General Electric Company Director/PDMR Shareholding (2398L)
April 29 2020 - 2:00AM
UK Regulatory
TIDMGEC
RNS Number : 2398L
General Electric Company
29 April 2020
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act
of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address 2. Issuer Name and Ticker or Trading 5. Relationship of
of Reporting Person Symbol Reporting Person(s)
* GENERAL ELECTRIC CO [ GE ] to Issuer (Check all
Holston Michael applicable)
J Director
X Officer (give title
below)
Senior Vice President
------------------------------------------------------------------------------ ---
3. Date of Earliest Transaction (Month/Day/Year)
04/24/2020
(Last) (First) (Middle)
------------ ------------------------ --------- ---------- -----------
10% Owner
Other (specify
below)
-------------------------------------------------------------------------------------------------- ------------ ------------------------ --------- ---------- ----------- -----------------
GENERAL ELECTRIC
COMPANY
------------
5 NECCO ST 4. If Amendment, Date of Original 6. Individual or Joint/Group
Filed (Month/Day/Year) Filing (Check Applicable Line)
X Form filed by One Reporting
Person
Form filed by More than One Reporting
Person
-------------------------------------------------------------------------------------------------
(Street)
BOSTON MA 02210
(City) (State) (Zip)
----------------------- ----------------------------------- -------- -------------------------------------------------------------------------------------------------- ------------ ------------------------ --------- ---------- ----------- --- ------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. Ownership 7. Nature
Date (Month/Day/Year) Execution Code (Instr. (A) or Disposed Of of Securities Form: Direct of Indirect
Date, 8) (D) (Instr. 3, 4 and Beneficially (D) or Indirect Beneficial
if any 5) Owned Following (I) (Instr. Ownership
(Month/Day/Year) Reported Transaction(s) 4) (Instr.
(Instr. 3 4)
and 4)
---------------------------------------------------------------------- ---------------------- ------------------ -------------------- ---------------------------------------------- --------------------------------------- ---------------------------- ------------
Code V Amount (A) Price
or
(D)
----------- ---------- ---------------- ----------------- -------- ----------- --------- ------ ---------- ------------- ----- -------------------- ----- ----------------- ------------------------ --------- ---------- ----------- --- ------------
Common Stock 04/24/2020 M 35,338 A $ 0 103,128 D
---------------------------------------------------------------------- ---------------------- ------------------ ------------- ----- -------------------- ----- ----------------- --------------------------------------- ---------------------------- ------------
Common Stock 04/24/2020 F 15,708 D $ 6.42 87,420 D
---------------------------------------------------------------------- ---------------------- ------------------ ------------- ----- -------------------- ----- ----------------- --------------------------------------- ---------------------------- ------------
Common Stock 04/24/2020 M 86,698 A $ 0 174,118 D
---------------------------------------------------------------------- ---------------------- ------------------ ------------- ----- -------------------- ----- ----------------- --------------------------------------- ---------------------------- ------------
Common Stock 04/24/2020 F 38,538 D $ 6.42 135,580 D
---------------------------------------------------------------------- ---------------------- ------------------ ------------- ----- -------------------- ----- ----------------- --------------------------------------- ---------------------------- ------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number 6. Date Exercisable 7. Title and Amount 8. Price 9. Number 10. Ownership 11. Nature
Derivative Conversion Date Execution Code (Instr. of Derivative and Expiration of Securities Underlying of Derivative of derivative Form: of Indirect
Security or (Month/Day/Year) Date, 8) Securities Date (Month/Day/Year) Derivative Security Security Securities Direct Beneficial
(Instr. 3) Exercise if any Acquired (Instr. 3 and 4) (Instr. Beneficially (D) or Ownership
Price (Month/Day/Year) (A) or Disposed 5) Owned Indirect (Instr.
of of (D) (Instr. Following (I) (Instr. 4)
Derivative 3, 4 and Reported 4)
Security 5) Transaction(s)
(Instr.
4)
---------- ---------------- ----------------- --------------------- ----------------------------------- ---------------------------- ------------------------------------ ------------------------ --------------------- ---------------- ------------
Amount
Date Expiration or Number
Code V (A) (D) Exercisable Date Title of Shares
---------- ---------------- ----------------- -------- ----------- ----------------- ---------------- -------------- ------------ ------------- --------------------- ------------------------ --------- ---------- ----------- --- ------------
Restricted
Stock Common
Units (1) 04/24/2020 M 35,338 04/24/2020 04/24/2020 Stock 35,338 $ 0 35,338 D
---------- ---------------- ----------------- -------- ----------- ----------------- ---------------- -------------- ------------ ------------- --------------------- ------------------------ --------------------- ---------------- ------------
Restricted
Stock Common
Units (1) 04/24/2020 M 86,698 04/24/2020 04/24/2020 Stock 86,698 $ 0 86,699 D
=========== ========== ================ ================= ======== =========== ================= ================ ============== ============ ============= ===================== ======================== ===================== ================ ============
Explanation of Responses:
1. 1 for 1
Remarks:
Brian Sandstrom on behalf of Michael Holston 04/28/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see
Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.
78ff(a). Note: File three copies of this Form, one of which must be
manually signed.
If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
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END
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