Aberdeen Private Equity Fund Ltd Holding(s) in Company (4248D)
April 26 2017 - 9:11AM
UK Regulatory
TIDMAPEF
RNS Number : 4248D
Aberdeen Private Equity Fund Ltd
26 April 2017
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or
the underlying issuer of existing
shares to which voting rights Aberdeen Private Equity
are attached: ii Fund (GG00B1XCHB94)
---------------------------------------------------- -------------------------------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------- -------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------- -------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial X
instruments
---------------------------------------------------- -------------------------------------------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------- -------------------------------------------------------------------
Other (please specify):
---------------------------------------------------- -------------------------------------------------------------------
3. Full name of person(s)
subject to the notification Ironsides
obligation: iii Partners
LLC
---------------------------------------------------- -------------------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):iv
---------------------------------------------------- -------------------------------------------------------------------
5. Date of the transaction
and date on 20 April 2017
which the threshold is crossed
or reached: v
---------------------------------------------------- -------------------------------------------------------------------
6. Date on which issuer notified: 25 April 2017
---------------------------------------------------- -------------------------------------------------------------------
7. Threshold(s) that is/are
crossed or reached: vi, vii 9%
---------------------------------------------------- -------------------------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------
A: Voting rights attached to shares viii, ix
-----------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using the
ISIN CODE
------------- --------------------- ---------------------------------------------------------
Number Number Number Number of voting % of voting
of of Voting of shares rights rights x
Shares Rights
------------- -------- ----------- ----------- -------------------- ----------------------
xi xii
Direct Direct Indirect Direct Indirect
------------- -------- ----------- ----------- -------- ---------- --------- -----------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion rights that rights
Period xiv may be acquired
if the instrument
is exercised/
converted.
------------------ ----------- ------------ ------------------- ------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
xv, xvi
-------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date xvii Conversion rights rights xix,
period instrument refers xx
xviii to
------------------- ---------- ------------ ------------- ------------------- --------------------
Nominal Delta
------------------- ---------- ------------ ------------- ------------------- ---------- --------
Contracts 29
for November
Difference N/A 2017 10,000,000 9.16% 9.16%
------------------- ---------- --------------------------- ------------------- ---------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
10,000,000 9.16%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable: xxi
Ironsides Partners LLC, a U.S. registered investment advisor, is
an indirect holder of the shares and is entitled to exercise the
above voting rights as the discretionary investment manager of
Ironsides P Fund LP.
Ironsides P Fund LP is the direct holder of the above shares and
the party to the contracts for difference.
Proxy Voting:
----------------------------------------
10. Name of the proxy holder:
--------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
--------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
--------------------------------------
13. Additional information:
--------------------------------- ---------------------------------------------------------------------------
14. Contact name: David S. Barnhart
--------------------------------- ---------------------------------------------------------------------------
15. Contact telephone number: (617) 449-3129
--------------------------------- ---------------------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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