting
Persons disclaims beneficial ownership of the securities reported herein except to the extent
of its pecuniary interest therein, if any.
General Electric Pension Trust, By: /s/ Scott Silberstein, Trustee 05/15/2023
GE Investment Management Corp., By: /s/ Scott Silberstein, Vice President, General Counsel 05/15/2023
and Secretary
General Electric Company, By: /s/ Scott Silberstein, Executive Counsel 05/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
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