Aurora Investment Trust PLC Holding(s) in Company (0446J)
June 23 2017 - 9:13AM
UK Regulatory
TIDMARR
RNS Number : 0446J
Aurora Investment Trust PLC
23 June 2017
Aurora Investment Trust plc has received the following
notification of interest in its shares.
TR-1: NOTIFICATION OF MAJOR
INTEREST IN SHARES
------------------------------------------------------------- --------------------------------
1. Identity of the issuer or Aurora Investment Trust
the underlying issuer Plc
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- --------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
---------------------------------------------------------------- -----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- -----------------------------
An event changing the breakdown of voting rights X
---------------------------------------------------------------- -----------------------------
Other (please
specify):
--------------------------------------------------------- ----- -----------------------------
3. Full name of person(s) ROTHSCHILD WEALTH MANAGEMENT
subject to the (UK) LIMITED
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 22(nd) June 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 22(nd) June 207
notified:
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7. Threshold(s) that is/are <18%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ---------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ---------------- ---------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ -------------- --------- ------------ ------------ -----------
GB0000633262 6,288,101 6,288,101 6,288,101 6,288,101 17.85%
---------------- ---------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ -------------- -------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- -------------- -------------- ---------------- ------------------------- -----------------------
Nominal Delta
---------------- -------------- -------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
6,288,101 17.85%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------
Rothschild Wealth Management (UK) Limited serves as
investment manager and / or investment advisor to various
Funds and Discretionary clients. The shares are held
as follows :-
R-WM Wealth Strategy Fund - 9.20%
The Mazener Fund - 2.44%
CF Institutional World Fund - 1.43%
The Beamish Fund - 0.76%
TM Total Return Fund - 0.48%
S&W Worldwide Fund - 0.44%
Discretionary Clients - 2.83%
Non Discretionary Clients - 0.26%
Proxy Voting:
----------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- -------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- -------------------------
NSI used for calculation
13. Additional information: purposes is 35,230,868
------------------------------------------------------------- -------------------------
14. Contact name: David Kitto-Smith
------------------------------------------------------------- -------------------------
15. Contact telephone number: 020-7280-1749
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The company news service from the London Stock Exchange
END
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