General Electric Company Director/PDMR Shareholding (3604M)

TIDMGEC

RNS Number : 3604M

General Electric Company

11 May 2020

SEC Form 3

FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person Requiring GENERAL ELECTRIC CO [ GE ]
(*)Carter Ashton B Statement
(Month/Day/Year)
(Last) (First) (Middle) 05/05/2020

GENERAL ELECTRIC COMPANY
5 NECCO ST.

(Street)BOSTON MA 02210

(City) (State) (Zip)
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable)X Director 10% Owner
Officer (give title below) Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
(Instr. 4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership
4) 5) (Instr. 5)
Common Stock $ 0 D

Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative 2. Date Exercisable and 3. Title and Amount of 4. 5. 6. Nature of
Security (Instr. 4) Expiration Date Securities Underlying Conversion Ownership Indirect
(Month/Day/Year) Derivative Security (Instr. or Form: Beneficial
4) Exercise Direct Ownership
Price of (D) or (Instr. 5)
Derivative Indirect
Security (I)
(Instr.
5)
Amount or
Date Number of
Exercisable Expiration Date Title Shares

Explanation of Responses:

Brian Sandstrom on behalf of Ashton B. Carter 05/08/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.

Limited Power of Attorney for Section 16 Reporting Obligations.

I, Ashton B. Carter, hereby appoint GE to assist me in the preparation and filing of Section 16 reports, and execute the below Power of Attorney for this purpose. I am a director candidate for General Electric Company (GE) and, in the event that I am elected or apppointed to the board of GE, and until further written notice, I hereby individually authorize Christoph Pereira (GE's Vice President, Vice President, Chief Risk Officer and Chief Corporate Counsel), Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel), Brandon Smith (GE's Executive Corporate, Securities

and Finance Counsel) and Julia Chen (GE's Corporate, Securities and Finance Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or related form that I have filed or may file hereafter in connection with my direct or indirect beneficial ownership of GE securities, and to take any other action of any type whatsoever in connection with the foregoing that in his or her opinion may be for the benefit of, in the best interest of, or legally required by me.

Date: 1/31/2020

Signed: /s/ Ashton B. Carter

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END

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