AFH Financial Group Plc TR1: Notification of Major Interest in Shares (2454C)
April 11 2017 - 11:57AM
UK Regulatory
TIDMAFHP TIDMAFHB
RNS Number : 2454C
AFH Financial Group Plc
11 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------
1. Identity of the issuer or AFH Financial Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- ----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------- ------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
--------------------------------------------------------------- ------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
--------------------------------------------------------------- ------------------------
An event changing the breakdown of voting rights
--------------------------------------------------------------- ------------------------
Other (please
specify):
---------------------------------------------------------- --- ------------------------
3. Full name of person(s) Alan Hudson
subject to the notification
obligation: (iii)
----------------------------------------------------------- ----------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------
5. Date of the transaction 11 April 2017
and date on which the threshold
is crossed or reached: (v)
----------------------------------------------------------- ----------------------------
6. Date on which issuer 11 April 2017
notified:
----------------------------------------------------------- ----------------------------
7. Threshold(s) that is/are
crossed or reached: (vi,
vii) 22%
----------------------------------------------------------- ----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if
possible
using
the ISIN
CODE
----------- ---------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
----------- ---------------- ---------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----------- ------------ ------------ -------------- ------------ ------------ ------------ -----------
Ordinary 6,555,700 6,555,700 6,555,700 6,555,700 21.79
---------------- ---------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- -------------- -------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- -------------- -------------- ---------------- ---------------------------- -----------------------
Nominal Delta
------------- -------------- -------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
6,555,700 21.79
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- -------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- -------------
13. Additional information:
------------------------------------------------------------- -------------
14. Contact name: Alan Hudson
------------------------------------------------------------- -------------
15. Contact telephone number: 01527 577775
------------------------------------------------------------- -------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
------------------------------------------------------------------------------
Full name Alan Hudson
(including legal form of
legal entities)
------------------------------------ ----------------------------------------
Contact address AFH House, Buntsford Drive,
(registered office for legal Stoke Heath, Bromsgrove,
entities) Worcestershire B60 4JE
------------------------------------ ----------------------------------------
Phone number & email 01527 577775 & alan.hudson@afhgroup.com
------------------------------------ ----------------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ----------------------------------------
B: Identity of the notifier, if applicable
------------------------------------------------------------------------------
Full name
------------------------------------ ----------------------------------------
Contact address
------------------------------------ ----------------------------------------
Phone number & email
------------------------------------ ----------------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ----------------------------------------
C: Additional information
------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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